0001104659-16-113569.txt : 20160422 0001104659-16-113569.hdr.sgml : 20160422 20160422181430 ACCESSION NUMBER: 0001104659-16-113569 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150409 FILED AS OF DATE: 20160422 DATE AS OF CHANGE: 20160422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 2U, Inc. CENTRAL INDEX KEY: 0001459417 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262335939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8201 CORPORATE DRIVE, SUITE 110 CITY: LANDOVER STATE: MD ZIP: 20785 BUSINESS PHONE: (301) 892-4350 MAIL ADDRESS: STREET 1: 8201 CORPORATE DRIVE, SUITE 110 CITY: LANDOVER STATE: MD ZIP: 20785 FORMER COMPANY: FORMER CONFORMED NAME: 2tor, Inc. DATE OF NAME CHANGE: 20090324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paucek Christopher J CENTRAL INDEX KEY: 0001359083 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36376 FILM NUMBER: 161587534 MAIL ADDRESS: STREET 1: 1001 FLEET STREET CITY: BALTIMORE STATE: MD ZIP: 21202 4/A 1 a4a.xml 4/A X0306 4/A 2015-04-09 2015-04-13 0 0001459417 2U, Inc. TWOU 0001359083 Paucek Christopher J C/O 2U, INC. 8201 CORPORATE DRIVE, SUITE 900 LANDOVER MD 20785 1 1 0 0 Chief Executive Officer Common Stock 2015-04-09 4 M 0 5000 1.82 A 119330 D Common Stock 2015-04-10 4 M 0 5000 1.82 A 119330 D Employee Stock Option (right to buy) 1.82 2015-04-09 4 M 0 5000 0.00 D 2020-06-08 Common Stock 5000 66056 D Employee Stock Option (right to buy) 1.82 2015-04-10 4 M 0 5000 0.00 D 2020-06-08 Common Stock 5000 61056 D The transactions reported in this amended Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2014, and amended on March 3, 2015. The shares underlying this option are fully vested. The option exercise-related transactions reported on the first and third rows of Table I and the first and second rows of Table II in the original Form 4 are hereby amended and restated by this Form 4/A. The original Form 4 misidentified the tranche of options exercised. Matthew J. Norden, attorney-in-fact 2016-04-22