0001013594-15-000541.txt : 20151019
0001013594-15-000541.hdr.sgml : 20151019
20151019140019
ACCESSION NUMBER: 0001013594-15-000541
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(1)
FILED AS OF DATE: 20151019
DATE AS OF CHANGE: 20151019
EFFECTIVENESS DATE: 20151019
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ABS ALPHA LTD
CENTRAL INDEX KEY: 0001359353
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-88318
FILM NUMBER: 151163934
BUSINESS ADDRESS:
STREET 1: 75 FORT ST CLIFTON HOUSE
STREET 2: P O BOX 1350 GT GEORE TOWN
CITY: GRAND CAYMAN
STATE: E9
ZIP: 00000
BUSINESS PHONE: (345) 949-8066
MAIL ADDRESS:
STREET 1: 75 FORT ST CLIFTON HOUSE
STREET 2: P O BOX 1350 GT GEORE TOWN
CITY: GRAND CAYMAN
STATE: E9
ZIP: 00000
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001359353
ABS ALPHA LTD
Maples Corporate Services Limited
Box 309, Ugland House
GRAND CAYMAN
E9
CAYMAN ISLANDS
KY1-1104
(345) 949-8066
CAYMAN ISLANDS
None
None
Corporation
true
Laurence
K.
Russian
c/o ABS Investment Management LLC
537 Steamboat Road
Greenwich
CT
CONNECTICUT
06830
Executive Officer
Director
Mr. Russian is a Managing Member of ABS Investment Management LLC, the Investment Manager of the Issuer, and a Director of the Issuer.
Alain
De Coster
c/o ABS Investment Management LLC
537 Steamboat Road
Greenwich
CT
CONNECTICUT
06830
Executive Officer
Mr. De Coster is a Managing Member of ABS Investment Management LLC, the Investment Manager of the Issuer.
Guilherme
Valle
c/o ABS Investment Management LLC
537 Steamboat Road
Greenwich
CT
CONNECTICUT
06830
Executive Officer
Mr. Valle is a Managing Member of ABS Investment Management LLC, the Investment Manager of the Issuer.
Richard
L.
Latto
c/o ABS Investment Management LLC
537 Steamboat Road
Greenwich
CT
CONNECTICUT
06830
Director
Bruce
K.
Beaty
c/o ABS Investment Management LLC
537 Steamboat Road
Greenwich
CT
CONNECTICUT
06830
Director
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.1
true
0001013594-14-000654
2005-04-01
true
true
false
100000
Potomac Capital Markets
39800
None
None
5 South Market Street
4th Floor
Frederick
MD
MARYLAND
21701
All States
false
Douglas Steger
1179787
None
None
2480 Telegraph Road
Bannockburn
IL
ILLINOIS
60015
IL
ILLINOIS
IN
INDIANA
OH
OHIO
false
Dearborn Partners
108147
None
None
200 West Madison
Suite 1950
Chicago
IL
ILLINOIS
60606
IL
ILLINOIS
false
Indefinite
1256525592
Indefinite
false
96
0
572153
true
Estimate represents fees paid to date. Finders receive a share of Investment Manager's management fees and/or performance fees.
0
true
The Issuer pays (i) an annual management fee equal to a percentage of the Issuer's assets under management to the Investment Manager and (ii) a fee to the independent directors.
false
ABS ALPHA LTD
/s/ Laurence K. Russian
Laurence K. Russian
Director
2015-10-16