The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR PRODS & CHEMS INC | COM | 009158106 | 10,645 | 77,800 | SH | SOLE | 1,2 | 77,800 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 3,694 | 27,000 | SH | SOLE | 2 | 27,000 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 5,883 | 262,300 | SH | SOLE | 1,2 | 262,300 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 2,079 | 92,700 | SH | SOLE | 2 | 92,700 | 0 | 0 | |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 3,990 | 239,796 | SH | SOLE | 1,2 | 239,796 | 0 | 0 | |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 1,405 | 84,441 | SH | SOLE | 2 | 84,441 | 0 | 0 | |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 8,267 | 496,800 | SH | Call | SOLE | 1,2 | 496,800 | 0 | 0 |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 2,882 | 173,200 | SH | Call | SOLE | 2 | 173,200 | 0 | 0 |
AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | 7,474 | 919,300 | SH | SOLE | 1,2 | 919,300 | 0 | 0 | |
AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | 2,615 | 321,700 | SH | SOLE | 2 | 321,700 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 3,174 | 26,300 | SH | SOLE | 1,2 | 26,300 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 1,110 | 9,200 | SH | SOLE | 2 | 9,200 | 0 | 0 | |
ASBURY AUTOMOTIVE GROUP INC | COM | 043436104 | 7,730 | 85,300 | SH | SOLE | 1,2 | 85,300 | 0 | 0 | |
ASBURY AUTOMOTIVE GROUP INC | COM | 043436104 | 2,700 | 29,800 | SH | SOLE | 2 | 29,800 | 0 | 0 | |
AXIALL CORP | COM | 05463D100 | 8,829 | 244,900 | SH | SOLE | 1,2 | 244,900 | 0 | 0 | |
AXIALL CORP | COM | 05463D100 | 3,082 | 85,500 | SH | SOLE | 2 | 85,500 | 0 | 0 | |
BARINGTON HILCO ACQUISITION | UNIT 99/99/9999T | 06759V200 | 1,864 | 185,300 | SH | SOLE | 1,2 | 185,300 | 0 | 0 | |
BARINGTON HILCO ACQUISITION | UNIT 99/99/9999T | 06759V200 | 651 | 64,700 | SH | SOLE | 2 | 64,700 | 0 | 0 | |
BLOCK H & R INC | COM | 093671105 | 3,855 | 130,000 | SH | SOLE | 1,2 | 130,000 | 0 | 0 | |
BLOCK H & R INC | COM | 093671105 | 1,334 | 45,000 | SH | SOLE | 2 | 45,000 | 0 | 0 | |
BLOCK H & R INC | COM | 093671105 | 5,278 | 178,000 | SH | Call | SOLE | 1,2 | 178,000 | 0 | 0 |
BLOCK H & R INC | COM | 093671105 | 1,838 | 62,000 | SH | Call | SOLE | 2 | 62,000 | 0 | 0 |
ALLERGAN PLC | SHS | G0177J108 | 28,608 | 94,272 | SH | SOLE | 1,2 | 94,272 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 9,912 | 32,662 | SH | SOLE | 2 | 32,662 | 0 | 0 | |
BOULEVARD ACQUISITION CORP | *W EXP 02/19/201 | 10157P112 | 1,017 | 278,650 | SH | SOLE | 1,2 | 278,650 | 0 | 0 | |
BOULEVARD ACQUISITION CORP | *W EXP 02/19/201 | 10157P112 | 352 | 96,350 | SH | SOLE | 2 | 96,350 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 26,914 | 522,700 | SH | SOLE | 1,2 | 522,700 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 9,387 | 182,300 | SH | SOLE | 2 | 182,300 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 16,801 | 326,300 | SH | Call | SOLE | 1,2 | 326,300 | 0 | 0 |
BROADCOM CORP | CL A | 111320107 | 5,854 | 113,700 | SH | Call | SOLE | 2 | 113,700 | 0 | 0 |
CAMBRIDGE CAP ACQUISITION CO | COM | 13215Q106 | 2,031 | 204,100 | SH | SOLE | 1,2 | 204,100 | 0 | 0 | |
CAMBRIDGE CAP ACQUISITION CO | COM | 13215Q106 | 705 | 70,900 | SH | SOLE | 2 | 70,900 | 0 | 0 | |
