0000894189-21-005725.txt : 20210823 0000894189-21-005725.hdr.sgml : 20210823 20210823120151 ACCESSION NUMBER: 0000894189-21-005725 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210823 DATE AS OF CHANGE: 20210823 EFFECTIVENESS DATE: 20210823 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Manager Directed Portfolios CENTRAL INDEX KEY: 0001359057 IRS NUMBER: 571138125 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21897 FILM NUMBER: 211195935 BUSINESS ADDRESS: STREET 1: C/O U.S. BANCORP FUND SERVICES, LLC STREET 2: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 9522306140 MAIL ADDRESS: STREET 1: C/O U.S. BANCORP FUND SERVICES, LLC STREET 2: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: Roxbury Funds DATE OF NAME CHANGE: 20060411 0001359057 S000012813 Hood River Small-Cap Growth Fund C000034642 Institutional Shares HRSMX C000160233 Investor Shares HRSRX C000179260 Retirement Shares HRSIX N-PX 1 mdp-hoodriver_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21897 NAME OF REGISTRANT: Manager Directed Portfolios ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Scott M. Ostrowski, President Manager Directed Portfolios, c/o U.S. Bancorp Fund Services, LLC 777 East Wisconsin Avenue, 5th Floor Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-765-4339 DATE OF FISCAL YEAR END: 06/30 DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021 Hood River Small-Cap Growth Fund -------------------------------------------------------------------------------------------------------------------------- DMY TECHNOLOGY GROUP, INC. Agenda Number: 935317974 -------------------------------------------------------------------------------------------------------------------------- Security: 233253103 Meeting Type: Special Meeting Date: 29-Dec-2020 Ticker: DMYT ISIN: US2332531035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Business Combination Proposal: To Mgmt For For approve and adopt the Business Combination Agreement by and among dMY, Rush Street Interactive, LP, a Delaware limited partnership, the sellers set forth on the signature pages thereto, the Sponsor and Rush Street Interactive GP, LLC, a Delaware limited liability company. 2. The Charter Amendment Proposal: To approve Mgmt For For and adopt, assuming the Business Combination Proposal is approved and adopted, the Proposed Charter. 3A. Advisory Charter Proposal A: to change the Mgmt For For total number of shares and classes of stock that dMY is authorized to issue to 951,000,000 shares, consisting of (i) 1,000,000 shares of preferred stock, (ii) 750,000,000 shares of Class A Common Stock, and (iii) 200,000,000 shares of Class V Voting Stock; 3B Advisory Charter Proposal B: to change the Mgmt Against Against stockholder vote required for approval to the affirmative vote of the holders of at least 66 2/3% of the total voting power of all the then outstanding shares of stock of dMY entitled to vote generally in the election of directors voting together as a single class. 3C. Advisory Charter Proposal C: to absolve any Mgmt For For Seller, the Sponsor, Non-Employee Directors or any of their affiliates or affiliated entities (collectively, the "Identified Persons") from the duty to refrain from directly or indirectly (1) engaging in and possessing interests in other business ventures of every type and description or (2) competing with dMY or any of its subsidiaries, on its own account, or in partnership with, or as an employee, officer, director or shareholder of any other person. 3D. Advisory Charter Proposal D: to require any Mgmt For For stockholder or an affiliate thereof that fails to comply with applicable gaming laws to be subject to mandatory sale and transfer, subject to the terms and conditions set forth therein, in such number and class(es)/series of equity interests as determined by the Board in good faith (following consultation with reputable outside and independent gaming regulatory counsel) pursuant to a resolution adopted by a majority of the directors of the Board; 3E. Advisory Charter Proposal E: to elect not Mgmt For For to be governed by Section 203 of the DGCL. 3F. Advisory Charter Proposal F: to require Mgmt Against Against that the proposed bylaws of dMY may be amended, altered, changed, added to or repealed by (x) the Board or (y) (i) the affirmative vote of the holders of at least a majority of the total voting power of dMY's capital stock entitled to vote generally in the election of directors, voting as a single class and (ii) the affirmative vote of the holders of at least 66 2/3% of the total voting power of dMY's capital stock. 3G. Advisory Charter Proposal G: to provide Mgmt For For that any director may be removed from the board upon a good faith finding by the Board that such director is an Unsuitable Person. 3H. Advisory Charter Proposal H: to provide Mgmt Against Against that any action required or permitted to be taken by dMY's stockholders may be taken by written consent at any time that the Sellers and their Permitted Transferees beneficially own, in the aggregate, 40% or more of the voting power of dMY's outstanding capital stock. 3I. Advisory Charter Proposal I: to provide Mgmt Against Against that if the Delaware Court of Chancery lacks subject matter jurisdiction over a claim brought against or on behalf of dMY or any of its directors, officers, employees or stockholders, then the sole and exclusive forum for such action shall be another state or federal court located within the state of Delaware, unless the Court of Chancery (or such other state or federal court located within the state of Delaware, as applicable) has dismissed a prior action. 3J. Advisory Charter Proposal J: to provide for Mgmt For For certain additional changes, including, among other things, (i) changing the post- business combination company's corporate name from "dMY Technology Group, Inc." to "Rush Street Interactive, Inc." and (ii) removing certain provisions related to our status as a blank check company that will no longer apply upon consummation of the business combination, all of which our Board believes are necessary to adequately address the needs of the post-business combination company. 4. The NYSE Proposal: To approve, assuming the Mgmt For For Business Combination Proposal and the Charter Amendment Proposal are approved and adopted, for the purposes of complying with the applicable listing rules of the NYSE, the issuance of more than 20% of our issued and outstanding common stock. 5. The Incentive Plan Proposal: To approve and Mgmt For For adopt, assuming the Business Combination Proposal, the Charter Amendment Proposal and the NYSE Proposal are approved and adopted, the Rush Street Interactive, Inc. 2020 Omnibus Equity Incentive Plan (collectively with the Business Combination Proposal, the Charter Amendment Proposal and the NYSE Proposal, the "Condition Precedent Proposals"). 6. DIRECTOR Judith Gold Mgmt For For Paul Wierbicki Mgmt For For Harry You Mgmt For For Leslie Bluhm Mgmt For For James Gordon Mgmt For For Sheli Rosenberg Mgmt For For Neil Bluhm Mgmt For For Greg Carlin Mgmt Withheld Against Niccolo de Massi Mgmt For For 7. The Adjournment Proposal: To approve the Mgmt For For adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of any of the condition precedent proposals or the incentive plan proposal. -------------------------------------------------------------------------------------------------------------------------- ACCELERON PHARMA INC. Agenda Number: 935421127 -------------------------------------------------------------------------------------------------------------------------- Security: 00434H108 Meeting Type: Annual Meeting Date: 16-Jun-2021 Ticker: XLRN ISIN: US00434H1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director: Habib J. Mgmt For For Dable 1B. Election of Class II Director: Terrence C. Mgmt For For Kearney 1C. Election of Class II Director: Karen L. Mgmt For For Smith, M.D., Ph.D. 2. To approve, on an advisory basis, the Mgmt For For compensation paid to the Company's named executive officers as described in the proxy statement. 3. To recommend, by an advisory, non-binding Mgmt 1 Year For vote, the frequency of future advisory votes to approve the compensation paid to the Company's named executive officers. 4. To ratify the selection of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- AGIOS PHARMACEUTICALS, INC. Agenda Number: 935336330 -------------------------------------------------------------------------------------------------------------------------- Security: 00847X104 Meeting Type: Special Meeting Date: 25-Mar-2021 Ticker: AGIO ISIN: US00847X1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the proposed sale of the Mgmt For For oncology portfolio of Agios Pharmaceuticals, Inc. ("Agios") to Servier Pharmaceuticals, LLC ("Servier") pursuant to the terms of the Purchase and Sale Agreement, dated as of December 20, 2020, by and among Agios, Servier and Servier S.A.S. -------------------------------------------------------------------------------------------------------------------------- AGIOS PHARMACEUTICALS, INC. Agenda Number: 935386498 -------------------------------------------------------------------------------------------------------------------------- Security: 00847X104 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: AGIO ISIN: US00847X1046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kaye Foster Mgmt For For Maykin Ho Mgmt For For John Maraganore Mgmt For For 2. To vote, on an advisory basis, to approve Mgmt For For named executive officer compensation. