0001127602-17-025338.txt : 20170809
0001127602-17-025338.hdr.sgml : 20170809
20170809160826
ACCESSION NUMBER: 0001127602-17-025338
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170808
FILED AS OF DATE: 20170809
DATE AS OF CHANGE: 20170809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hunt James K
CENTRAL INDEX KEY: 0001359733
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35916
FILM NUMBER: 171017925
MAIL ADDRESS:
STREET 1: THL CREDIT GROUP
STREET 2: 100 FEDERAL STREET, 35TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENNYMAC FINANCIAL SERVICES, INC.
CENTRAL INDEX KEY: 0001568669
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 800882793
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3043 TOWNSGATE ROAD
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: (818) 224-7442
MAIL ADDRESS:
STREET 1: 3043 TOWNSGATE ROAD
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-08-08
0001568669
PENNYMAC FINANCIAL SERVICES, INC.
PFSI
0001359733
Hunt James K
C/O PENNYMAC FINANCIAL SERVICES, INC.
3043 TOWNSGATE ROAD
WESTLAKE VILLAGE
CA
91361
1
Class A Common Stock
2017-08-08
4
A
0
1766
17.55
A
26968
I
Hunt Living Trust 1994
Class A Common Stock
31582
D
The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2017. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.
The reported amount consists of 12,028 restricted stock units and 19,554 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
/s/ Derek W. Stark, attorney-in-fact for Mr. Hunt
2017-08-09