9999999997-16-024143.txt : 20160624
9999999997-16-024143.hdr.sgml : 20160624
20160624155031
ACCESSION NUMBER: 9999999997-16-024143
CONFORMED SUBMISSION TYPE: CT ORDER
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160624
DATE AS OF CHANGE: 20160624
20160624
20160624
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROTEON THERAPEUTICS INC
CENTRAL INDEX KEY: 0001359931
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: CT ORDER
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36694
FILM NUMBER: 161731055
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-890-0102
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
CT ORDER
1
filename1.pdf
begin 644 filename1.pdf
M)5!$1BTQ+C4-)>+CS],-"C0Q(# @;V)J#3P\+TQI;F5AF4@-30O5'EP92]84F5F+U=;,2 R(#%=/CYS=')E86T-"FC>8F)D$&!@
M8F#R A(,4X $XWT@P1(.)#AX@,1'%P8F1H8=(%D&1G3B/^/L/P !!@"S:0;D
M#0IE;F1S=')E86T-96YD;V)J#7-T87)T>')E9@T*, T*)25%3T8-"B @(" @
M(" @#0HU,R P(&]B:@T\/"]#(#8Y+T9I;'1E8F!@8&%@8(IF +>% 94P,@
MDN5H0!9C@6(&AOL,W RU&$"5"@1!:*8^9,5*DA!11D6 , '5<%W@T*
M96YD7!E+T]B
M:E-T;3X^
MF2XB8?ELFZT;%FD^J\IV,JE^/5P8DY"-*2$$)7@DZRS;%=N7=XMBES?L-O_)
M[JI=5KXGVVVVRSE9P$#[7^<7DVJ[^K(@^[RM\W:YX;=5OETWAWV=%W;3335;#)_>_@=V&+O+/6>^@C.'SYQ\MTEG4SSGQ
M\N0@\ZK=- _6)NQ? D:P8 /MI))A5"H;,TM.M8RD]R2A)R1?7:$NU[GSQW?G!NS'Q7AXJ)$P:!469
M1'IB1!*"-21VSW#?Q_3KI%\[NX\!HE%@(U)] \B>:J:4H*?!I^F;8P(>[@3"
MSG4;D-6_8 B59(;P,(5+W3G[J)X@$D,/W7=2C0@X(%G'P6KXFK/988^*PSVX
M 6B/7%,M-$$/S+K]+MZ: 28XI#'\"=)(!*!" OB@ S..9-V(C('CXT_R - '
MFS0&3D$(/PF'\NAT;U(\AIA'DB4OOZ"Q?RF_\;[\"GN>_+ZIO/J(\B;BM/#J
MY*3PGJFY\#_V'VNN%H-\HJ*@32:CJQSKLR77SR;D<,#9397FONX4'%UG'HQ(:7M5=&K8R! X;U2[AX?^DL!7F%/
MQHJKH9\*UPG>0WE0<='OM.)B]22X4KX27*<(KP0W3<[0VX"!C;'TV(^!VSNE
MM]I$^WHK7^NM#HYH#"S4_?N&\#E['(NG]L?'\SO9.R2I"/SV'\OM,3BY/0Z0
MV]\"# CZ7QN#0IE;F1S=')E86T-96YD;V)J#30U(# @;V)J#3P\+T9I;'1E
M+.4O8NWLOJ!19DYM#U:!5=AQ'DL@J5Z9L%"/H/Z=([K[#),T[@,ZBDNU*>7
MX=_U.>@&8158#6*&=0M;-SBZ8?"2%,H(GL5544I+4FW'92@$J#D-E9+9U<6B
MUJ\+M93I#47 ILLYPZ6_PJ*0FW]3-D^7OX9YWLE@LS_4^OLPRG+\OT U*&RA
M=RS)H0U37@V[DY$[$;B1"O0GDP=*R)8=U/,PRJ5E^^9:*DBE-2FN95I9G @E
M0@KC*B8BSB BB9;P.N2%.@4?GV5=;JSC56RG>'A[,9Z;W'-&Q^ABCD&_8"K,
M17 Q7=9Z:;'$)0KY\@Q $RSFF(DEI7+Z.Z8UZ@S"G^UDGJ3KF.IUDLP*@#
MB"L/( Y.YW"Z0]S5DNR[('LTD @_3T!2$&:?"P/O.K.Y)QIVBEB+8R/1#Q.[A=Y+ R^LP$A.)*V E
MD04-;8B]X,C35#LCE&E8.'+Q/;*=V_$Q4$HK!:5"X;!#TMG=EVMMR7/FUIZ[@B2F)72$U R#H-LO--&QFAXR16!4]"@
M7,H20!\)B>Y6PIP# @ CBB5;+!%5((HB]-8,2D3OV-&'/9V]"X$8-[AZ+Z$E
M6X1$5016R:ZM=#6T!5"7J4Z>
M?\*3#:.WW>Z+5.'83]\YS&W(5O$]?M=!7LE69R
M!AAT[?L3]1ZV]R@7'5N2S(;
MBKU:I@ I!V18%+70%HH)Q<@/)Z:V)YJ1ZI9\8[IC:1=Z7Y6<)W*'
M8O&XO>A//Z9?]U&";B24WI4ICUN?-ICYHBS"N+R0&[#KY)H+<^KER(;?]@[#
MJ5,WF,6[CK0+J[0G$RN%N+PQ<>](52HNXK(KQVT/",,4J^K#T#3ZYU$I>4_;
M!B5I4UO3N1S'&HI8,R"C\&2\E)>!C(9[:&31:TD8!7[4U"AZG<747TM>/M,90 1!3F[4MLR,_!<(LO3[QD2B_XM
M3T))Y7GZ,4!SUA]#?,.E+,C,DIFQE$G]OC1'[5-#6-N$%B);>CL\\@U596N.:LD9'Y@'=-%.GDFW&+DW=:W6+&:4:G%M:?/Y0MH+(M5I06-,3SL!DH[@_B_..BOW.
