0001171843-17-001479.txt : 20170313 0001171843-17-001479.hdr.sgml : 20170313 20170313170024 ACCESSION NUMBER: 0001171843-17-001479 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170310 FILED AS OF DATE: 20170313 DATE AS OF CHANGE: 20170313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROTEON THERAPEUTICS INC CENTRAL INDEX KEY: 0001359931 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-890-0102 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burke Steven Keith CENTRAL INDEX KEY: 0001619834 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36694 FILM NUMBER: 17685857 MAIL ADDRESS: STREET 1: 82 WILLIS ROAD CITY: SUDBURY STATE: MA ZIP: 01776 4 1 form4.xml OWNERSHIP DOCUMENT X0306 4 2017-03-10 0 0001359931 PROTEON THERAPEUTICS INC PRTO 0001619834 Burke Steven Keith C/O PROTEON THERAPEUTICS 200 WEST STREET WALTHAM MA 02451 0 1 0 0 SVP and Chief Medical Officer Common Stock 2017-03-10 4 M 0 12287 2.38 A 37601 D Common Stock 2017-03-10 4 M 0 57934 1.27 A 95535 D Stock Option (Right to Buy) 2.38 2017-03-10 4 M 0 12287 0 D 2017-09-09 Common Stock, $0.001 par value 12287 0 D Stock Option (Right to Buy) 1.27 2017-03-10 4 M 0 57934 0 D 2021-10-25 Common Stock, $0.001 par value 57934 0 D The option was granted on September 10, 2007. All shares underlying the option have vested. The option was granted on October 26, 2011. All shares underlying the option have vested. /s/ George A. Eldridge as attorney-in-fact 2017-03-13