0001171843-16-010533.txt : 20160607 0001171843-16-010533.hdr.sgml : 20160607 20160607074927 ACCESSION NUMBER: 0001171843-16-010533 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160606 FILED AS OF DATE: 20160607 DATE AS OF CHANGE: 20160607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROTEON THERAPEUTICS INC CENTRAL INDEX KEY: 0001359931 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-890-0102 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eldridge, George Arthur CENTRAL INDEX KEY: 0001622905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36694 FILM NUMBER: 161699991 BUSINESS ADDRESS: STREET 1: 64 DAMIEN ROAD CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 617-290-9883 MAIL ADDRESS: STREET 1: 64 DAMIEN ROAD CITY: WELLESLEY STATE: MA ZIP: 02481 4 1 formfour.xml OWNERSHIP DOCUMENT X0306 4 2016-06-06 0 0001359931 PROTEON THERAPEUTICS INC PRTO 0001622905 Eldridge, George Arthur C/O PROTEON THERAPEUTICS 200 WEST STREET WALTHAM MA 02451 0 1 0 0 Sr VP, CFO, Treasurer, Sec. Common Stock 2016-06-06 4 P 0 2750 5.78 A 2750 D Common Stock 2016-06-06 4 P 0 425 5.76 A 425 I As custodian for child's UTMA account Common Stock 2016-06-06 4 P 0 425 5.776 A 425 I As custodian for child's UTMA account Common Stock 2016-06-06 4 P 0 400 5.78 A 400 I As custodian for child's UTMA account The purchase price of $5.78 is reflective of the weighted average purchase price of all transactions reported on this line. The prices for the transactions reported on this line range from $5.78 to $5.79. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. These securities were purchased by the reporting person as custodian for three minor children under the Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. /s/ George A. Eldridge 2016-06-07