0001104659-16-113574.txt : 20160422
0001104659-16-113574.hdr.sgml : 20160422
20160422182015
ACCESSION NUMBER: 0001104659-16-113574
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150803
FILED AS OF DATE: 20160422
DATE AS OF CHANGE: 20160422
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 2U, Inc.
CENTRAL INDEX KEY: 0001459417
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 262335939
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8201 CORPORATE DRIVE, SUITE 110
CITY: LANDOVER
STATE: MD
ZIP: 20785
BUSINESS PHONE: (301) 892-4350
MAIL ADDRESS:
STREET 1: 8201 CORPORATE DRIVE, SUITE 110
CITY: LANDOVER
STATE: MD
ZIP: 20785
FORMER COMPANY:
FORMER CONFORMED NAME: 2tor, Inc.
DATE OF NAME CHANGE: 20090324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Paucek Christopher J
CENTRAL INDEX KEY: 0001359083
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36376
FILM NUMBER: 161587550
MAIL ADDRESS:
STREET 1: 1001 FLEET STREET
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4/A
1
a4a.xml
4/A
X0306
4/A
2015-08-03
2015-08-05
0
0001459417
2U, Inc.
TWOU
0001359083
Paucek Christopher J
C/O 2U, INC.
8201 CORPORATE DRIVE, SUITE 900
LANDOVER
MD
20785
1
1
0
0
Chief Executive Officer
Employee Stock Option (right to buy)
3.08
2015-08-03
4
M
0
5000
0.00
D
2022-02-27
Common Stock
5000
276958
D
Employee Stock Option (right to buy)
3.08
2015-08-04
4
M
0
5000
0.00
D
2022-02-27
Common Stock
5000
271958
D
The transactions reported in this amended Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2014, and amended on March 3, 2015.
25% of the shares underlying this option at the date of grant vested on January 1, 2013 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer as of the applicable vesting date.
The option exercise-related transactions reported on the first and second rows of Table II in the original Form 4 are hereby amended and restated by this Form 4/A. The original Form 4 miscalculated the number of derivative securities benefically owned following the reported transaction.
Matthew J. Norden, attorney-in-fact
2016-04-22