EQUITY COMWLTH | COM SH BEN INT | 294628102 | 4,759 | 185,400 | SH | SOLE | 1,2 | 185,400 | 0 | 0 | |
EQUITY COMWLTH | COM SH BEN INT | 294628102 | 1,658 | 64,600 | SH | SOLE | 2 | 64,600 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 5,338 | 144,300 | SH | SOLE | 1,2 | 144,300 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 1,868 | 50,500 | SH | SOLE | 2 | 50,500 | 0 | 0 | |
FINTECH ACQUISITION CORP | UNIT 99/99/9999 | 31809H209 | 3,018 | 296,500 | SH | SOLE | 1,2 | 296,500 | 0 | 0 | |
FINTECH ACQUISITION CORP | UNIT 99/99/9999 | 31809H209 | 1,054 | 103,500 | SH | SOLE | 2 | 103,500 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 7,071 | 70,500 | SH | SOLE | 1,2 | 70,500 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 2,457 | 24,500 | SH | SOLE | 2 | 24,500 | 0 | 0 | |
HARMONY MERGER CORP | UNIT 99/99/9999 | 413247206 | 1,507 | 148,300 | SH | SOLE | 1,2 | 148,300 | 0 | 0 | |
HARMONY MERGER CORP | UNIT 99/99/9999 | 413247206 | 525 | 51,700 | SH | SOLE | 2 | 51,700 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 3,826 | 20,000 | SH | SOLE | 1,2 | 20,000 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 1,339 | 7,000 | SH | SOLE | 2 | 7,000 | 0 | 0 | |
JASON INDS INC | *W EXP 06/30/201 | 471172114 | 216 | 372,500 | SH | SOLE | 1,2 | 372,500 | 0 | 0 | |
JASON INDS INC | *W EXP 06/30/201 | 471172114 | 74 | 127,500 | SH | SOLE | 2 | 127,500 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 8,279 | 118,600 | SH | SOLE | 1,2 | 118,600 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 2,890 | 41,400 | SH | SOLE | 2 | 41,400 | 0 | 0 | |
OM GROUP INC | COM | 670872100 | 16,199 | 482,100 | SH | SOLE | 1,2 | 482,100 | 0 | 0 | |
OM GROUP INC | COM | 670872100 | 5,641 | 167,900 | SH | SOLE | 2 | 167,900 | 0 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 8,840 | 345,600 | SH | SOLE | 1,2 | 345,600 | 0 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 3,081 | 120,456 | SH | SOLE | 2 | 120,456 | 0 | 0 | |
QUINPARIO ACQUISITION CORP 2 | UNIT 01/01/2023 | 74874U200 | 3,870 | 370,300 | SH | SOLE | 1,2 | 370,300 | 0 | 0 | |
QUINPARIO ACQUISITION CORP 2 | UNIT 01/01/2023 | 74874U200 | 1,355 | 129,700 | SH | SOLE | 2 | 129,700 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 13,379 | 260,400 | SH | SOLE | 1,2 | 260,400 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 4,655 | 90,600 | SH | SOLE | 2 | 90,600 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 3,073 | 52,000 | SH | SOLE | 1,2 | 52,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 1,064 | 18,000 | SH | SOLE | 2 | 18,000 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 7,307 | 83,600 | SH | SOLE | 1,2 | 83,600 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 2,526 | 28,900 | SH | SOLE | 2 | 28,900 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 25,069 | 140,700 | SH | SOLE | 1,2 | 140,700 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 8,784 | 49,300 | SH | SOLE | 2 | 49,300 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 6,665 | 30,000 | SH | SOLE | 1,2 | 30,000 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 2,266 | 10,200 | SH | SOLE | 2 | 10,200 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 8,106 | 96,000 | SH | SOLE | 1,2 | 96,000 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 2,787 | 33,000 | SH | SOLE | 2 | 33,000 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 13,437 | 342,000 | SH | SOLE | 1,2 | 342,000 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 4,715 | 120,000 | SH | SOLE | 2 | 120,000 | 0 | 0 | |