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- AMICUS THERAPEUTICS, INC. Agenda Number: 935410679 -------------------------------------------------------------------------------------------------------------------------- Security: 03152W109 Meeting Type: Annual Meeting Date: 10-Jun-2021 Ticker: FOLD ISIN: US03152W1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Craig A. Wheeler Mgmt For For Burke W. Whitman Mgmt For For 2. Approval of the Amended and Restated 2007 Mgmt For For Equity Incentive Plan to add 7,000,000 shares to the equity pool. 3. Ratify the appointment of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. Approval, on an advisory basis, the Mgmt For For Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- API GROUP CORPORATION Agenda Number: 935244664 -------------------------------------------------------------------------------------------------------------------------- Security: 00187Y100 Meeting Type: Annual Meeting Date: 13-Aug-2020 Ticker: APG ISIN: US00187Y1001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Sir Martin E. Mgmt For For Franklin 1.2 Election of Director: James E. Lillie Mgmt For For 1.3 Election of Director: Ian G. H. Ashken Mgmt For For 1.4 Election of Director: Russell A. Becker Mgmt For For 1.5 Election of Director: Anthony E. Malkin Mgmt For For 1.6 Election of Director: Thomas V. Milroy Mgmt For For 1.7 Election of Director: Lord Paul Myners Mgmt For For 1.8 Election of Director: Cyrus D. Walker Mgmt For For 1.9 Election of Director: Carrie A. Wheeler Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for the 2020 fiscal year. 3. Approval of our 2020 Employee Stock Mgmt For For Purchase Plan. 4. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers. 5. Approval, on an advisory basis, of the Mgmt 1 Year For frequency of future advisory votes on the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- ARROWHEAD PHARMACEUTICALS, INC. Agenda Number: 935332255 -------------------------------------------------------------------------------------------------------------------------- Security: 04280A100 Meeting Type: Annual Meeting Date: 18-Mar-2021 Ticker: ARWR ISIN: US04280A1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christopher Anzalone Mgmt For For Marianne De Backer Mgmt For For Mauro Ferrari Mgmt For For Douglass Given Mgmt For For Oye Olukotun Mgmt For For Michael S. Perry Mgmt For For William Waddill Mgmt For For 2. To approve, in an advisory (non-binding) Mgmt Against Against vote, the compensation paid to the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the compensation tables and narrative discussion. 3. To approve the Arrowhead Pharmaceuticals, Mgmt Against Against Inc. 2021 Incentive Plan. 4. To ratify the selection of Rose, Snyder & Mgmt For For Jacobs LLP as independent auditors of the Company for the fiscal year ending September 30, 2021. -------------------------------------------------------------------------------------------------------------------------- AXON ENTERPRISE, INC. Agenda Number: 935389925 -------------------------------------------------------------------------------------------------------------------------- Security: 05464C101 Meeting Type: Annual Meeting Date: 27-May-2021 Ticker: AXON ISIN: US05464C1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard H. Carmona Mgmt Withheld Against Julie Cullivan Mgmt For For Caitlin Kalinowski Mgmt For For 2. Proposal No. 2 requests that shareholders Mgmt For For vote to approve, on an advisory basis, the compensation of the Company's named executive officers. 3. Proposal No. 3 requests that shareholders Mgmt For For vote to ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2021. 4. Proposal No. 4 requests that shareholders Mgmt For For vote to approve an amendment to the Company's Certificate of Incorporation to increase the maximum size of the Board of Directors from 9 to 11 directors. 5. Proposal No. 5 is a shareholder proposal Shr For Against recommending the Company move from a plurality voting standard to a majority voting standard. -------------------------------------------------------------------------------------------------------------------------- AXONICS, INC. Agenda Number: 935433374 -------------------------------------------------------------------------------------------------------------------------- Security: 05465P101 Meeting Type: Annual Meeting Date: 23-Jun-2021 Ticker: AXNX ISIN: US05465P1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Raymond W. Cohen Mgmt For For 1B. Election of Director: Robert E. McNamara Mgmt For For 1C. Election of Director: Michael H. Carrel Mgmt For For 1D. Election of Director: Nancy Snyderman, M.D. Mgmt For For 1E. Election of Director: Jane E. Kiernan Mgmt For For 1F. Election of Director: David M. Demski Mgmt For For 2. To ratify the selection of BDO USA, LLP as Mgmt For For our independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. Approval, on an advisory basis, of the Mgmt For For compensation of the named executive officers of Axonics, Inc. 4. Approval, on an advisory basis, of the Mgmt 1 Year For frequency of future advisory votes on the compensation of the named executive officers of Axonics, Inc. -------------------------------------------------------------------------------------------------------------------------- AZUL S.A. Agenda Number: 935384317 -------------------------------------------------------------------------------------------------------------------------- Security: 05501U106 Meeting Type: Annual Meeting Date: 29-Apr-2021 Ticker: AZUL ISIN: US05501U1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3. To set the global annual compensation of Mgmt Against Against the managers of the Company for fiscal year 2021. For further details on the global annual compensation proposal, please visit https://ri.voeazul.com.br/en/ and select Corporate Governance / Shareholders Meeting. -------------------------------------------------------------------------------------------------------------------------- B. RILEY FINANCIAL, INC. Agenda Number: 935411506 -------------------------------------------------------------------------------------------------------------------------- Security: 05580M108 Meeting Type: Annual Meeting Date: 27-May-2021 Ticker: RILY ISIN: US05580M1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Bryant R. Riley Mgmt For For 1.2 Election of Director: Thomas J. Kelleher Mgmt For For 1.3 Election of Director: Robert L. Antin Mgmt Against Against 1.4 Election of Director: Robert D'Agostino Mgmt For For 1.5 Election of Director: Randall E. Paulson Mgmt For For 1.6 Election of Director: Michael J. Sheldon Mgmt For For 1.7 Election of Director: Mimi K. Walters Mgmt For For 1.8 Election of Director: Mikel H. Williams Mgmt For For 2. To ratify the selection of Marcum LLP as Mgmt For For our independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. To approve the B. Riley Financial, Inc. Mgmt For For 2021 Stock Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- BABCOCK & WILCOX ENTERPRISES, INC. Agenda Number: 935376334 -------------------------------------------------------------------------------------------------------------------------- Security: 05614L209 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: BW ISIN: US05614L2097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of amendment to Certificate of Mgmt For For Incorporation to declassify Board of Directors and provide for annual elections of all directors beginning in 2023. 2A. If proposal 1 is approved, the election of Mgmt For For the nominee listed as Class I director for a term of two years: Henry E. Bartoli 2B. If proposal 1 is approved, the election of Mgmt For For the nominee listed as Class I director for a term of two years: Philip D. Moeller 3A. If proposal 1 is not approved, the election Mgmt For For of the nominee listed as Class III director for a term of three years: Henry E. Bartoli 3B. If proposal 1 is not approved, the election Mgmt For For of the nominee listed as Class III director for a term of three years: Philip D. Moeller 4. Approval of amendment to Certificate of Mgmt For For Incorporation to remove provisions requiring affirmative vote of at least 80% of voting power for certain amendments to the Company's Certificate of Incorporation and Bylaws. 5. Ratification of Appointment of Deloitte & Mgmt For For Touche LLP as Independent Registered Public Accounting Firm for the year ending December 31, 2021. 