0001104659-16-113574.txt : 20160422 0001104659-16-113574.hdr.sgml : 20160422 20160422182015 ACCESSION NUMBER: 0001104659-16-113574 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150803 FILED AS OF DATE: 20160422 DATE AS OF CHANGE: 20160422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 2U, Inc. CENTRAL INDEX KEY: 0001459417 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262335939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8201 CORPORATE DRIVE, SUITE 110 CITY: LANDOVER STATE: MD ZIP: 20785 BUSINESS PHONE: (301) 892-4350 MAIL ADDRESS: STREET 1: 8201 CORPORATE DRIVE, SUITE 110 CITY: LANDOVER STATE: MD ZIP: 20785 FORMER COMPANY: FORMER CONFORMED NAME: 2tor, Inc. DATE OF NAME CHANGE: 20090324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paucek Christopher J CENTRAL INDEX KEY: 0001359083 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36376 FILM NUMBER: 161587550 MAIL ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4/A 1 a4a.xml 4/A X0306 4/A 2015-08-03 2015-08-05 0 0001459417 2U, Inc. TWOU 0001359083 Paucek Christopher J C/O 2U, INC. 8201 CORPORATE DRIVE, SUITE 900 LANDOVER MD 20785 1 1 0 0 Chief Executive Officer Employee Stock Option (right to buy) 3.08 2015-08-03 4 M 0 5000 0.00 D 2022-02-27 Common Stock 5000 276958 D Employee Stock Option (right to buy) 3.08 2015-08-04 4 M 0 5000 0.00 D 2022-02-27 Common Stock 5000 271958 D The transactions reported in this amended Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2014, and amended on March 3, 2015. 25% of the shares underlying this option at the date of grant vested on January 1, 2013 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer as of the applicable vesting date. The option exercise-related transactions reported on the first and second rows of Table II in the original Form 4 are hereby amended and restated by this Form 4/A. The original Form 4 miscalculated the number of derivative securities benefically owned following the reported transaction. Matthew J. Norden, attorney-in-fact 2016-04-22