M[(ZD=H$&,FJ_UQM\]\3HUY;$^9V?GTKQ.+H(!FK4TVVQQF=\9]
M4TQOO!:>)BH1AR:PTDQ@*43>:JML+W"3
M+M!+(J VC-1A\:?3==P K8+N$B!O
M;##C]NM 7[S&VAE@W&IHZC+:-;27=3+%+\_L9-8PO-M3M+3'9I!L>F-LBYPD
MK,'3,+I#/9]]YNZ:'GW9F][?.BQ RAY];+V1V2]5H1ZHZI0;L)54U(>QEHYC
MK;=7&.'VE76B+XZ5.FR/;"?R=J-I3EU@#;DWR/::_B'$Y[)7R!X\4;?:,Q4D
M2".>@/#2C?>^QP5/123KRD\ 4[@L-\YIA+0
MUS]"(7OM)_6[Z.58N$36\R2WB:1Z.K4%[:]?C6TIG\C^:7WTOP # !ER)6P-
M"F5N9'-TY!@9$1FEP'Z>@8V!F0$,$I.+"QP# GQ [+S\O%0/#M&@,CB+ZL"S(+
M4QXO8$TN*"H!T@> V"@EM3@92'\!XLSRD@*@.&,"D"V2E UF@]2)9(<$.0/9
M'4 V7TEJ!4B,P3F_H+(H,SVC1,'0TM)2P3$E/RE5(;BRN"0UMUC!,R\YOZ@@
MORBQ)#4%J!9J!PCPNQ P8A0[CQ!#
M@.32HC(HDY')F($!(, 2<8X+PT*96YDW)/!;MLP#(9?A+/%)!!"9[
M V46*B#,P&;@\@JLA3(OP"*4WH-E#?%>#KY$L XJ_FD+J!Q+2J@JEO GRUG#
M9S./D% 64 FD;> )5^3SC$O+TI YCDN
M*EWO' $QSU4%U\H%$-?,O(+O(^:5#"/FE06_B'F>7T',\RX'2B56)5Q5A'HNDF)M_$T=RTNRD&\[EM>/_YG,9^
MN&Z&MW39/3$\F%7ZNN'V_LF^=(>V"_6^80M.ZN_3F-:D#+:E_17Z:3RET^/+
M-K;#.1U"_'MAPQ9?]:^I>G/?/85X)BT6_X6;\Z1GYFO3[3XL5Y_NZX_L[VGR
M=Y#3R>FU##"/NE:):B6IE;E:Z=3*0JTLU4JO5E;ZSK_#)+U+5F^3U?MD]499
MO5-6;Y75>V7U9EF]6ZAW"]_QG]*[A7JW4.\6ZMU"O5NHFMC.60B/SX*/'@Z>&UP
M;65T82!X;6QN#IX;7!T:STB061O8F4@
M6$U0($-O"UN&%P+S$N,"\B"B @(" @(" @
M(" @('AM;&YS.GAM<$U-/2)H='1P.B\O;G,N861O8F4N8V]M+WAA<"\Q+C O
M;6TO(@H@(" @(" @(" @("!X;6QN&UL;G,Z<&1F
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M>&UP.DUE=&%D871A1&%T93X*(" @(" @(" @/'AM<#I#&UP34TZ26YS=&%N8V5)1#YU=6ED.F8V.#-B8C-B+64Q-V$M
M-&9A82TY8C,U+6(T,3!E.#$V.&$Y.3PO>&UP34TZ26YS=&%N8V5)1#X*(" @
M(" @(" @/'AM<$U-.G-U8FIE8W0^"B @(" @(" @(" @(#QR9&8Z4V5Q/@H@
M(" @(" @(" @(" @(" \2 Q,2XP/"]P9&8Z4')O9'5C97(^
M"B @(" @(" @(#QP9&9X.E-O=7)C94UO9&EF:65D/D0Z,C Q-C V,C0Q.30X
M,S8\+W!D9G@Z4V]U&UP;65T83X*(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @( H@(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @"B @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" *(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @( H@(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @"B @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" *(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @( H@(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @"B @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" *(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @( H@(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @"B @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" *(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @( H@(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @"B @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" *(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @( H@(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @"B @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" *(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @( H@(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @(" @
M(" @(" @(" @(" @(" @"B @(" @(" @(" @(" @(" @(" @(" @(" @( H\
M/WAP86-K970@96YD/2)W(C\^#0IE;F1S=')E86T-96YD;V)J#3,@,"!O8FH-
M/#PO1FEL=&5R+T9L871E1&5C;V1E+T9I7!E+T]B:E-T;3X^J'5!:DZ@;,[!B@(Q# ;@5\G-F8-.
MJG70101QW-,*@J#GSC2N16PD;4'??CN+B =O(?S_EV@$A,6B6J5X9BE2**LU
M7Z_D8R@.),&Q!S7"_^W-^$>QIRZ)BXX"&&]A&A.I
M:+[&J&JLQUI-]1PG0]0#Q,$SE4^N.N'61-@UWUMS(0&EX,0"1Q9;5ENVGYCI
MB]D)V]11=BRWU"OPXUHQ\LA0__B>DW24'7=R9-^AN9Y-ZG*Y_!-@ ,%;3KH-
M"F5N9'-T