0001181431-11-051281.txt : 20111004 0001181431-11-051281.hdr.sgml : 20111004 20111004115430 ACCESSION NUMBER: 0001181431-11-051281 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111001 FILED AS OF DATE: 20111004 DATE AS OF CHANGE: 20111004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOZOIS TIMOTHY M CENTRAL INDEX KEY: 0001496159 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33008 FILM NUMBER: 111122362 MAIL ADDRESS: STREET 1: 225 108TH AVENUE STREET 2: SUITE 370 CITY: BELLEVUE STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pendrell Corp CENTRAL INDEX KEY: 0001359555 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 980221142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2300 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: (425) 278-7100 MAIL ADDRESS: STREET 1: 2300 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: ICO Global Communications (Holdings) LTD DATE OF NAME CHANGE: 20060417 4 1 rrd322579.xml FORM 4 - TIMOTHY M. DOZOIS X0304 4 2011-10-01 0 0001359555 Pendrell Corp PCO 0001496159 DOZOIS TIMOTHY M 2300 CARILLON POINT KIRKLAND WA 98033 0 1 0 0 Corporate Secretary Class A Common Stock 2011-10-01 4 A 0 150000 0 A 150000 D Stock Option (Right to Buy) 2.78 2011-10-01 4 A 0 150000 0 A 2021-07-15 Class A Common Stock 150000 150000 D The issuance of restricted stock reflected in this report was authorized and documented on July 5, 2011 but was subject to availability of shares under the Company's amended and restated stock incentive plan (the "Plan"). A significant number of outstanding options expired on October 1, 2011, returning a large number of shares to the Plan, and thereby satisfying this condition. With the issuance condition satisfied, the restricted stock remains subject to vesting conditions established by the board of directors and set forth in the recipient's restricted stock grant. Closing price of PCO stock on July 15, 2011 as quoted on the Nasdaq Global Market. The issuance of the stock option grant reflected in this report was authorized and documented on July 5, 2011 but was subject to availability of shares under the Plan. A significant number of outstanding options expired on October 1, 2011, returning a large number of shares to the Plan, and thereby satisfying this condition. With the issuance condition satisfied, the options remain subject to vesting conditions established by the board of directors and set forth in the recipient's stock option grant. /s/ Timoty M. Dozois 2011-10-04