0001181431-11-051281.txt : 20111004
0001181431-11-051281.hdr.sgml : 20111004
20111004115430
ACCESSION NUMBER: 0001181431-11-051281
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111001
FILED AS OF DATE: 20111004
DATE AS OF CHANGE: 20111004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOZOIS TIMOTHY M
CENTRAL INDEX KEY: 0001496159
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33008
FILM NUMBER: 111122362
MAIL ADDRESS:
STREET 1: 225 108TH AVENUE
STREET 2: SUITE 370
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pendrell Corp
CENTRAL INDEX KEY: 0001359555
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 980221142
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2300 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
BUSINESS PHONE: (425) 278-7100
MAIL ADDRESS:
STREET 1: 2300 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
FORMER COMPANY:
FORMER CONFORMED NAME: ICO Global Communications (Holdings) LTD
DATE OF NAME CHANGE: 20060417
4
1
rrd322579.xml
FORM 4 - TIMOTHY M. DOZOIS
X0304
4
2011-10-01
0
0001359555
Pendrell Corp
PCO
0001496159
DOZOIS TIMOTHY M
2300 CARILLON POINT
KIRKLAND
WA
98033
0
1
0
0
Corporate Secretary
Class A Common Stock
2011-10-01
4
A
0
150000
0
A
150000
D
Stock Option (Right to Buy)
2.78
2011-10-01
4
A
0
150000
0
A
2021-07-15
Class A Common Stock
150000
150000
D
The issuance of restricted stock reflected in this report was authorized and documented on July 5, 2011 but was subject to availability of shares under the Company's amended and restated stock incentive plan (the "Plan"). A significant number of outstanding options expired on October 1, 2011, returning a large number of shares to the Plan, and thereby satisfying this condition. With the issuance condition satisfied, the restricted stock remains subject to vesting conditions established by the board of directors and set forth in the recipient's restricted stock grant.
Closing price of PCO stock on July 15, 2011 as quoted on the Nasdaq Global Market.
The issuance of the stock option grant reflected in this report was authorized and documented on July 5, 2011 but was subject to availability of shares under the Plan. A significant number of outstanding options expired on October 1, 2011, returning a large number of shares to the Plan, and thereby satisfying this condition. With the issuance condition satisfied, the options remain subject to vesting conditions established by the board of directors and set forth in the recipient's stock option grant.
/s/ Timoty M. Dozois
2011-10-04