0001144204-15-022821.txt : 20150415
0001144204-15-022821.hdr.sgml : 20150415
20150415081123
ACCESSION NUMBER: 0001144204-15-022821
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140710
FILED AS OF DATE: 20150415
DATE AS OF CHANGE: 20150415
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSEMBLY BIOSCIENCES, INC.
CENTRAL INDEX KEY: 0001426800
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 99 HUDSON STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: (212) 554-4388
MAIL ADDRESS:
STREET 1: 99 HUDSON STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
FORMER COMPANY:
FORMER CONFORMED NAME: VENTRUS BIOSCIENCES INC
DATE OF NAME CHANGE: 20080211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARRETT DAVID JONATHAN
CENTRAL INDEX KEY: 0001359072
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35005
FILM NUMBER: 15770571
MAIL ADDRESS:
STREET 1: ONE PENN PLAZA
STREET 2: SUITE 2514
CITY: NEW YORK
STATE: NY
ZIP: 10119
4/A
1
form4a74127_20150415081102-.xml
X0306
4/A
2014-07-10
2014-07-14
0
0001426800
ASSEMBLY BIOSCIENCES, INC.
ASMB
0001359072
BARRETT DAVID JONATHAN
99 HUDSON STREET
5TH FLOOR
NEW YORK
NY
US 10013
0
1
0
0
Chief Financial Officer
Common Stock
2014-07-11
4
A
0
10000
0
A
19396
D
Stock Options (right to buy)
7.2
2014-07-10
4
A
0
741800
0
A
2024-07-10
Common Stock
741800
741800
D
Adjusted to reflect the 1-for-5 reverse stock split that occurred on July 11, 2014.
The options vest 1/3 on 7/11/2014, and the remaining 2/3 will vest in equal installments on the first and second anniversaries after 7/11/2014.
/s/ Alexander M. Donaldson, by Power of Attorney
2015-04-15