0001415889-23-002804.txt : 20230217 0001415889-23-002804.hdr.sgml : 20230217 20230217175643 ACCESSION NUMBER: 0001415889-23-002804 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paucek Christopher J CENTRAL INDEX KEY: 0001359083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36376 FILM NUMBER: 23644382 MAIL ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 2U, Inc. CENTRAL INDEX KEY: 0001459417 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262335939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 BUSINESS PHONE: (301) 892-4350 MAIL ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 FORMER COMPANY: FORMER CONFORMED NAME: 2tor, Inc. DATE OF NAME CHANGE: 20090324 4 1 form4-02172023_100227.xml X0306 4 2023-02-15 0001459417 2U, Inc. TWOU 0001359083 Paucek Christopher J C/O 2U, INC. 7900 HARKINS ROAD LANHAM MD 20706 true true false false CHIEF EXECUTIVE OFFICER Common Stock 2023-02-15 4 A 0 87183 0 A 1022964 D The security represents restricted stock units granted to the reporting person in connection with the certification of performance metrics of performance-based restricted stock units previously granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. The reporting person was granted performance-based restricted stock units on March 2, 2021, and March 10, 2022, which vest in the form of common stock based on metrics previously set by the Compensation Committee of issuer's Board as measured over three one-year performance periods (the "2021 Award" and "2022 Award", respectively) commencing on January 1 of 2021, 2022 and 2023 for the 2021 Award, and on January 1 of 2022, 2023 and 2024 for the 2022 Award. On February 15, 2023, the Compensation Committee determined the achievement percentage attained for the second performance period of the 2021 Award and the first performance period of the 2022 Award, which resulted in the acquisition of these restricted stock units, which will fully vest at the end of all performance periods, subject to the reporting person's continued service with issuer through such date. /s/ Matthew J. Norden, attorney-in-fact 2023-02-17