a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Institutional Shares |
ii. Class identification number, if any | C000034642 |
iii. Ticker symbol, if any | HRSMX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investor Shares |
ii. Class identification number, if any | C000160233 |
iii. Ticker symbol, if any | HRSRX |
Shares Outstanding Record:
3 |
i. Full name of Class | Retirement Shares |
ii. Class identification number, if any | C000179260 |
iii. Ticker symbol, if any | HRSIX |
Pricing Services Record:
1 |
i. Full name | Intercontinental Exchange Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000F4O33MV32P92 |
Description of other identifying number | |
iii. State, if applicable |
GEORGIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | U.S. Bancorp Fund Services LLC |
ii. LEI, if any, or other identifying number | N1GZ7BBF3NP8GI976H15 |
Description of other identifying number | |
iii. State, if applicable |
WISCONSIN
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Instinet, LLC |
ii. SEC file number | 8-23669 |
iii. CRD number | 000007897 |
iv. LEI, if any | 549300MGMN3RKMU8FT57 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 342,397.850000000000 |
Brokers Record:
2 |
i. Full name of broker | Needham & Company |
ii. SEC file number | 8-33772 |
iii. CRD number | 000016360 |
iv. LEI, if any | 254900J2GFQ4J4NK1J89 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 38,231.120000000000 |
Brokers Record:
3 |
i. Full name of broker | D.A. Davidson and Co. |
ii. SEC file number | 8-2399 |
iii. CRD number | 000000199 |
iv. LEI, if any | 549300094RQ5A7DYLF51 |
v. State, if applicable |
MONTANA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 50,735.820000000000 |
Brokers Record:
4 |
i. Full name of broker | Morgan Stanley & Co., Inc. |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 50,439.960000000000 |
Brokers Record:
5 |
i. Full name of broker | Jefferies & Company, Inc. |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 48,302.520000000000 |
Brokers Record:
6 |
i. Full name of broker | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 48,006.500000000000 |
Brokers Record:
7 |
i. Full name of broker | Sidoti and Company, LLC |
ii. SEC file number | 8-52141 |
iii. CRD number | 000102860 |
iv. LEI, if any | 254900FHBEGNA4NAO961 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 47,779.620000000000 |
Brokers Record:
8 |
i. Full name of broker | B. Riley and Co. LLC |
ii. SEC file number | 8-49016 |
iii. CRD number | 000040355 |
iv. LEI, if any | 549300AEVMODVBY3QS51 |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 47,445.400000000000 |
Brokers Record:
9 |
i. Full name of broker | JonesTrading |
ii. SEC file number | 8-26089 |
iii. CRD number | 000006888 |
iv. LEI, if any | 2138008JJ5PA8H5UIL69 |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 45,887.510000000000 |
Brokers Record:
10 |
i. Full name of broker | Keybanc Capital Markets, Inc |
ii. SEC file number | 8-30177 |
iii. CRD number | 000000566 |
iv. LEI, if any | 2EQWV0180Z211YVAD813 |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 40,638.080000000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 1,373,836.390000000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | Merrill Lynch Professional Clearing Corp |
ii. SEC file number | 8-33359 |
iii. CRD number | 000016139 |
iv. LEI, if any | 549300PMHS66E71I2D34 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,932,653.000000000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Cowen and Co., LLC |
ii. SEC file number | 8-22522 |
iii. CRD number | 000007616 |
iv. LEI, if any | 549300WR155U7DVMIW58 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2,960,360.000000000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7,686,539.000000000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Barclay Investments LLC |
ii. SEC file number | 8-16935 |
iii. CRD number | 000006159 |
iv. LEI, if any | 254900YRC13GGERHVR90 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7,148,533.800000000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Credit Suisse Securities |
ii. SEC file number | 8-422 |
iii. CRD number | 000000816 |
iv. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6,964,480.500000000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Morgan Stanley & Co., Inc. |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6,262,292.500000000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | B. Riley and Co. LLC |
ii. SEC file number | 8-49016 |
iii. CRD number | 000040355 |
iv. LEI, if any | 549300AEVMODVBY3QS51 |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4,515,110.000000000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | RBC Global Asset Management, Inc. |
ii. SEC file number | 801-20303 |
