FORM 6-K
|
MICRO FOCUS INTERNATIONAL PLC
(Exact name of registrant as specified in its charter)
|
|
Exhibit No.
|
Exhibit Description
|
99.1
|
TR-1
Notification of Major Holdings, dated 13 January 2023
|
GB00BJ1F4N75
|
MICRO FOCUS INTERNATIONAL PLC
|
UK
|
An acquisition or disposal of voting rights
|
Morgan Stanley
|
|
US
|
Name
|
City
of registered office
|
Country
of registered office
|
Morgan
Stanley
|
Wilmington,
Delaware
|
USA
|
Name
|
City
of registered office
|
Country
of registered office
|
Morgan
Stanley & Co. International plc
|
London
|
UNITED
KINGDOM
|
10-Jan-2023
|
12-Jan-2023
|
|
%
of voting rights attached to shares (total of 8.A)
|
%
of voting rights through financial instruments (total of 8.B 1 +
8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights held in issuer
|
Resulting situation
on the date on which threshold was crossed or reached
|
3.480830
|
2.520159
|
6.000989
|
20357602
|
Position of
previous notification (if applicable)
|
3.456229
|
2.512441
|
5.968670
|
|
Class/Type of shares ISIN code(if possible)
|
Number of direct voting rights (DTR5.1)
|
Number of indirect voting rights (DTR5.2.1)
|
% of direct voting rights (DTR5.1)
|
% of indirect voting rights (DTR5.2.1)
|
GB00BJ1F4N75
|
|
11808279
|
|
3.480830
|
Sub
Total 8.A
|
11808279
|
3.480830%
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Number of voting rights that may be acquired if the instrument is
exercised/converted
|
% of voting rights
|
Call
Option (Physically Settled)
|
21/04/2023
|
at any
time
|
600
|
0.000177
|
Right
of recall over securities lending agreements
|
at any
time
|
at any
time
|
115760
|
0.034124
|
Sub
Total 8.B1
|
|
116360
|
0.034301%
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Physical or cash settlement
|
Number of voting rights
|
% of voting rights
|
Equity
Swap
|
14/07/2023
|
at any
time
|
Cash
|
4636585
|
1.366767
|
Equity
Swap
|
17/07/2023
|
at any
time
|
Cash
|
175600
|
0.051763
|
Equity
Swap
|
07/08/2023
|
at any
time
|
Cash
|
3586918
|
1.057347
|
Equity
Swap
|
05/01/2023
|
at any
time
|
Cash
|
33260
|
0.009804
|
Put
Option (Physically Settled)
|
20/01/2023
|
at any
time
|
Physical
|
200
|
0.000059
|
Put
Option (Physically Settled)
|
21/04/2023
|
at any
time
|
Physical
|
400
|
0.000118
|
Sub
Total 8.B2
|
|
8432963
|
2.485858%
|
2. Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
|
Ultimate controlling person
|
Name of controlled undertaking
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
Morgan
Stanley (Chain 1)
|
|
|
|
|
Morgan
Stanley (Chain 1)
|
Morgan
Stanley Capital Management, LLC
|
|
|
|
Morgan
Stanley (Chain 1)
|
Morgan
Stanley Domestic Holdings, Inc.
|
|
|
|
Morgan
Stanley (Chain 1)
|
Morgan
Stanley & Co. LLC
|
|
|
|
Morgan
Stanley (Chain 2)
|
|
|
|
|
Morgan
Stanley (Chain 2)
|
Morgan
Stanley International Holdings Inc.
|
|
|
|
Morgan
Stanley (Chain 2)
|
Morgan
Stanley International Limited
|
|
|
|
Morgan
Stanley (Chain 2)
|
Morgan
Stanley Investments (UK)
|
|
|
|
Morgan
Stanley (Chain 2)
|
Morgan
Stanley & Co. International plc
|
3.480830
|
|
5.956796%
|
Morgan
Stanley (Chain 3)
|
|
|
|
|
Morgan
Stanley (Chain 3)
|
Morgan
Stanley Capital Management, LLC
|
|
|
|
Morgan
Stanley (Chain 3)
|
Morgan
Stanley Domestic Holdings, Inc.
|
|
|
|
Morgan
Stanley (Chain 3)
|
Morgan
Stanley & Co. LLC
|
|
|
|
Morgan
Stanley (Chain 3)
|
Prime
Dealer Services Corp.
|
|
|
|
Morgan
Stanley (Chain 4)
|
|
|
|
|
Morgan
Stanley (Chain 4)
|
Morgan
Stanley Capital Management, LLC
|
|
|
|
Morgan
Stanley (Chain 4)
|
Morgan
Stanley Domestic Holdings, Inc.
|
|
|
|
Morgan
Stanley (Chain 4)
|
ETCM
Holdings, LLC
|
|
|
|
Morgan
Stanley (Chain 4)
|
E*TRADE
Securities LLC
|
|
|
|
Morgan
Stanley (Chain 5)
|
|
|
|
|
Morgan
Stanley (Chain 5)
|
Morgan
Stanley Capital Management, LLC
|
|
|
|
Morgan
Stanley (Chain 5)
|
Morgan
Stanley Domestic Holdings, Inc.
|
|
|
|
Morgan
Stanley (Chain 5)
|
Morgan
Stanley Capital Services LLC
|
|
|
|
|
|
|
Of the total voting rights attached to shares in Section 8A,
1,011,000 (0.298021%) of these are the result of stock borrowing
agreements.
|
12-Jan-2023
|
Glasgow
|
|
By:
|
/s/
Matt Ashley
|
|
Name:
|
Matt
Ashley
|
|
Title:
|
Chief
Financial Officer
|