0001171843-16-007034.txt : 20160105 0001171843-16-007034.hdr.sgml : 20160105 20160105161548 ACCESSION NUMBER: 0001171843-16-007034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROTEON THERAPEUTICS INC CENTRAL INDEX KEY: 0001359931 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-890-0102 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gottlieb Daniel Philip CENTRAL INDEX KEY: 0001619811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36694 FILM NUMBER: 161322320 MAIL ADDRESS: STREET 1: 25 SUFFOLK ROAD CITY: SUDBURY STATE: MA ZIP: 01776 4 1 formfour.xml X0306 4 2015-12-31 0 0001359931 PROTEON THERAPEUTICS INC PRTO 0001619811 Gottlieb Daniel Philip C/O PROTEON THERAPEUTICS 200 WEST STREET WALTHAM MA 02451 0 1 0 0 VP Corporate Development Common Stock 2015-12-31 5 A 0 E 244 13.18 A 244 D The shares were acquired under the Issuer's 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). /s/ George A. Eldridge as attorney-in-fact 2016-01-05