6. Approval, on a non-binding advisory basis, Mgmt For For of executive compensation. 7. Approval of the 2021 Long-Term Incentive Mgmt For For Plan. -------------------------------------------------------------------------------------------------------------------------- BIOHAVEN PHARMACEUTICAL HLDG CO LTD Agenda Number: 935362006 -------------------------------------------------------------------------------------------------------------------------- Security: G11196105 Meeting Type: Annual Meeting Date: 05-May-2021 Ticker: BHVN ISIN: VGG111961055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a term expiring at Mgmt For For the 2024 Annual Meeting: Julia P. Gregory 1B. Election of Director for a term expiring at Mgmt For For the 2024 Annual Meeting: Michael T. Heffernan 1C. Election of Director for a term expiring at Mgmt For For the 2024 Annual Meeting: Robert J. Hugin 2. Ratification of appointment of Ernst & Mgmt For For Young LLP as independent auditors for fiscal year 2021. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of the Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- BOOT BARN HOLDINGS, INC. Agenda Number: 935247759 -------------------------------------------------------------------------------------------------------------------------- Security: 099406100 Meeting Type: Annual Meeting Date: 26-Aug-2020 Ticker: BOOT ISIN: US0994061002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peter Starrett Mgmt For For Greg Bettinelli Mgmt For For James G. Conroy Mgmt For For Lisa G. Laube Mgmt For For Anne MacDonald Mgmt For For Brenda I. Morris Mgmt For For Brad Weston Mgmt For For 2. To vote on a non-binding advisory Mgmt For For resolution to approve the compensation paid to named executive officers for fiscal 2020 ("say-on-pay"). 3. Approval of the Boot Barn Holdings, Inc. Mgmt For For 2020 Equity Incentive Plan. 4. Ratification of Deloitte & Touche LLP as Mgmt For For the independent auditor for the fiscal year ended March 27, 2021. -------------------------------------------------------------------------------------------------------------------------- BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 935286131 -------------------------------------------------------------------------------------------------------------------------- Security: 101388106 Meeting Type: Annual Meeting Date: 19-Nov-2020 Ticker: EPAY ISIN: US1013881065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Keneth J. D'Amato Mgmt For For Robert A. Eberle Mgmt For For Jeffrey C. Leathe Mgmt For For 2. Non-binding advisory vote to approve Mgmt For For executive compensation. 3. Approval of the amendment to the Company's Mgmt For For 2019 Stock Incentive Plan to increase the number of shares of common stock authorized for issuance thereunder by 2,200,000. 4. Ratification of the selection of Ernst & Mgmt For For Young LLP as the Company's registered public accounting firm for the current fiscal year. -------------------------------------------------------------------------------------------------------------------------- CAESARS ENTERTAINMENT, INC. Agenda Number: 935424438 -------------------------------------------------------------------------------------------------------------------------- Security: 12769G100 Meeting Type: Annual Meeting Date: 15-Jun-2021 Ticker: CZR ISIN: US12769G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gary L. Carano Mgmt For For Bonnie S. Biumi Mgmt For For Jan Jones Blackhurst Mgmt For For Frank J. Fahrenkopf Mgmt For For Don R. Kornstein Mgmt For For Courtney R. Mather Mgmt For For Michael E. Pegram Mgmt For For Thomas R. Reeg Mgmt For For David P. Tomick Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. 5. TO APPROVE AND ADOPT AN AMENDMENT TO THE Mgmt For For COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK TO 500,000,000. 6. TO APPROVE AND ADOPT AN AMENDMENT TO THE Mgmt For For COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE THE ISSUANCE OF 150,000,000 SHARES OF PREFERRED STOCK. -------------------------------------------------------------------------------------------------------------------------- CALIX, INC. Agenda Number: 935366941 -------------------------------------------------------------------------------------------------------------------------- Security: 13100M509 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: CALX ISIN: US13100M5094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Don Listwin Mgmt For For Kevin Peters Mgmt For For J. Daniel Plants Mgmt For For 2. Approval of the Amended and Restated 2019 Mgmt For For Equity Incentive Award Plan. 3. Approval of the Amended and Restated Mgmt For For Employee Stock Purchase Plan. 4. Approval of the Amended and Restated 2017 Mgmt For For Nonqualified Employee Stock Purchase Plan. 5. Approval, on a non-binding, advisory basis, Mgmt For For of the compensation of Calix's named executive officers. 6. Ratification of the selection of KPMG LLP Mgmt For For as Calix's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- CERUS CORPORATION Agenda Number: 935404032 -------------------------------------------------------------------------------------------------------------------------- Security: 157085101 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: CERS ISIN: US1570851014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Daniel N. Swisher, Jr. Mgmt For For Frank Witney, Ph.D. Mgmt For For Eric Bjerkholt Mgmt Withheld Against 2. The approval of a certificate of amendment Mgmt For For of the Company's Amended and Restated Certificate of Incorporation, as amended, to increase the total number of authorized shares of common stock from 225,000,000 shares to 400,000,000 shares. 3. The approval of an amendment and Mgmt Against Against restatement of the Company's Amended and Restated 2008 Equity Incentive Plan to increase the aggregate number of shares of common stock authorized for issuance thereunder by 7,600,000 shares and to make certain other changes thereto as described further in the accompanying Proxy Statement. 4. The approval, on an advisory basis, of the Mgmt For For compensation of the Company's named executive officers as disclosed in the Proxy Statement. 5. The ratification of the selection by the Mgmt Against Against Audit Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- CHART INDUSTRIES, INC. Agenda Number: 935370469 -------------------------------------------------------------------------------------------------------------------------- Security: 16115Q308 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: GTLS ISIN: US16115Q3083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Carey Chen Mgmt For For Jillian C. Evanko Mgmt For For Steven W. Krablin Mgmt For For Singleton B. McAllister Mgmt For For Michael L. Molinini Mgmt For For David M. Sagehorn Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. 3. Advisory vote on compensation of named Mgmt For For executive officers. -------------------------------------------------------------------------------------------------------------------------- CHEGG, INC. Agenda Number: 935389848 -------------------------------------------------------------------------------------------------------------------------- Security: 163092109 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: CHGG ISIN: US1630921096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Marne Levine Mgmt For For Richard Sarnoff Mgmt For For Paul LeBlanc Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of our named executive officers. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- CLEAN HARBORS, INC. Agenda Number: 935404703 -------------------------------------------------------------------------------------------------------------------------- Security: 184496107 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: CLH ISIN: US1844961078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alan S. McKim Mgmt For For John T. Preston Mgmt For For 2. To approve an advisory vote on the Mgmt For For Company's executive compensation. 