iii. CRD number | 000107173 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,845,017.500000000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | Goldman Sachs and Co. |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,585,394.000000000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Needham & Company |
ii. SEC file number | 8-33772 |
iii. CRD number | 000016360 |
iv. LEI, if any | 254900J2GFQ4J4NK1J89 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3,512,340.000000000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 1 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Institutional Shares |
ii. Class identification number, if any | C000193646 |
iii. Ticker symbol, if any | VGSRX |
Pricing Services Record:
1 |
i. Full name | Intercontinental Exchange Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000F4O33MV32P92 |
Description of other identifying number | |
iii. State, if applicable |
GEORGIA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | U.S. Bancorp Fund Services LLC |
ii. LEI, if any, or other identifying number | N1GZ7BBF3NP8GI976H15 |
Description of other identifying number | |
iii. State, if applicable |
WISCONSIN
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Instinet, LLC |
ii. SEC file number | 8-23669 |
iii. CRD number | 000007897 |
iv. LEI, if any | 549300MGMN3RKMU8FT57 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3,190.500000000000 |
Brokers Record:
2 |
i. Full name of broker | Loop Capital Markets LLC |
ii. SEC file number | 8-50140 |
iii. CRD number | 000043098 |
iv. LEI, if any | 254900FPPM2WN90D4786 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 25.220000000000 |
Brokers Record:
3 |
i. Full name of broker | Jefferies & Company, Inc. |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2,684.740000000000 |
Brokers Record:
4 |
i. Full name of broker | SG Americas Securities LLC |
ii. SEC file number | 8-66125 |
iii. CRD number | 000128351 |
iv. LEI, if any | 549300F35UE0BOM1WJ55 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,570.890000000000 |
Brokers Record:
5 |
i. Full name of broker | ITG Inc. |
ii. SEC file number | 8-44218 |
iii. CRD number | 000029299 |
iv. LEI, if any | 549300S41SMIODVIT266 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 875.150000000000 |
Brokers Record:
6 |
i. Full name of broker | Goldman Sachs and Co. |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 457.770000000000 |
Brokers Record:
7 |
i. Full name of broker | Knight Capital Markets LLC |
ii. SEC file number | 8-48230 |
iii. CRD number | 000038379 |
iv. LEI, if any | OYLND20HCVC12JS4WU59 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 252.210000000000 |
Brokers Record:
8 |
i. Full name of broker | Investec Securities LLC |
ii. SEC file number | 8-67162 |
iii. CRD number | 000138421 |
iv. LEI, if any | 9695008A3Z2PHG0FHY69 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 73.970000000000 |
Brokers Record:
9 |
i. Full name of broker | Virtu Americas LLC |
ii. SEC file number | 8-68193 |
iii. CRD number | 000149823 |
iv. LEI, if any | 549300RA02N3BNSWBV74 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 47.490000000000 |
Brokers Record:
10 |
i. Full name of broker | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | 6SHGI4ZSSLCXXQSBB395 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 26.340000000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 9,214.610000000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | State Street Global Markets LLC |
ii. SEC file number | 8-69862 |
iii. CRD number | 000285852 |
iv. LEI, if any | 549300FDEDF5ORXCMQ56 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 233,903,742.000000000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Citigroup Global Markets Inc. |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | 6SHGI4ZSSLCXXQSBB395 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 230,710,703.000000000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | ANZ Securities, Inc. |
ii. SEC file number | 8-47390 |
iii. CRD number | 000036654 |
iv. LEI, if any | 54930002PP1OBF1UXP39 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 70,818,339.000000000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | Macquarie Capital Inc. |
ii. SEC file number | 8-47198 |
iii. CRD number | 000036368 |
iv. LEI, if any | 549300670K07JRB5UQ40 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 76,368.000000000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | J.P. Morgan Securities LLC |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 16,365.000000000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | UBS Securities LLC |
ii. SEC file number | 8-22651 |
iii. CRD number | 000007654 |
iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 12,463.000000000000 |