0001062993-15-004576.txt : 20150814
0001062993-15-004576.hdr.sgml : 20150814
20150814160424
ACCESSION NUMBER: 0001062993-15-004576
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150814
DATE AS OF CHANGE: 20150814
EFFECTIVENESS DATE: 20150814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SENECA CAPITAL INVESTMENTS, L.P.
CENTRAL INDEX KEY: 0001360505
IRS NUMBER: 061764524
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12387
FILM NUMBER: 151055647
BUSINESS ADDRESS:
STREET 1: 900 THIRD AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-888-2999
MAIL ADDRESS:
STREET 1: 900 THIRD AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001360505
XXXXXXXX
06-30-2015
06-30-2015
SENECA CAPITAL INVESTMENTS, L.P.
900 THIRD AVENUE
22ND FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-12387
N
Michael R. Anastasio, Jr.
Chief Financial Officer
212-888-2999
/s/ Michael R. Anastasio, Jr.
New York
NY
08-14-2015
2
98
533563
false
1
28-03497
Seneca Capital Advisors, LLC
2
28-14863
Douglas A. Hirsch
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AIR PRODS & CHEMS INC
COM
009158106
10645
77800
SH
SOLE
1,2
77800
0
0
AIR PRODS & CHEMS INC
COM
009158106
3694
27000
SH
SOLE
2
27000
0
0
ALLY FINL INC
COM
02005N100
5883
262300
SH
SOLE
1,2
262300
0
0
ALLY FINL INC
COM
02005N100
2079
92700
SH
SOLE
2
92700
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
3990
239796
SH
SOLE
1,2
239796
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
1405
84441
SH
SOLE
2
84441
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
8267
496800
SH
Call
SOLE
1,2
496800
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
2882
173200
SH
Call
SOLE
2
173200
0
0
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
7474
919300
SH
SOLE
1,2
919300
0
0
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
2615
321700
SH
SOLE
2
321700
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
3174
26300
SH
SOLE
1,2
26300
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
1110
9200
SH
SOLE
2
9200
0
0
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
7730
85300
SH
SOLE
1,2
85300
0
0
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
2700
29800
SH
SOLE
2
29800
0
0
AXIALL CORP
COM
05463D100
8829
244900
SH
SOLE
1,2
244900
0
0
AXIALL CORP
COM
05463D100
3082
85500
SH
SOLE
2
85500
0
0
BARINGTON HILCO ACQUISITION
UNIT 99/99/9999T
06759V200
1864
185300
SH
SOLE
1,2
185300
0
0
BARINGTON HILCO ACQUISITION
UNIT 99/99/9999T
06759V200
651
64700
SH
SOLE
2
64700
0
0
BLOCK H & R INC
COM
093671105
3855
130000
SH
SOLE
1,2
130000
0
0
BLOCK H & R INC
COM
093671105
1334
45000
SH
SOLE
2
45000
0
0
BLOCK H & R INC
COM
093671105
5278
178000
SH
Call
SOLE
1,2
178000
0
0
BLOCK H & R INC
COM
093671105
1838
62000
SH
Call
SOLE
2
62000
0
0
ALLERGAN PLC
SHS
G0177J108
28608
94272
SH
SOLE
1,2
94272
0
0
ALLERGAN PLC
SHS
G0177J108
9912
32662
SH
SOLE
2
32662
0
0
BOULEVARD ACQUISITION CORP
*W EXP 02/19/201
10157P112
1017
278650
SH
SOLE
1,2
278650
0
0
BOULEVARD ACQUISITION CORP
*W EXP 02/19/201
10157P112
352
96350
SH
SOLE
2
96350
0
0
BROADCOM CORP
CL A
111320107
26914
522700
SH
SOLE
1,2
522700
0
0
BROADCOM CORP
CL A
111320107
9387
182300
SH
SOLE
2
182300
0
0
BROADCOM CORP
CL A
111320107
16801
326300
SH
Call
SOLE
1,2
326300
0
0
BROADCOM CORP
CL A
111320107
5854
113700
SH
Call
SOLE
2
113700
0
0
CAMBRIDGE CAP ACQUISITION CO
COM
13215Q106
2031
204100
SH
SOLE
1,2
204100
0
0
CAMBRIDGE CAP ACQUISITION CO
COM
13215Q106
705
70900
SH
SOLE
2
70900
0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
4759
185400
SH
SOLE
1,2
185400
0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
1658
64600
SH
SOLE
2
64600
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
5338
144300
SH
SOLE
1,2
144300
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
1868
50500
SH
SOLE
2
50500
0
0
FINTECH ACQUISITION CORP
UNIT 99/99/9999
31809H209
3018
296500
SH
SOLE
1,2
296500
0
0
FINTECH ACQUISITION CORP
UNIT 99/99/9999
31809H209
1054
103500
SH
SOLE
2
103500
0
0
GRACE W R & CO DEL NEW
COM
38388F108
7071
70500
SH
SOLE
1,2
70500
0
0
GRACE W R & CO DEL NEW
COM
38388F108
2457
24500
SH
SOLE
2
24500
0
0
HARMONY MERGER CORP
UNIT 99/99/9999
413247206
1507
148300
SH
SOLE
1,2
148300
0
0
HARMONY MERGER CORP