3. To approve the Company's Amended and Mgmt For For Restated Management Incentive Plan. 4. To ratify the selection by the Audit Mgmt For For Committee of the Company's Board of Directors of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the current fiscal year. 5. To ratify, on an advisory basis, an Mgmt Against Against exclusive forum amendment to the Company's By-Laws. -------------------------------------------------------------------------------------------------------------------------- COLFAX CORPORATION Agenda Number: 935371144 -------------------------------------------------------------------------------------------------------------------------- Security: 194014106 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: CFX ISIN: US1940141062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mitchell P. Rales Mgmt For For 1B. Election of Director: Matthew L. Trerotola Mgmt For For 1C. Election of Director: Patrick W. Allender Mgmt For For 1D. Election of Director: Thomas S. Gayner Mgmt For For 1E. Election of Director: Rhonda L. Jordan Mgmt For For 1F. Election of Director: Liam J. Kelly Mgmt For For 1G. Election of Director: Philip A. Okala Mgmt For For 1H. Election of Director: A. Clayton Perfall Mgmt For For 1I. Election of Director: Didier Teirlinck Mgmt For For 1J. Election of Director: Rajiv Vinnakota Mgmt For For 1K. Election of Director: Sharon Wienbar Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. To approve on an advisory basis the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- CONMED CORPORATION Agenda Number: 935384002 -------------------------------------------------------------------------------------------------------------------------- Security: 207410101 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: CNMD ISIN: US2074101013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David Bronson Mgmt For For Brian P. Concannon Mgmt For For LaVerne Council Mgmt For For Charles M. Farkas Mgmt For For Martha Goldberg Aronson Mgmt For For Curt R. Hartman Mgmt For For Jerome J. Lande Mgmt For For B.J. Schwarzentraub Mgmt For For Mark E. Tryniski Mgmt For For Dr. John L. Workman Mgmt For For 2. Ratification of appointment of Mgmt For For Pricewaterhouse Coopers, LLP as the Company's Independent registered accounting firm for the fiscal year ending December 31, 2021. 3. Advisory Vote on Named Executive Officer Mgmt For For Compensation. -------------------------------------------------------------------------------------------------------------------------- CURIOSITYSTREAM INC. Agenda Number: 935417952 -------------------------------------------------------------------------------------------------------------------------- Security: 23130Q107 Meeting Type: Annual Meeting Date: 16-Jun-2021 Ticker: CURI ISIN: US23130Q1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andrew Hendricks Mgmt For For Elizabeth Hendricks Mgmt For For Patrick Keeley Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered accounting firm of CuriosityStream Inc. for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- DECIPHERA PHARMACEUTICALS, INC. Agenda Number: 935424414 -------------------------------------------------------------------------------------------------------------------------- Security: 24344T101 Meeting Type: Annual Meeting Date: 23-Jun-2021 Ticker: DCPH ISIN: US24344T1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James A. Bristol, Ph.D. Mgmt For For Frank S. Friedman Mgmt For For Ron Squarer Mgmt For For 2. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of our named executive officers, as disclosed in the proxy statement accompanying this notice. 3. To recommend, on a non-binding, advisory Mgmt 1 Year For basis, the preferred frequency of future advisory votes on compensation of our named executive officers. 4. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as Deciphera Pharmaceuticals, Inc.'s independent registered public accounting firm for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- EAGLE MATERIALS INC Agenda Number: 935241719 -------------------------------------------------------------------------------------------------------------------------- Security: 26969P108 Meeting Type: Annual Meeting Date: 05-Aug-2020 Ticker: EXP ISIN: US26969P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Margot L. Carter Mgmt For For 1B. Election of Director: Michael R. Nicolais Mgmt For For 1C. Election of Director: Mary P. Ricciardello Mgmt For For 1D. Election of Director: Richard R. Stewart Mgmt For For 2. Advisory resolution regarding the Mgmt For For compensation of our named executive officers. 3. To approve the expected appointment of Mgmt For For Ernst & Young LLP as independent auditors for fiscal year 2021. -------------------------------------------------------------------------------------------------------------------------- ELASTIC N.V. Agenda Number: 935278982 -------------------------------------------------------------------------------------------------------------------------- Security: N14506104 Meeting Type: Annual Meeting Date: 21-Oct-2020 Ticker: ESTC ISIN: NL0013056914 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of non-executive Director: Mgmt For For Jonathan Chadwick 1B. Election of non-executive Director: Mgmt For For Michelangelo Volpi 2. Adoption of Dutch Statutory Annual Accounts Mgmt For For for fiscal year 2020. 3. Grant of full discharge of the Company's Mgmt For For executive director from liability with respect to the performance of his duties during fiscal year 2020. 4. Grant of full discharge of the Company's Mgmt For For non-executive directors from liability with respect to the performance of their duties during fiscal year 2020. 5. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2021. 6. Authorization of the Board of Directors to Mgmt For For repurchase shares in the capital of the Company. 7. Non-binding advisory vote on the frequency Mgmt 1 Year For of future non-binding advisory votes on the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- EURONET WORLDWIDE, INC. Agenda Number: 935381866 -------------------------------------------------------------------------------------------------------------------------- Security: 298736109 Meeting Type: Annual Meeting Date: 18-May-2021 Ticker: EEFT ISIN: US2987361092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Paul S. Althasen Mgmt For For Thomas A. McDonnell Mgmt For For Michael N. Frumkin Mgmt For For 2. Approval of amendments to the amended 2006 Mgmt For For Stock Incentive Plan. 3. Ratification of the appointment of KPMG LLP Mgmt For For as Euronet's independent registered public accounting firm for the year ending December 31, 2021. 4. Advisory vote on executive compensation. Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- FABRINET Agenda Number: 935288399 -------------------------------------------------------------------------------------------------------------------------- Security: G3323L100 Meeting Type: Annual Meeting Date: 10-Dec-2020 Ticker: FN ISIN: KYG3323L1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Seamus Grady Mgmt For For Thomas F. Kelly Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers ABAS Ltd. as Fabrinet's independent registered public accounting firm for the fiscal year ending June 25, 2021. 3. Approval, on an advisory basis, of the Mgmt Against Against compensation paid to Fabrinet's named executive officers. -------------------------------------------------------------------------------------------------------------------------- FORTRESS TRANSPORTATION & INFRA INV LLC Agenda Number: 935411087 -------------------------------------------------------------------------------------------------------------------------- Security: 34960P101 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: FTAI ISIN: US34960P1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR A. Andrew Levison Mgmt For For Kenneth J. Nicholson Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as independent registered public accounting firm for Fortress Transportation and Infrastructure Investors LLC for fiscal year 2021. -------------------------------------------------------------------------------------------------------------------------- FOX FACTORY HOLDING CORP. Agenda Number: 935354364 -------------------------------------------------------------------------------------------------------------------------- Security: 35138V102 Meeting Type: Annual Meeting Date: 07-May-2021 Ticker: FOXF ISIN: US35138V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael C. Dennison Mgmt For For Sidney Johnson Mgmt For For Ted Waitman Mgmt For For 2. To ratify the appointment of Grant Thornton Mgmt For For LLP as our independent public accountants for fiscal year 2021. 3. To approve, on an advisory basis, the Mgmt For For resolution approving the compensation of Fox Factory Holding Corp.'s named executive officers. -------------------------------------------------------------------------------------------------------------------------- FRANCHISE GROUP INC Agenda Number: 935385775 -------------------------------------------------------------------------------------------------------------------------- Security: 35180X105 Meeting Type: Annual Meeting Date: 04-May-2021 Ticker: FRG ISIN: US35180X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Matthew Avril Mgmt For For Patrick A. Cozza Mgmt For For Cynthia Dubin Mgmt For For Lisa M. Fairfax Mgmt For For Megan Foster Starr Mgmt For For Thomas Herskovits Mgmt For For Brian R. Kahn Mgmt For For 2. Approval, in an advisory and non-binding Mgmt For For vote, of the compensation of the Company's named executive officers as disclosed in the Proxy Statement. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 25, 2021. -------------------------------------------------------------------------------------------------------------------------- FRESHPET, INC. Agenda Number: 935259398 -------------------------------------------------------------------------------------------------------------------------- Security: 358039105 Meeting Type: Annual Meeting Date: 24-Sep-2020 Ticker: FRPT ISIN: US3580391056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Charles A. Norris Mgmt For For Leta D. Priest Mgmt For For Olu Beck Mgmt For For William B. Cyr Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For the independent registered public accounting firm for 2020. