0000899243-18-029897.txt : 20181130
0000899243-18-029897.hdr.sgml : 20181130
20181130183524
ACCESSION NUMBER: 0000899243-18-029897
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180627
FILED AS OF DATE: 20181130
DATE AS OF CHANGE: 20181130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DONNELLY THOMAS C
CENTRAL INDEX KEY: 0001360659
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38579
FILM NUMBER: 181212377
MAIL ADDRESS:
STREET 1: C/O BRIGHTVIEW HOLDINGS, INC.
STREET 2: 401 PLYMOUTH ROAD, SUITE 500
CITY: PLYMOUTH MEETING
STATE: PA
ZIP: 19462-1646
FORMER NAME:
FORMER CONFORMED NAME: DONNELLY` THOMAS C
DATE OF NAME CHANGE: 20060426
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BrightView Holdings, Inc.
CENTRAL INDEX KEY: 0001734713
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 464190788
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 401 PLYMOUTH ROAD
STREET 2: SUITE 500
CITY: PLYMOUTH MEETING
STATE: PA
ZIP: 19462-1646
BUSINESS PHONE: (484) 567-7204
MAIL ADDRESS:
STREET 1: 401 PLYMOUTH ROAD
STREET 2: SUITE 500
CITY: PLYMOUTH MEETING
STATE: PA
ZIP: 19462-1646
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-06-27
0
0001734713
BrightView Holdings, Inc.
BV
0001360659
DONNELLY THOMAS C
C/O BRIGHTVIEW HOLDINGS, INC.,
401 PLYMOUTH ROAD, SUITE 500
PLYMOUTH MEETING
PA
19462
0
1
0
0
See Remarks
Common Stock
2018-06-27
4
A
0
87202
A
87202
D
Common Stock
2018-06-27
4
A
0
164000
A
164000
I
By trust
Common Stock
2018-11-28
4
A
0
8292
0.00
A
95494
D
Common Stock
2018-11-28
4
A
0
20680
0.00
A
116174
D
Stock Options (Right to Buy)
22.00
2018-06-27
4
A
0
42764
0.00
A
2028-06-27
Common Stock
42764
42764
D
Stock Options (Right to Buy)
22.00
2018-06-27
4
A
0
52948
A
2028-06-27
Common Stock
52948
52948
D
Stock Options (Right to Buy)
22.00
2018-06-27
4
A
0
16298
A
2028-06-27
Common Stock
16298
16298
D
Stock Options (Right to Buy)
22.00
2018-06-27
4
A
0
41548
A
2028-06-27
Common Stock
41548
41548
D
Stock Options (Right to Buy)
22.00
2018-11-28
4
A
0
11080
0.00
A
2028-06-27
Common Stock
11080
52628
D
Stock Options (Right to Buy)
13.49
2018-11-28
4
A
0
47980
0.00
A
2028-11-28
Common Stock
47980
47980
D
These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018.
Includes unvested shares of restricted stock.
Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person.
Represents a grant of time-based restricted stock that vests in four equal annual installments beginning on November 28, 2019.
Represents a grant of time-based options made on June 27, 2018, which were included in the Reporting Person's Form 3 filed on June 28, 2018.
Represents time-based options that vest in four equal annual installments beginning on the first anniversary of the Issuer's initial public offering.
Represents time-based options of which 80% are vested. The remaining 20% will vest on September 30, 2019.
Represents time-based options of which 80% are vested. The remaining 20% will vest on September 30, 2019.
Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable.
Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria.
Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person.
Represents a grant of time-based options that vests in four equal annual installments beginning on November 28, 2019.
The Reporting Person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.
Title: President, Landscape Development
/s/ Jonathan M. Gottsegen, as Attorney-in-Fact
2018-11-30