a. Street 1 | 615 E. Michigan Street |
Street 2 | |
b. City | Milwaukee |
c. State, if applicable |
WISCONSIN
|
d. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
e. Zip code and zip code extension, or foreign postal
code | |
f. Telephone number (including country code if foreign) | 4142873101 |
g. Public Website, if any | http://www.greenspringfunds.com |
g. Public Website, if any | http://www.hardmanjohnstonfunds.com/ |
g. Public Website, if any | http://www.hoodrivercapital.com |
g. Public Website, if any | http://www.spyglassfunds.com |
g. Public Website, if any | |
g. Public Website, if any | https://www.marvistainvestments.com/ |
g. Public Website, if any | https://www.oursphere.org/fund |
g. Public Website, if any | https://www.reflectionam.com/ |
Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | U.S. Bank N.A. |
b. Street 1 | 1555 North River Center Drive |
Street 2 | Suite 302 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53212 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| Custody Records |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | U.S. Bancorp Fund Services LLC |
b. Street 1 | 615 East Michigan Street |
Street 2 | 3rd Floor |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| Fund Adminstration Transfer Agent and Fund Accounting Records |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Quasar Distributors LLC |
b. Street 1 | 111 East Kilbourne Avenue |
Street 2 | Suite 2200 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8662516920 |
h. Briefly describe the books and records kept at this location:
| Distributor and Underwriter Records |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | ALPS Distributor, Inc. |
b. Street 1 | 11290 Broadway |
Street 2 | Suite 1000 |
c. City | Denver |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 80203 |
g. Telephone number (including country code if foreign) | 3036232577 |
h. Briefly describe the books and records kept at this location:
| Distributor and Underwriter Records |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | Vigilant Distributors |
b. Street 1 | 223 Wilmington West Chester Pike |
Street 2 | Gateway Corporate Center Suite 216 |
c. City | Chadds Ford |
d. State, if applicable |
PENNSYLVANIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 19317 |
g. Telephone number (including country code if foreign) | 8886467886 |
h. Briefly describe the books and records kept at this location:
| Distributor and Underwriter Records |
Director Record:
1 |
a. Full Name | James Robert Schoenike |
b. CRD number, if any | 001041981 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | Lawrence T. Greenberg |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | Gaylord Brickwood Lyman Jr. |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
4 |
a. Full Name | Scott Craven Jones |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-23247 |
File Number Record:
2 |
File Number Record: | 811-08261 |
Principal underwriter Record:
1 |
i. Full name | Quasar Distributors LLC |
ii. SEC file number (e.g., 8-) | 8-52323 |
iii. CRD number | 000103848 |
iv. LEI, if any | |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor?
|
Yes
No
|
Principal underwriter Record:
2 |
i. Full name | ALPS Distributors, Inc. |
ii. SEC file number (e.g., 8-) | 8-34626 |
iii. CRD number | 000016853 |
iv. LEI, if any | |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor?
|
Yes
No
|
Principal underwriter Record:
3 |
i. Full name | Vigilant Distributors LLC |
ii. SEC file number (e.g., 8-) | 8-69854 |
iii. CRD number | 000285573 |
iv. LEI, if any | |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor?
|
Yes
No
|
b. Have any principal underwriters been hired or terminated during the reporting period?
|
Yes
No
|