0001104659-15-050232.txt : 20150708
0001104659-15-050232.hdr.sgml : 20150708
20150708080055
ACCESSION NUMBER: 0001104659-15-050232
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150707
FILED AS OF DATE: 20150708
DATE AS OF CHANGE: 20150708
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROTEON THERAPEUTICS INC
CENTRAL INDEX KEY: 0001359931
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-890-0102
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gottlieb Daniel Philip
CENTRAL INDEX KEY: 0001619811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36694
FILM NUMBER: 15977814
MAIL ADDRESS:
STREET 1: 25 SUFFOLK ROAD
CITY: SUDBURY
STATE: MA
ZIP: 01776
4
1
a4.xml
4
X0306
4
2015-07-07
0
0001359931
PROTEON THERAPEUTICS INC
PRTO
0001619811
Gottlieb Daniel Philip
C/O PROTEON THERAPEUTICS
200 WEST STREET
WALTHAM
MA
02451
0
1
0
0
VP Marketing & Bus Development
Common Stock
2015-06-30
5
A
0
E
1965
8.84
A
1965
D
Common Stock
2015-07-07
4
S
0
1965
16.86
D
0
D
The shares were acquired under the Issuer's 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
These shares, acquired under the Issuer's 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c), were sold under Rule 144 and pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2015.
/s/ George A. Eldridge as attorney-in-fact for Daniel Gottlieb
2015-07-07