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. To approve an amendment of our Third Mgmt For For Amended and Restated Certificate of Incorporation (as amended) to eliminate all of its supermajority voting requirements. 5. To approve our Second Amended and Restated Mgmt For For 2014 Omnibus Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- GAN LIMITED Agenda Number: 935327367 -------------------------------------------------------------------------------------------------------------------------- Security: G3728V109 Meeting Type: Consent Meeting Date: 15-Mar-2021 Ticker: GAN ISIN: BMG3728V1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVAL OF 2020 EMPLOYEE STOCK PURCHASE Mgmt Against Against PLAN: IT IS NOTED that the Board of Directors had proposed to adopt the GAN Limited 2020 Employee Stock Purchase Plan, subject to the approval of the shareholders of the Company; and IT IS RESOLVED that the adoption and implementation of the GAN Limited 2020 Employee Stock Purchase Plan is hereby ratified, confirmed and approved in all respects. -------------------------------------------------------------------------------------------------------------------------- GORES METROPOULOS INC Agenda Number: 935294265 -------------------------------------------------------------------------------------------------------------------------- Security: 382872109 Meeting Type: Special Meeting Date: 01-Dec-2020 Ticker: GMHI ISIN: US3828721098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Transaction Proposal - To consider and vote Mgmt For For upon a proposal to approve the Agreement and Plan of Merger, dated as of August 24, 2020 (as it may be amended from time to time, the "Merger Agreement") 2. Issuance Proposal - To consider and vote Mgmt For For upon a proposal to approve, for purposes of complying with applicable Nasdaq listing rules, the issuance of more than 20% of the Company's issued and outstanding shares of Class A common stock, par value $0.0001 per share, of the Company (the "Class A Stock") and Class F common stock, par value $0.0001 per share, of the Company in connection with the Business Combination. 3. Amendment Proposal - To consider and act Mgmt For For upon a proposal to adopt the proposed Second Amended and Restated Certificate of Incorporation of the Company (the "Second Amended and Restated Certificate of Incorporation"). 4a. Change in Authorized Shares - To amend the Mgmt Against Against Second Amended and Restated Certificate of Incorporation to increase the total number of authorized shares of all classes of Common Stock of the Company following the Business Combination (the "Post-Combination Company") from 220,000,000 shares to 836,000,000 shares. 4b. Dual-Class Stock - To amend the Second Mgmt Against Against Amended and Restated Certificate of Incorporation to provide for a dual class common stock structure pursuant to which holders of Class B Stock will be entitled to 10 votes per share, thus having the ability to control outcome of matters requiring stockholder approval (even if they own significantly less than a majority of the shares of outstanding Class A Stock), including the election of directors and significant corporate transactions (such as a merger or other sale of the Post-Combination Company or its asset). 4c. Removal of Directors - To amend the Second Mgmt Against Against Amended and Restated Certificate of Incorporation to provide for an increase following the closing of the Business Combination in the required vote to remove a director of the Post-Combination Company's board of directors. 4d. Special Meetings - To amend the Second Mgmt Against Against Amended and Restated Certificate of Incorporation to add a provision in the Second Amended and Restated Certificate of Incorporation providing that special meetings of the Post-Combination Company's stockholders may be called only by the Chairman of the Post- Combination Company's board of directors, the Chief Executive Officer or the Post-Combination Company's board of directors acting. 4e. Selection of the Court of Chancery of the Mgmt Against Against State of Delaware as Exclusive Forum - To amend the Second Amended and Restated Certificate of Incorporation to provide, unless the Post-Combination Company consents in writing to the selection of an alternative forum, that a stockholder bringing a claim. Combination Company consents in writing to the selection of an alternative forum, that a stockholder bringing a claim. 4f. Required Stockholder Vote to Amend the Mgmt Against Against Certificate of Incorporation of the Company - To amend the Second Amended and Restated Certificate of Incorporation to require the approval by affirmative vote of the holders of at least two-thirds of the voting power of all of the then-outstanding shares of the capital stock of the Post-Combination Company to make any amendment to certain provisions of the Second Amended and Restated Certificate of Incorporation. 4g. Required Stockholder Vote to Amend the Mgmt Against Against Bylaws of the Company - To amend the Second Amended and Restated Certificate of Incorporation to add a provision in the Second Amended and Restated Certificate of Incorporation increasing the required vote to adopt, amend or repeal any provision of the proposed Amended and Restated Bylaws of the Post-Combination Company (the "Amended and Restated Bylaws"). 5. Management Longer Term Equity Incentive Mgmt Against Against Plan Proposal - To consider and vote upon a proposal to approve the Management Longer Term Equity Incentive Plan (the "Management Longer Term Equity Incentive Plan"), including the authorization of the initial share reserve under the Management Longer Term Equity Incentive Plan. 6. Omnibus Incentive Plan Proposal - To Mgmt For For consider and vote upon a proposal to approve the 2020 Equity Incentive Plan (the "Omnibus Incentive Plan"), including the authorization of the initial share reserve under the Omnibus Incentive Plan. 7. Employee Stock Purchase Plan Proposal - To Mgmt For For consider and vote upon a proposal to approve the 2020 Employee Stock Purchase Plan (the "Employee Stock Purchase Plan"), including the authorization of the initial share reserve under the Employee Stock Purchase Plan. 8. DIRECTOR Mr. Austin Russell Mgmt For For Mr. Alec Gores Mgmt Withheld Against Mr. M.J. Simoncini Mgmt For For Mr. Scott A. McGregor Mgmt For For Mr. B.J. Kortlang Mgmt For For 9. The Adjournment Proposal - To consider and Mgmt For For vote upon a proposal to allow the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes. -------------------------------------------------------------------------------------------------------------------------- GRAF INDUSTRIAL CORP. Agenda Number: 935274338 -------------------------------------------------------------------------------------------------------------------------- Security: 384278107 Meeting Type: Special Meeting Date: 29-Sep-2020 Ticker: GRAF ISIN: US3842781078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Business Combination Proposal - To Mgmt For For approve and adopt the Agreement and Plan of Merger, ("Merger Agreement") by and among the Company, its wholly owned subsidiary VL Merger Sub Inc. ("Merger Sub"), and Velodyne Lidar, Inc. ("Velodyne"), and approve the transactions contemplated thereby ("Business Combination"), including the merger of Merger Sub with and into Velodyne, with Velodyne surviving the merger as a wholly owned subsidiary of Company, and the issuance of common stock to Velodyne equity holders. 2. The Nasdaq Stock Issuance Proposal - To Mgmt For For approve, for purposes of complying with applicable listing rules of the Nasdaq Stock Market ("Nasdaq"), the issuance of more than 20% of Company's outstanding common stock in connection with the Business Combination & Subscription Agreements, including up to 15,000,000 shares of our common stock to PIPE Investors, which includes Graf Acquisition LLC (our "Sponsor") that subscribed for 950,000 shares of common stock, and up to 150,453,811 shares to Velodyne equity holders. 3. The Charter Approval Proposal: To adopt the Mgmt For For proposed Amended and Restated Certificate of Incorporation of the Company (the "Amended and Restated Certificate of Incorporation") in the form attached hereto as Annex B. 4A. Change the Stockholder Vote Required to Mgmt For For Amend the Certificate of Incorporation - To amend the Amended and Restated Certificate of Incorporation to require the approval by affirmative vote of the holders of at least two-thirds of the common stock of the post-combination company to make any amendment to certain provisions of the post-combination company certificate of incorporation. 