YELP INC | CL A | 985817105 | 3,989 | 92,700 | SH | SOLE | 1,2 | 92,700 | 0 | 0 | |
YELP INC | CL A | 985817105 | 1,390 | 32,300 | SH | SOLE | 2 | 32,300 | 0 | 0 | |
YUM BRANDS INC | COM | 988498101 | 10,344 | 114,830 | SH | SOLE | 1,2 | 114,830 | 0 | 0 | |
YUM BRANDS INC | COM | 988498101 | 3,583 | 39,772 | SH | SOLE | 2 | 39,772 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 3,563 | 73,900 | SH | SOLE | 1,2 | 73,900 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 1,259 | 26,100 | SH | SOLE | 2 | 26,100 | 0 | 0 | |
AROWANA INC | UNIT 99/99/9999 | G05011138 | 6,019 | 594,200 | SH | SOLE | 1,2 | 594,200 | 0 | 0 | |
AROWANA INC | UNIT 99/99/9999 | G05011138 | 2,085 | 205,800 | SH | SOLE | 2 | 205,800 | 0 | 0 | |
C B PHARMA ACQUISITION CORP | UNIT 12/17/2021 | G2029P100 | 1,174 | 111,500 | SH | SOLE | 1,2 | 111,500 | 0 | 0 | |
C B PHARMA ACQUISITION CORP | UNIT 12/17/2021 | G2029P100 | 405 | 38,500 | SH | SOLE | 2 | 38,500 | 0 | 0 | |
DT ASIA INVTS LTD | UNIT 03/29/2021T | G2615J120 | 3,017 | 296,200 | SH | SOLE | 1,2 | 296,200 | 0 | 0 | |
DT ASIA INVTS LTD | UNIT 03/29/2021T | G2615J120 | 1,057 | 103,800 | SH | SOLE | 2 | 103,800 | 0 | 0 | |
ENDO INTL PLC | SHS | G30401106 | 5,982 | 75,100 | SH | SOLE | 1,2 | 75,100 | 0 | 0 | |
ENDO INTL PLC | SHS | G30401106 | 2,095 | 26,300 | SH | SOLE | 2 | 26,300 | 0 | 0 | |
ELECTRUM SPL ACQUISITION COR | UNIT 99/99/9999 | G3105C120 | 5,572 | 556,100 | SH | SOLE | 1,2 | 556,100 | 0 | 0 | |
ELECTRUM SPL ACQUISITION COR | UNIT 99/99/9999 | G3105C120 | 1,943 | 193,900 | SH | SOLE | 2 | 193,900 | 0 | 0 | |
GARNERO GROUP ACQUISITION CO | UNIT 06/25/2016 | G5866L124 | 2,953 | 293,800 | SH | SOLE | 1,2 | 293,800 | 0 | 0 | |
GARNERO GROUP ACQUISITION CO | UNIT 06/25/2016 | G5866L124 | 1,067 | 106,200 | SH | SOLE | 2 | 106,200 | 0 | 0 | |
PARTNERRE LTD | COM | G6852T105 | 19,219 | 149,563 | SH | SOLE | 1,2 | 149,563 | 0 | 0 | |
PARTNERRE LTD | COM | G6852T105 | 6,700 | 52,140 | SH | SOLE | 2 | 52,140 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 5,738 | 122,600 | SH | SOLE | 1,2 | 122,600 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 1,984 | 42,400 | SH | SOLE | 2 | 42,400 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 7,694 | 164,400 | SH | Call | SOLE | 1,2 | 164,400 | 0 | 0 |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 2,836 | 60,600 | SH | Call | SOLE | 2 | 60,600 | 0 | 0 |
PERRIGO CO PLC | SHS | G97822103 | 27,872 | 150,800 | SH | SOLE | 1,2 | 150,800 | 0 | 0 | |
PERRIGO CO PLC | SHS | G97822103 | 9,741 | 52,700 | SH | SOLE | 2 | 52,700 | 0 | 0 | |
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 6,008 | 45,200 | SH | SOLE | 1,2 | 45,200 | 0 | 0 | |
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 2,100 | 15,800 | SH | SOLE | 2 | 15,800 | 0 | 0 | |
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 4,094 | 30,800 | SH | Call | SOLE | 1,2 | 30,800 | 0 | 0 |
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 1,422 | 10,700 | SH | Call | SOLE | 2 | 10,700 | 0 | 0 |