0001209191-16-133927.txt : 20160726 0001209191-16-133927.hdr.sgml : 20160726 20160726161723 ACCESSION NUMBER: 0001209191-16-133927 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160724 FILED AS OF DATE: 20160726 DATE AS OF CHANGE: 20160726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pendrell Corp CENTRAL INDEX KEY: 0001359555 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 980221142 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2300 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: (425) 278-7100 MAIL ADDRESS: STREET 1: 2300 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: ICO Global Communications (Holdings) LTD DATE OF NAME CHANGE: 20060417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOZOIS TIMOTHY M CENTRAL INDEX KEY: 0001496159 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33008 FILM NUMBER: 161784552 MAIL ADDRESS: STREET 1: 225 108TH AVENUE STREET 2: SUITE 370 CITY: BELLEVUE STATE: WA ZIP: 98004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-24 0 0001359555 Pendrell Corp PCO 0001496159 DOZOIS TIMOTHY M 2300 CARILLON POINT KIRKLAND WA 98033 0 1 0 0 Corp. Counsel/Corp. Secretary Class A Common Stock 2016-07-24 4 M 0 10000 0.00 A 198728 D Restricted Stock Unit Award 0.00 2016-07-24 4 M 0 10000 0.00 D 2016-07-24 2025-07-24 Common Stock 10000 10000 D Vested restricted stock units were distributed to the Reporting Person, without payment, in shares of Class A Common Stock on a unit-for-share basis on the vesting date. Each restricted stock unit represents a contingent right to receive one share of Pendrell Corporation Class A Common Stock. Converts into Class A Common Stock on a unit-for-share basis on the vesting date. On July 24, 2015, the reporting person was granted 20,000 restricted stock units. 10,000 restricted stock units vested on July 24, 2016. If the reporting person remains engaged, 5,000 restricted stock units will vest on each of July 24, 2017 and July 24, 2018. /s/ Timothy M. Dozois 2016-07-25