4B. Election Not to be Governed by Section 203 Mgmt For For of the DGCL: To amend the Amended and Restated Certificate of Incorporation to cause the post-combination company to not be governed by Section 203 of the DGCL and, instead, include a provision in the Amended and Restated Certificate of Incorporation that is substantially similar to Section 203 of the DGCL, but excludes David S. Hall and his respective successors, affiliates and associates from the definition of "interested stockholder". 4C Change in Authorized Shares: To amend the Mgmt For For Amended and Restated Certificate of Incorporation to increase the total number of authorized shares of common stock to 2,250,000,000 shares and increase the total number of authorized shares of preferred stock to 25,000,000 shares. 4D. Corporate Opportunity - To amend the Mgmt For For Amended and Restated Certificate of Incorporation to provide that we renounce any interest or expectancy in, or in being offered an opportunity to participate in, any matter, transaction or interest that is presented to, or acquired, created or developed by, or which otherwise comes into the possession of, any director of the Company who is not an employee of the Company or any of its subsidiaries ("Covered Persons") a Covered Person expressly and solely in such Covered Person's capacity as director of company 5. Incentive Plan Proposal: To approve the Mgmt For For Velodyne Lidar, Inc. 2020 Equity Incentive Plan (the "Incentive Plan"), including the authorization of the initial share reserve under the Incentive Plan. 6. ESPP Proposal: To approve the Velodyne Mgmt For For Lidar, Inc. 2020 Employee Stock Purchase Plan (the "ESPP"), including the authorization of the initial share reserve under the ESPP 7. Adjournment Proposal - To approve, if Mgmt For For necessary, the adjournment of the Special Meeting to a later date or dates to permit further solicitation and votes of proxies in the event that there are insufficient votes for, or otherwise in connection with, approval of the Business Combination Proposal, the Nasdaq Stock Issuance Proposal, the Charter Approval Proposal, the Incentive Plan Proposal or the ESPP Proposal. This proposal will only be presented at the Special Meeting if there are not sufficient votes to approve above proposals. -------------------------------------------------------------------------------------------------------------------------- GRAND CANYON EDUCATION, INC. Agenda Number: 935423323 -------------------------------------------------------------------------------------------------------------------------- Security: 38526M106 Meeting Type: Annual Meeting Date: 16-Jun-2021 Ticker: LOPE ISIN: US38526M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Brian E. Mueller Mgmt For For 1.2 Election of Director: Sara R. Dial Mgmt For For 1.3 Election of Director: Jack A. Henry Mgmt For For 1.4 Election of Director: Lisa Graham Keegan Mgmt For For 1.5 Election of Director: Chevy Humphrey Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers as disclosed in the Proxy Statement. 3. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL Agenda Number: 935400363 -------------------------------------------------------------------------------------------------------------------------- Security: 41068X100 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: HASI ISIN: US41068X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey W. Eckel Mgmt For For Clarence D. Armbrister Mgmt For For Teresa M. Brenner Mgmt For For Michael T. Eckhart Mgmt For For Nancy C. Floyd Mgmt For For Simone F. Lagomarsino Mgmt For For Charles M. O'Neil Mgmt For For Richard J. Osborne Mgmt For For Steven G. Osgood Mgmt For For 2. The ratification of the appointment of Mgmt For For Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. The advisory approval of the compensation Mgmt For For of the Named Executive Officers as described in the Compensation Discussion and Analysis, the compensation tables and other narrative disclosure in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- HEALTHEQUITY, INC. Agenda Number: 935431421 -------------------------------------------------------------------------------------------------------------------------- Security: 42226A107 Meeting Type: Annual Meeting Date: 24-Jun-2021 Ticker: HQY ISIN: US42226A1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to hold office until Mgmt For For the 2022 annual meeting: Robert Selander 1B. Election of Director to hold office until Mgmt For For the 2022 annual meeting: Jon Kessler 1C. Election of Director to hold office until Mgmt For For the 2022 annual meeting: Stephen Neeleman, M.D. 1D. Election of Director to hold office until Mgmt For For the 2022 annual meeting: Frank Corvino 1E. Election of Director to hold office until Mgmt For For the 2022 annual meeting: Adrian Dillon 1F. Election of Director to hold office until Mgmt For For the 2022 annual meeting: Evelyn Dilsaver 1G. Election of Director to hold office until Mgmt For For the 2022 annual meeting: Debra McCowan 1H. Election of Director to hold office until Mgmt For For the 2022 annual meeting: Stuart Parker 1I. Election of Director to hold office until Mgmt For For the 2022 annual meeting: Ian Sacks 1J. Election of Director to hold office until Mgmt For For the 2022 annual meeting: Gayle Wellborn 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. 3. To approve, on a non-binding, advisory Mgmt For For basis, the fiscal 2021 compensation paid to our named executive officers. -------------------------------------------------------------------------------------------------------------------------- I3 VERTICALS, INC. Agenda Number: 935329309 -------------------------------------------------------------------------------------------------------------------------- Security: 46571Y107 Meeting Type: Annual Meeting Date: 26-Feb-2021 Ticker: IIIV ISIN: US46571Y1073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gregory Daily Mgmt For For Clay Whitson Mgmt Withheld Against Elizabeth S. Courtney Mgmt For For John Harrison Mgmt For For Burton Harvey Mgmt For For Timothy McKenna Mgmt For For David Morgan Mgmt For For David Wilds Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. -------------------------------------------------------------------------------------------------------------------------- ICHOR HOLDINGS LTD Agenda Number: 935401579 -------------------------------------------------------------------------------------------------------------------------- Security: G4740B105 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: ICHR ISIN: KYG4740B1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeffrey Andreson Mgmt For For 1B. Election of Director: John Kispert Mgmt For For 2. The ratification of the appointment of KPMG Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- INNOVATIVE INDUSTRIAL PROPERTIES, INC. Agenda Number: 935408624 -------------------------------------------------------------------------------------------------------------------------- Security: 45781V101 Meeting Type: Annual Meeting Date: 04-Jun-2021 Ticker: IIPR ISIN: US45781V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alan Gold Mgmt For For Gary Kreitzer Mgmt For For Mary Curran Mgmt For For Scott Shoemaker Mgmt For For Paul Smithers Mgmt For For David Stecher Mgmt For For 2. Ratification of the appointment of BDO USA, Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. 3. Approval on a non-binding advisory basis of Mgmt For For the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- INSMED INCORPORATED Agenda Number: 935366751 -------------------------------------------------------------------------------------------------------------------------- Security: 457669307 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: INSM ISIN: US4576693075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David R. Brennan Mgmt For For Leo Lee Mgmt For For Carol A. Schafer Mgmt For For Melvin Sharoky, M.D. Mgmt For For 2. An advisory vote on the 2020 compensation Mgmt For For of our named executive officers. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. 4. Approval of an amendment to the Insmed Mgmt For For Incorporated 2019 Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- INTEGER HOLDINGS CORPORATION Agenda Number: 935384139 -------------------------------------------------------------------------------------------------------------------------- Security: 45826H109 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: ITGR ISIN: US45826H1095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sheila Antrum Mgmt For For Pamela G. Bailey Mgmt For For Cheryl C. Capps Mgmt For For Joseph W. Dziedzic Mgmt For For James F. Hinrichs Mgmt For For Jean Hobby Mgmt For For Tyrone Jeffers Mgmt For For M. Craig Maxwell Mgmt For For Filippo Passerini Mgmt For For Bill R. Sanford Mgmt For For Donald J. Spence Mgmt For For William B. Summers, Jr. Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm for Integer Holdings Corporation for fiscal year 2021. 