0001171843-18-005699.txt : 20180802 0001171843-18-005699.hdr.sgml : 20180802 20180802162028 ACCESSION NUMBER: 0001171843-18-005699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180801 FILED AS OF DATE: 20180802 DATE AS OF CHANGE: 20180802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartman Bradley J CENTRAL INDEX KEY: 0001748625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36694 FILM NUMBER: 18988628 MAIL ADDRESS: STREET 1: 102 GRASMERE STREET CITY: NEWTON STATE: MA ZIP: 02458 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROTEON THERAPEUTICS INC CENTRAL INDEX KEY: 0001359931 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-890-0102 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 4 1 ownership.xml X0306 4 2018-08-01 0 0001359931 PROTEON THERAPEUTICS INC PRTO 0001748625 Hartman Bradley J C/O PROTEON THERAPEUTICS, INC. 200 WEST STREET WALTHAM MA 02451 0 1 0 0 VP, People Stock Option (Right to Buy) 2.125 2018-08-01 4 A 0 150000 0 A 2028-07-31 Common Stock, $0.001 par value 150000 150000 D The options were granted on August 1, 2018 and the shares underlying this option vest 25% on the first anniversary of the grant date and the remaining shares vest in twelve equal quarterly installments. /s/ George A. Eldridge, attorney-in-fact 2018-08-02