0001144204-15-022821.txt : 20150415 0001144204-15-022821.hdr.sgml : 20150415 20150415081123 ACCESSION NUMBER: 0001144204-15-022821 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140710 FILED AS OF DATE: 20150415 DATE AS OF CHANGE: 20150415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSEMBLY BIOSCIENCES, INC. CENTRAL INDEX KEY: 0001426800 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 HUDSON STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: (212) 554-4388 MAIL ADDRESS: STREET 1: 99 HUDSON STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: VENTRUS BIOSCIENCES INC DATE OF NAME CHANGE: 20080211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRETT DAVID JONATHAN CENTRAL INDEX KEY: 0001359072 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35005 FILM NUMBER: 15770571 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 2514 CITY: NEW YORK STATE: NY ZIP: 10119 4/A 1 form4a74127_20150415081102-.xml X0306 4/A 2014-07-10 2014-07-14 0 0001426800 ASSEMBLY BIOSCIENCES, INC. ASMB 0001359072 BARRETT DAVID JONATHAN 99 HUDSON STREET 5TH FLOOR NEW YORK NY US 10013 0 1 0 0 Chief Financial Officer Common Stock 2014-07-11 4 A 0 10000 0 A 19396 D Stock Options (right to buy) 7.2 2014-07-10 4 A 0 741800 0 A 2024-07-10 Common Stock 741800 741800 D Adjusted to reflect the 1-for-5 reverse stock split that occurred on July 11, 2014. The options vest 1/3 on 7/11/2014, and the remaining 2/3 will vest in equal installments on the first and second anniversaries after 7/11/2014. /s/ Alexander M. Donaldson, by Power of Attorney 2015-04-15