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 4. To approve the adoption of the Integer Mgmt For For Holdings Corporation 2021 Omnibus Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- INTEGRA LIFESCIENCES HOLDINGS CORP. Agenda Number: 935393013 -------------------------------------------------------------------------------------------------------------------------- Security: 457985208 Meeting Type: Annual Meeting Date: 14-May-2021 Ticker: IART ISIN: US4579852082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter J. Arduini Mgmt For For 1B. Election of Director: Rhonda G. Ballintyn Mgmt For For 1C. Election of Director: Keith Bradley Mgmt For For 1D. Election of Director: Shaundra D. Clay Mgmt For For 1E. Election of Director: Stuart M. Essig Mgmt For For 1F. Election of Director: Barbara B. Hill Mgmt For For 1G. Election of Director: Donald E. Morel, Jr. Mgmt For For 1H. Election of Director: Raymond G. Murphy Mgmt For For 1I. Election of Director: Christian S. Schade Mgmt For For 2. The Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year 2021. 3. The proposal to approve the Fifth Amended Mgmt For For and Restated 2003 Equity Incentive Plan. 4. A non-binding resolution to approve the Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- IOVANCE BIOTHERAPEUTICS, INC. Agenda Number: 935419324 -------------------------------------------------------------------------------------------------------------------------- Security: 462260100 Meeting Type: Annual Meeting Date: 11-Jun-2021 Ticker: IOVA ISIN: US4622601007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Iain Dukes, D. Phil Mgmt For For Maria Fardis, Ph.D, MBA Mgmt Withheld Against Athena Countouriotis MD Mgmt Withheld Against Ryan Maynard Mgmt For For Merrill A. McPeak Mgmt Withheld Against Wayne P. Rothbaum Mgmt For For Michael Weiser MD Ph.D Mgmt For For 2. To approve, by non-binding advisory vote, Mgmt For For the compensation of our named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- K12 INC. Agenda Number: 935288933 -------------------------------------------------------------------------------------------------------------------------- Security: 48273U102 Meeting Type: Annual Meeting Date: 15-Dec-2020 Ticker: LRN ISIN: US48273U1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve for a Mgmt For For one-year term: Aida M. Alvarez 1B. Election of Director to serve for a Mgmt For For one-year term: Craig R. Barrett 1C. Election of Director to serve for a Mgmt For For one-year term: Guillermo Bron 1D. Election of Director to serve for a Mgmt For For one-year term: Robert L. Cohen 1E. Election of Director to serve for a Mgmt For For one-year term: Nathaniel A. Davis 1F. Election of Director to serve for a Mgmt For For one-year term: John M. Engler 1G. Election of Director to serve for a Mgmt For For one-year term: Steven B. Fink 1H. Election of Director to serve for a Mgmt For For one-year term: Victoria D. Harker 1I. Election of Director to serve for a Mgmt For For one-year term: Robert E. Knowling, Jr. 1J. Election of Director to serve for a Mgmt For For one-year term: Liza McFadden 2. Approval, on a non-binding advisory basis, Mgmt Against Against of the compensation of the named executive officers of the Company. 3. Ratification of the appointment of BDO USA, Mgmt For For LLP, as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. -------------------------------------------------------------------------------------------------------------------------- KARUNA THERAPEUTICS, INC. Agenda Number: 935414829 -------------------------------------------------------------------------------------------------------------------------- Security: 48576A100 Meeting Type: Annual Meeting Date: 16-Jun-2021 Ticker: KRTX ISIN: US48576A1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Christopher Coughlin Mgmt For For 1B. Election of Director: James Healy, M.D., Mgmt For For Ph.D. 1C. Election of Director: Jeffrey Jonas, M.D. Mgmt For For 2. Proposal to ratify the selection of KPMG Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- KARYOPHARM THERAPEUTICS INC. Agenda Number: 935375433 -------------------------------------------------------------------------------------------------------------------------- Security: 48576U106 Meeting Type: Annual Meeting Date: 21-May-2021 Ticker: KPTI ISIN: US48576U1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Deepika R. Pakianathan Mgmt For For Richard Paulson Mgmt For For Chen Schor Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of Karyopharm's named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as Karyopharm's independent registered public accounting firm for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- KINSALE CAPITAL GROUP, INC. Agenda Number: 935385193 -------------------------------------------------------------------------------------------------------------------------- Security: 49714P108 Meeting Type: Annual Meeting Date: 27-May-2021 Ticker: KNSL ISIN: US49714P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Michael P. Kehoe Mgmt For For 1B. Election of Director: Steven J. Bensinger Mgmt For For 1C. Election of Director: Teresa P. Chia Mgmt For For 1D. Election of Director: Robert V. Hatcher, Mgmt For For III 1E. Election of Director: Anne C. Kronenberg Mgmt For For 1F. Election of Director: Robert Lippincott, Mgmt For For III 1G. Election of Director: James J. Ritchie Mgmt For For 1H. Election of Director: Frederick L. Russell, Mgmt For For Jr. 1I. Election of Director: Gregory M. Share Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the appointment of KPMG LLP Mgmt For For as Independent Registered Public Accounting Firm for fiscal year 2021. -------------------------------------------------------------------------------------------------------------------------- KIRBY CORPORATION Agenda Number: 935360064 -------------------------------------------------------------------------------------------------------------------------- Security: 497266106 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: KEX ISIN: US4972661064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director: Tanya S. Mgmt For For Beder 1B. Election of Class II Director: Barry E. Mgmt For For Davis 1C. Election of Class II Director: Joseph H. Mgmt For For Pyne 2. Ratification of the selection of KPMG LLP Mgmt For For as Kirby's independent independent registered public accounting firm for 2021. 3. Advisory vote on the approval of the Mgmt For For compensation of Kirby's named executive officers. 4. Approval of amendment of the 2005 Stock and Mgmt For For Incentive Plan. 5. Approval of amendment of the 2000 Mgmt For For Nonemployee Director Stock Plan. -------------------------------------------------------------------------------------------------------------------------- KORNIT DIGITAL LTD. Agenda Number: 935247444 -------------------------------------------------------------------------------------------------------------------------- Security: M6372Q113 Meeting Type: Annual Meeting Date: 12-Aug-2020 Ticker: KRNT ISIN: IL0011216723 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a To re-elect Mr. Ofer Ben Zur for a Mgmt For For three-year term as a Class II director of the Company, until the Company's annual general meeting of shareholders in 2023 and until his successor is duly elected and qualified. 1b To re-elect Ms. Lauri Hanover for a Mgmt For For three-year term as a Class II director of the Company, until the Company's annual general meeting of shareholders in 2023 and until her successor is duly elected and qualified. 1c To re-elect Mr. Gabi Seligsohn for a Mgmt For For three-year term as a Class II director of the Company, until the Company's annual general meeting of shareholders in 2023 and until his successor is duly elected and qualified. 2. To re-elect Mr. Yehoshua (Shuki) Nir for a Mgmt For For two-year term as a Class I director of the Company, until the Company's annual general meeting of shareholders in 2022 and until his successor is duly elected and qualified. 3. Re-appointment of Kost Forer Gabbay & Mgmt For For Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2020 and until the Company's 2021 annual general meeting of shareholders, and to authorize the Company's board of directors (or the audit committee thereof) to fix such accounting firm's annual compensation. 4. Re-adoption and amendment of the Mgmt For For compensation policy for the Company's office holders (as defined in the Israeli Companies Law, 5759-1999 (the "Companies Law")). 4a By checking the box marked "FOR", the Mgmt For undersigned hereby confirms that he, she or it is not a "controlling shareholder" and does not have a "personal interest" (i.e., a conflict of interest) in the approval of Proposal 4 (in each case as defined in the Companies Law and described in the Proxy Statement). If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST".[MUST COMPLETE ITEM 4A] 5 Approval of an amended compensation package Mgmt For For for Mr. Ronen Samuel, the Company's chief executive officer. 