0001013594-14-000654.txt : 20141017 0001013594-14-000654.hdr.sgml : 20141017 20141017110811 ACCESSION NUMBER: 0001013594-14-000654 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20141017 DATE AS OF CHANGE: 20141017 EFFECTIVENESS DATE: 20141017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ABS ALPHA LTD CENTRAL INDEX KEY: 0001359353 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-88318 FILM NUMBER: 141161028 BUSINESS ADDRESS: STREET 1: 75 FORT ST CLIFTON HOUSE STREET 2: P O BOX 1350 GT GEORE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: 00000 BUSINESS PHONE: (345) 949-8066 MAIL ADDRESS: STREET 1: 75 FORT ST CLIFTON HOUSE STREET 2: P O BOX 1350 GT GEORE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: 00000 D/A 1 primary_doc.xml X0707 D/A LIVE 0001359353 ABS ALPHA LTD Maples Corporate Services Limited Box 309, Ugland House Grand Cayman E9 CAYMAN ISLANDS KY1-1104 (345) 949-8066 CAYMAN ISLANDS None None Corporation true Laurence K. Russian c/o ABS Investment Management LLC 537 Steamboat Road Greenwich CT CONNECTICUT 06830 Executive Officer Director Mr. Russian is a Managing Member of ABS Investment Management LLC, the Investment Manager of the Issuer, and a Director of the Issuer. Alain De Coster c/o ABS Investment Management LLC 537 Steamboat Road Greenwich CT CONNECTICUT 06830 Executive Officer Mr. De Coster is a Managing Member of ABS Investment Management LLC, the Investment Manager of the Issuer. Guilherme Valle c/o ABS Investment Management LLC 537 Steamboat Road Greenwich CT CONNECTICUT 06830 Executive Officer Mr. Valle is a Managing Member of ABS Investment Management LLC, the Investment Manager of the Issuer. John Verhooren c/o Citco Fund Services (Europe) B.V. Teleport, Nartitaweg 165 Amsterdam P7 NETHERLANDS 1043 BW Director Bruce K. Beaty c/o ABS Investment Management LLC 537 Steamboat Road Greenwich CT CONNECTICUT 06830 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001013594-13-000512 2005-04-01 true true false 100000 Potomac Capital Markets 39800 None None 5 South Market Street 4th Floor Frederick MD MARYLAND 21701 All States false Douglas Steger 1179787 None None 2480 Telegraph Road Bannockburn IL ILLINOIS 60015 IL ILLINOIS IN INDIANA OH OHIO false Dearborn Partners 108147 None None 200 West Madison Suite 1950 Chicago IL ILLINOIS 60606 IL ILLINOIS false Indefinite 1136672853 Indefinite false 91 0 572153 true Estimate represents fees paid to date. Finders receive a share of Investment Manager's management fees and/or performance fees. 0 true The Issuer pays (i) an annual management fee equal to a percentage of the Issuer's assets under management to the Investment Manager and (ii) a fee to the independent directors. false ABS ALPHA LTD /s/ Laurence K. Russian Laurence K. Russian Director 2014-10-17