0001179110-20-008010.txt : 20200702 0001179110-20-008010.hdr.sgml : 20200702 20200702211335 ACCESSION NUMBER: 0001179110-20-008010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200701 FILED AS OF DATE: 20200702 DATE AS OF CHANGE: 20200702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paucek Christopher J CENTRAL INDEX KEY: 0001359083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36376 FILM NUMBER: 201011922 MAIL ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 2U, Inc. CENTRAL INDEX KEY: 0001459417 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262335939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 BUSINESS PHONE: (301) 892-4350 MAIL ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 FORMER COMPANY: FORMER CONFORMED NAME: 2tor, Inc. DATE OF NAME CHANGE: 20090324 4 1 edgar.xml FORM 4 - X0306 4 2020-07-01 0 0001459417 2U, Inc. TWOU 0001359083 Paucek Christopher J C/O 2U, INC. 7900 HARKINS ROAD LANHAM MD 20706 1 1 0 0 Chief Executive Officer Common Stock 2020-07-01 4 M 0 11662 3.08 A 702600 D Common Stock 2020-07-01 4 M 0 1000 5.75 A 703600 D Common Stock 2020-07-01 4 S 0 71973 37.71 D 631627 D Common Stock 2020-07-01 4 S 0 78027 38.50 D 553600 D Common Stock 2020-07-02 4 S 0 150000 39.62 D 403600 D Employee Stock Option (right to buy) 3.08 2020-07-01 4 M 0 11662 0 D 2022-02-27 Common Stock 11662 0 D Employee Stock Option (right to buy) 5.75 2020-07-01 4 M 0 1000 0 D 2023-01-31 Common Stock 1000 22985 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.06 to $38.05, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.06 to $38.91, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.16 to $40.14, inclusive. The shares underlying this option are fully vested. /s/ Matthew Norden, attorney-in-fact 2020-07-02