0001209191-16-141862.txt : 20160916
0001209191-16-141862.hdr.sgml : 20160916
20160916175808
ACCESSION NUMBER: 0001209191-16-141862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160915
FILED AS OF DATE: 20160916
DATE AS OF CHANGE: 20160916
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pendrell Corp
CENTRAL INDEX KEY: 0001359555
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 980221142
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2300 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
BUSINESS PHONE: (425) 278-7100
MAIL ADDRESS:
STREET 1: 2300 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
FORMER COMPANY:
FORMER CONFORMED NAME: ICO Global Communications (Holdings) LTD
DATE OF NAME CHANGE: 20060417
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EDNIE STEVE
CENTRAL INDEX KEY: 0001503725
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33008
FILM NUMBER: 161890268
MAIL ADDRESS:
STREET 1: 4400 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-15
0
0001359555
Pendrell Corp
PCO
0001503725
EDNIE STEVE
2300 CARILLON POINT
KIRKLAND
WA
98033
0
1
0
0
VP and Chief Financial Officer
Class A Common Stock
2016-09-15
4
M
0
62500
0.00
A
109656
D
Class A Common Stock
2016-09-15
4
F
0
17094
0.67
D
92562
D
Restricted Stock Unit Award
0.00
2016-09-15
4
M
0
62500
0.00
D
2015-09-15
2024-09-15
Common Stock
62500
125000
D
Vested restricted stock units were distributed to the Reporting Person, without payment, in shares of Class A Common Stock on a unit-for-share basis on the vesting date.
Shares deemed surrendered by the Reporting Person and withheld by the Issuer in payment of the tax liability resulting from the vesting of restricted stock units.
Each restricted stock unit represents a contingent right to receive one share of Pendrell Corporation Class A Common Stock.
Converts into Class A Common Stock on a unit-for-share basis on the vesting date.
On September 15, 2014, the Reporting Person was granted 250,000 restricted stock units. 62,500 restricted stock units vested on each of September 15, 2015 and September 15, 2016. If the Reporting Person remains engaged, 62,500 restricted stock units will vest on each of September 15, 2017 and September 15, 2018.
/s/ Timothy M. Dozois, Attorney-in-Fact
2016-09-16