<SEC-DOCUMENT>0001193805-17-001403-index.html : 20170804 <SEC-HEADER>0001193805-17-001403.hdr.sgml : 20170804 <ACCEPTANCE-DATETIME>20170804172719 ACCESSION NUMBER: 0001193805-17-001403 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20170804 DATE AS OF CHANGE: 20170804 GROUP MEMBERS: DEERFIELD INTERNATIONAL MASTER FUND, L.P. GROUP MEMBERS: DEERFIELD MANAGEMENT COMPANY, L.P. GROUP MEMBERS: DEERFIELD MGMT III, L.P. GROUP MEMBERS: DEERFIELD MGMT IV, L.P. GROUP MEMBERS: DEERFIELD MGMT, L.P. GROUP MEMBERS: DEERFIELD PARTNERS, L.P. GROUP MEMBERS: DEERFIELD PRIVATE DESIGN FUND III, L.P. GROUP MEMBERS: DEERFIELD PRIVATE DESIGN FUND IV, L.P. GROUP MEMBERS: DEERFIELD SPECIAL SITUATIONS FUND, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROTEON THERAPEUTICS INC CENTRAL INDEX KEY: 0001359931 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88372 FILM NUMBER: 171009561 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-890-0102 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Flynn James E CENTRAL INDEX KEY: 0001352546 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13D/A <SEQUENCE>1 <FILENAME>e616439_sc13da-proteon.htm <TEXT> Document 1 - file: e616439_sc13da-proteon.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.9 <SEQUENCE>2 <FILENAME>e616439_ex99-9.htm <TEXT> Document 2 - file: e616439_ex99-9.htm
</DOCUMENT> </SEC-DOCUMENT>