<SEC-DOCUMENT>0001104659-20-003115-index.html : 20200110 <SEC-HEADER>0001104659-20-003115.hdr.sgml : 20200110 <ACCEPTANCE-DATETIME>20200110172552 ACCESSION NUMBER: 0001104659-20-003115 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 21 CONFORMED PERIOD OF REPORT: 20200106 ITEM INFORMATION: Completion of Acquisition or Disposition of Assets ITEM INFORMATION: Changes in Control of Registrant ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20200110 DATE AS OF CHANGE: 20200110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ArTara Therapeutics, Inc. CENTRAL INDEX KEY: 0001359931 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36694 FILM NUMBER: 20522034 BUSINESS ADDRESS: STREET 1: 1 LITTLE WEST 12TH STREET CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 646-844-0337 MAIL ADDRESS: STREET 1: 1 LITTLE WEST 12TH STREET CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: PROTEON THERAPEUTICS INC DATE OF NAME CHANGE: 20060420 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>tm201618d1_8k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: tm201618d1_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2.2 <SEQUENCE>2 <FILENAME>tm201618d1_ex2-2.htm <DESCRIPTION>EXHIBIT 2.2 <TEXT> Document 2 - file: tm201618d1_ex2-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>3 <FILENAME>tm201618d1_ex3-1.htm <DESCRIPTION>EXHIBIT 3.1 <TEXT> Document 3 - file: tm201618d1_ex3-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.2 <SEQUENCE>4 <FILENAME>tm201618d1_ex3-2.htm <DESCRIPTION>EXHIBIT 3.2 <TEXT> Document 4 - file: tm201618d1_ex3-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>5 <FILENAME>tm201618d1_ex4-1.htm <DESCRIPTION>EXHIBIT 4.1 <TEXT> Document 5 - file: tm201618d1_ex4-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>6 <FILENAME>tm201618d1_ex10-1.htm <DESCRIPTION>EXHIBIT 10.1 <TEXT> Document 6 - file: tm201618d1_ex10-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>7 <FILENAME>tm201618d1_ex10-2.htm <DESCRIPTION>EXHIBIT 10.2 <TEXT> Document 7 - file: tm201618d1_ex10-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>tm201618d1_ex4-1img01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: tm201618d1_ex4-1img01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>tm201618d1_ex4-1img02.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: tm201618d1_ex4-1img02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>10 <FILENAME>tm201618d1_ex10-3.htm <DESCRIPTION>EXHIBIT 10.3 <TEXT> Document 10 - file: tm201618d1_ex10-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>11 <FILENAME>tm201618d1_ex10-4.htm <DESCRIPTION>EXHIBIT 10.4 <TEXT> Document 11 - file: tm201618d1_ex10-4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>12 <FILENAME>tm201618d1_ex10-5.htm <DESCRIPTION>EXHIBIT 10.5 <TEXT> Document 12 - file: tm201618d1_ex10-5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>13 <FILENAME>tm201618d1_ex10-6.htm <DESCRIPTION>EXHIBIT 10.6 <TEXT> Document 13 - file: tm201618d1_ex10-6.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.7 <SEQUENCE>14 <FILENAME>tm201618d1_ex10-7.htm <DESCRIPTION>EXHIBIT 10.7 <TEXT> Document 14 - file: tm201618d1_ex10-7.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.8 <SEQUENCE>15 <FILENAME>tm201618d1_ex10-8.htm <DESCRIPTION>EXHIBIT 10.8 <TEXT> Document 15 - file: tm201618d1_ex10-8.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.9 <SEQUENCE>16 <FILENAME>tm201618d1_ex10-9.htm <DESCRIPTION>EXHIBIT 10.9 <TEXT> Document 16 - file: tm201618d1_ex10-9.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.10 <SEQUENCE>17 <FILENAME>tm201618d1_ex10-10.htm <DESCRIPTION>EXHIBIT 10.10 <TEXT> Document 17 - file: tm201618d1_ex10-10.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.11 <SEQUENCE>18 <FILENAME>tm201618d1_ex10-11.htm <DESCRIPTION>EXHIBIT 10.11 <TEXT> Document 18 - file: tm201618d1_ex10-11.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-14.1 <SEQUENCE>19 <FILENAME>tm201618d1_ex14-1.htm <DESCRIPTION>EXHIBIT 14.1 <TEXT> Document 19 - file: tm201618d1_ex14-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>20 <FILENAME>tm201618d1_ex99-1.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 20 - file: tm201618d1_ex99-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>tm201618d1_ex99-1img001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: tm201618d1_ex99-1img001.jpg
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