0000899243-18-029897.txt : 20181130 0000899243-18-029897.hdr.sgml : 20181130 20181130183524 ACCESSION NUMBER: 0000899243-18-029897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180627 FILED AS OF DATE: 20181130 DATE AS OF CHANGE: 20181130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DONNELLY THOMAS C CENTRAL INDEX KEY: 0001360659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38579 FILM NUMBER: 181212377 MAIL ADDRESS: STREET 1: C/O BRIGHTVIEW HOLDINGS, INC. STREET 2: 401 PLYMOUTH ROAD, SUITE 500 CITY: PLYMOUTH MEETING STATE: PA ZIP: 19462-1646 FORMER NAME: FORMER CONFORMED NAME: DONNELLY` THOMAS C DATE OF NAME CHANGE: 20060426 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightView Holdings, Inc. CENTRAL INDEX KEY: 0001734713 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700] IRS NUMBER: 464190788 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 401 PLYMOUTH ROAD STREET 2: SUITE 500 CITY: PLYMOUTH MEETING STATE: PA ZIP: 19462-1646 BUSINESS PHONE: (484) 567-7204 MAIL ADDRESS: STREET 1: 401 PLYMOUTH ROAD STREET 2: SUITE 500 CITY: PLYMOUTH MEETING STATE: PA ZIP: 19462-1646 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-27 0 0001734713 BrightView Holdings, Inc. BV 0001360659 DONNELLY THOMAS C C/O BRIGHTVIEW HOLDINGS, INC., 401 PLYMOUTH ROAD, SUITE 500 PLYMOUTH MEETING PA 19462 0 1 0 0 See Remarks Common Stock 2018-06-27 4 A 0 87202 A 87202 D Common Stock 2018-06-27 4 A 0 164000 A 164000 I By trust Common Stock 2018-11-28 4 A 0 8292 0.00 A 95494 D Common Stock 2018-11-28 4 A 0 20680 0.00 A 116174 D Stock Options (Right to Buy) 22.00 2018-06-27 4 A 0 42764 0.00 A 2028-06-27 Common Stock 42764 42764 D Stock Options (Right to Buy) 22.00 2018-06-27 4 A 0 52948 A 2028-06-27 Common Stock 52948 52948 D Stock Options (Right to Buy) 22.00 2018-06-27 4 A 0 16298 A 2028-06-27 Common Stock 16298 16298 D Stock Options (Right to Buy) 22.00 2018-06-27 4 A 0 41548 A 2028-06-27 Common Stock 41548 41548 D Stock Options (Right to Buy) 22.00 2018-11-28 4 A 0 11080 0.00 A 2028-06-27 Common Stock 11080 52628 D Stock Options (Right to Buy) 13.49 2018-11-28 4 A 0 47980 0.00 A 2028-11-28 Common Stock 47980 47980 D These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018. Includes unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person. Represents a grant of time-based restricted stock that vests in four equal annual installments beginning on November 28, 2019. Represents a grant of time-based options made on June 27, 2018, which were included in the Reporting Person's Form 3 filed on June 28, 2018. Represents time-based options that vest in four equal annual installments beginning on the first anniversary of the Issuer's initial public offering. Represents time-based options of which 80% are vested. The remaining 20% will vest on September 30, 2019. Represents time-based options of which 80% are vested. The remaining 20% will vest on September 30, 2019. Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable. Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria. Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person. Represents a grant of time-based options that vests in four equal annual installments beginning on November 28, 2019. The Reporting Person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein. Title: President, Landscape Development /s/ Jonathan M. Gottsegen, as Attorney-in-Fact 2018-11-30