0001104659-15-050232.txt : 20150708 0001104659-15-050232.hdr.sgml : 20150708 20150708080055 ACCESSION NUMBER: 0001104659-15-050232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150707 FILED AS OF DATE: 20150708 DATE AS OF CHANGE: 20150708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROTEON THERAPEUTICS INC CENTRAL INDEX KEY: 0001359931 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-890-0102 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gottlieb Daniel Philip CENTRAL INDEX KEY: 0001619811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36694 FILM NUMBER: 15977814 MAIL ADDRESS: STREET 1: 25 SUFFOLK ROAD CITY: SUDBURY STATE: MA ZIP: 01776 4 1 a4.xml 4 X0306 4 2015-07-07 0 0001359931 PROTEON THERAPEUTICS INC PRTO 0001619811 Gottlieb Daniel Philip C/O PROTEON THERAPEUTICS 200 WEST STREET WALTHAM MA 02451 0 1 0 0 VP Marketing & Bus Development Common Stock 2015-06-30 5 A 0 E 1965 8.84 A 1965 D Common Stock 2015-07-07 4 S 0 1965 16.86 D 0 D The shares were acquired under the Issuer's 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). These shares, acquired under the Issuer's 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c), were sold under Rule 144 and pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2015. /s/ George A. Eldridge as attorney-in-fact for Daniel Gottlieb 2015-07-07