UNIT 99/99/9999
413247206
525
51700
SH
SOLE
2
51700
0
0
HUMANA INC
COM
444859102
3826
20000
SH
SOLE
1,2
20000
0
0
HUMANA INC
COM
444859102
1339
7000
SH
SOLE
2
7000
0
0
JASON INDS INC
*W EXP 06/30/201
471172114
216
372500
SH
SOLE
1,2
372500
0
0
JASON INDS INC
*W EXP 06/30/201
471172114
74
127500
SH
SOLE
2
127500
0
0
MOLSON COORS BREWING CO
CL B
60871R209
8279
118600
SH
SOLE
1,2
118600
0
0
MOLSON COORS BREWING CO
CL B
60871R209
2890
41400
SH
SOLE
2
41400
0
0
OM GROUP INC
COM
670872100
16199
482100
SH
SOLE
1,2
482100
0
0
OM GROUP INC
COM
670872100
5641
167900
SH
SOLE
2
167900
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
8840
345600
SH
SOLE
1,2
345600
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
3081
120456
SH
SOLE
2
120456
0
0
QUINPARIO ACQUISITION CORP 2
UNIT 01/01/2023
74874U200
3870
370300
SH
SOLE
1,2
370300
0
0
QUINPARIO ACQUISITION CORP 2
UNIT 01/01/2023
74874U200
1355
129700
SH
SOLE
2
129700
0
0
SEALED AIR CORP NEW
COM
81211K100
13379
260400
SH
SOLE
1,2
260400
0
0
SEALED AIR CORP NEW
COM
81211K100
4655
90600
SH
SOLE
2
90600
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
3073
52000
SH
SOLE
1,2
52000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
1064
18000
SH
SOLE
2
18000
0
0
TIME WARNER INC
COM NEW
887317303
7307
83600
SH
SOLE
1,2
83600
0
0
TIME WARNER INC
COM NEW
887317303
2526
28900
SH
SOLE
2
28900
0
0
TIME WARNER CABLE INC
COM
88732J207
25069
140700
SH
SOLE
1,2
140700
0
0
TIME WARNER CABLE INC
COM
88732J207
8784
49300
SH
SOLE
2
49300
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
6665
30000
SH
SOLE
1,2
30000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
2266
10200
SH
SOLE
2
10200
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
8106
96000
SH
SOLE
1,2
96000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2787
33000
SH
SOLE
2
33000
0
0
YAHOO INC
COM
984332106
13437
342000
SH
SOLE
1,2
342000
0
0
YAHOO INC
COM
984332106
4715
120000
SH
SOLE
2
120000
0
0
YELP INC
CL A
985817105
3989
92700
SH
SOLE
1,2
92700
0
0
YELP INC
CL A
985817105
1390
32300
SH
SOLE
2
32300
0
0
YUM BRANDS INC
COM
988498101
10344
114830
SH
SOLE
1,2
114830
0
0
YUM BRANDS INC
COM
988498101
3583
39772
SH
SOLE
2
39772
0
0
ZOETIS INC
CL A
98978V103
3563
73900
SH
SOLE
1,2
73900
0
0
ZOETIS INC
CL A
98978V103
1259
26100
SH
SOLE
2
26100
0
0
AROWANA INC
UNIT 99/99/9999
G05011138
6019
594200
SH
SOLE
1,2
594200
0
0
AROWANA INC
UNIT 99/99/9999
G05011138
2085
205800
SH
SOLE
2
205800
0
0
C B PHARMA ACQUISITION CORP
UNIT 12/17/2021
G2029P100
1174
111500
SH
SOLE
1,2
111500
0
0
C B PHARMA ACQUISITION CORP
UNIT 12/17/2021
G2029P100
405
38500
SH
SOLE
2
38500
0
0
DT ASIA INVTS LTD
UNIT 03/29/2021T
G2615J120
3017
296200
SH
SOLE
1,2
296200
0
0
DT ASIA INVTS LTD
UNIT 03/29/2021T
G2615J120
1057
103800
SH
SOLE
2
103800
0
0
ENDO INTL PLC
SHS
G30401106
5982
75100
SH
SOLE
1,2
75100
0
0
ENDO INTL PLC
SHS
G30401106
2095
26300
SH
SOLE
2
26300
0
0
ELECTRUM SPL ACQUISITION COR
UNIT 99/99/9999
G3105C120
5572
556100
SH
SOLE
1,2
556100
0
0
ELECTRUM SPL ACQUISITION COR
UNIT 99/99/9999
G3105C120
1943
193900
SH
SOLE
2
193900
0
0
GARNERO GROUP ACQUISITION CO
UNIT 06/25/2016
G5866L124
2953
293800
SH
SOLE
1,2
293800
0
0
GARNERO GROUP ACQUISITION CO
UNIT 06/25/2016
G5866L124
1067
106200
SH
SOLE
2
106200
0
0
PARTNERRE LTD
COM
G6852T105
19219
149563
SH
SOLE
1,2
149563
0
0
PARTNERRE LTD
COM
G6852T105
6700
52140
SH
SOLE
2
52140
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
5738
122600
SH
SOLE
1,2
122600
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
1984
42400
SH
SOLE
2
42400
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
7694
164400
SH
Call
SOLE
1,2
164400
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
2836
60600
SH
Call
SOLE
2
60600
0
0
PERRIGO CO PLC
SHS
G97822103
27872
150800
SH
SOLE
1,2
150800
0
0
PERRIGO CO PLC
SHS
G97822103
9741
52700
SH
SOLE
2
52700
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
6008
45200
SH
SOLE
1,2
45200
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
2100
15800
SH
SOLE
2
15800
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
4094
30800
SH
Call
SOLE
1,2
30800
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
1422
10700
SH
Call
SOLE
2
10700
0
0