5a By checking the box marked "FOR", the Mgmt For undersigned hereby confirms that he, she or it is not a "controlling shareholder" and does not have a "personal interest" (i.e., a conflict of interest) in the approval of Proposal 5 (in each case as defined in the Companies Law and described in the Proxy Statement). If the undersigned or a related party of the undersigned is a controlling shareholder or has such a conflict of interest, check the box "AGAINST". [MUST COMPLETE ITEM 5A] 6. Approval of the terms of an updated annual Mgmt For For compensation package for all current and future non-employee directors of the Company, including cash compensation, grants of restricted share units and other customary compensation elements. -------------------------------------------------------------------------------------------------------------------------- KRATOS DEFENSE & SEC SOLUTIONS, INC. Agenda Number: 935395067 -------------------------------------------------------------------------------------------------------------------------- Security: 50077B207 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: KTOS ISIN: US50077B2079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Scott Anderson Mgmt For For Eric DeMarco Mgmt For For William Hoglund Mgmt For For Scot Jarvis Mgmt For For Jane Judd Mgmt For For Samuel Liberatore Mgmt For For Amy Zegart Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 26, 2021. 3. An advisory vote to approve the Mgmt For For compensation of the Company's named executive officers, as presented in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- KRYSTAL BIOTECH, INC. Agenda Number: 935378580 -------------------------------------------------------------------------------------------------------------------------- Security: 501147102 Meeting Type: Annual Meeting Date: 21-May-2021 Ticker: KRYS ISIN: US5011471027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Suma M. Krishnan Mgmt For For Julian S. Gangolli Mgmt For For 2. To ratify the appointment of Mayer Hoffman Mgmt For For McCann P.C. as our independent registered public accounting firm for our fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- KULICKE & SOFFA INDUSTRIES, INC. Agenda Number: 935323927 -------------------------------------------------------------------------------------------------------------------------- Security: 501242101 Meeting Type: Annual Meeting Date: 04-Mar-2021 Ticker: KLIC ISIN: US5012421013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election Of Director : Mr. Chin Hu Lim Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending October 2, 2021. 3. To approve the Company's 2021 Omnibus Mgmt Against Against Incentive Plan. 4. To approve, on a non-binding basis, the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- LATTICE SEMICONDUCTOR CORPORATION Agenda Number: 935360646 -------------------------------------------------------------------------------------------------------------------------- Security: 518415104 Meeting Type: Annual Meeting Date: 07-May-2021 Ticker: LSCC ISIN: US5184151042 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James R. Anderson Mgmt For For Robin A. Abrams Mgmt For For Mark E. Jensen Mgmt For For Anjali Joshi Mgmt For For James P. Lederer Mgmt For For Krishna Rangasayee Mgmt For For D. Jeffrey Richardson Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022. 3. To approve, as an advisory vote, the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- LHC GROUP, INC. Agenda Number: 935408547 -------------------------------------------------------------------------------------------------------------------------- Security: 50187A107 Meeting Type: Annual Meeting Date: 10-Jun-2021 Ticker: LHCG ISIN: US50187A1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Keith G. Myers Mgmt For For Ronald T. Nixon Mgmt For For W. Earl Reed III Mgmt For For 2. To adopt, on an advisory basis, a Mgmt For For resolution approving the compensation of our named executive officers. 3. The ratification of the selection of KPMG Mgmt For For LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- LUMENTUM HOLDINGS INC. Agenda Number: 935276875 -------------------------------------------------------------------------------------------------------------------------- Security: 55024U109 Meeting Type: Annual Meeting Date: 19-Nov-2020 Ticker: LITE ISIN: US55024U1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Penelope A. Herscher Mgmt For For 1B. Election of Director: Harold L. Covert Mgmt For For 1C. Election of Director: Julia S. Johnson Mgmt For For 1D. Election of Director: Brian J. Lillie Mgmt For For 1E. Election of Director: Alan S. Lowe Mgmt For For 1F. Election of Director: Ian S. Small Mgmt For For 1G. Election of Director: Janet S. Wong Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of our named executive officers. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the fiscal year ending July 3, 2021. -------------------------------------------------------------------------------------------------------------------------- MASTEC, INC. Agenda Number: 935380989 -------------------------------------------------------------------------------------------------------------------------- Security: 576323109 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: MTZ ISIN: US5763231090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jose R. Mas Mgmt For For Javier Palomarez Mgmt For For 2. Ratification of the appointment of BDO USA, Mgmt For For LLP as our independent registered public accounting firm for 2021. 3. Approval of a non-binding advisory Mgmt For For resolution regarding the compensation of our named executive officers. 4. Approval of the MasTec, Inc. Amended and Mgmt For For Restated 2013 Incentive Compensation Plan. -------------------------------------------------------------------------------------------------------------------------- MEDALLIA, INC. Agenda Number: 935387779 -------------------------------------------------------------------------------------------------------------------------- Security: 584021109 Meeting Type: Annual Meeting Date: 28-May-2021 Ticker: MDLA ISIN: US5840211099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director: Leslie Mgmt For For Kilgore 1B. Election of Class II Director: Stanley Mgmt For For Meresman 1C. Election of Class II Director: Steven Mgmt For For Walske 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 4. To approve, on an advisory basis, the Mgmt 1 Year For frequency of future stockholder advisory votes on the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- NATERA, INC. Agenda Number: 935394926 -------------------------------------------------------------------------------------------------------------------------- Security: 632307104 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: NTRA ISIN: US6323071042 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Roelof Botha Mgmt For For Steve Chapman Mgmt For For Todd Cozzens Mgmt For For Matthew Rabinowitz Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as Natera, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. To approve, on an advisory (non-binding) Mgmt For For basis, the compensation of Natera, Inc.'s named executive officers. -------------------------------------------------------------------------------------------------------------------------- NICE LTD. Agenda Number: 935263195 -------------------------------------------------------------------------------------------------------------------------- Security: 653656108 Meeting Type: Annual Meeting Date: 10-Sep-2020 Ticker: NICE ISIN: US6536561086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. To Elect Non-executive Director to the Mgmt For For Board of the Company: David Kostman 1B. To Elect Non-executive Director to the Mgmt For For Board of the Company: Rimon Ben-Shaoul 1C. To Elect Non-executive Director to the Mgmt For For Board of the Company: Yehoshua (Shuki) Ehrlich 1D. To Elect Non-executive Director to the Mgmt For For Board of the Company: Leo Apotheker 1E. To Elect Non-executive Director to the Mgmt For For Board of the Company: Joe Cowan 2. To approve and ratify current D&O insurance Mgmt For For and terms for future D&O insurance. 2A. Regarding proposal 2, indicate whether you Mgmt Against are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "for" = yes or "against" = no. 3. To approve the extension of the CEO Bonus Mgmt For For Plan. 3A. Regarding proposal 3, indicate whether you Mgmt Against are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "for" = yes or "against" = no. 4. To re-appoint the Company's independent Mgmt For For auditors and to authorize the Board to set their remuneration. -------------------------------------------------------------------------------------------------------------------------- NICE LTD. Agenda Number: 935389418 -------------------------------------------------------------------------------------------------------------------------- Security: 653656108 Meeting Type: Annual Meeting Date: 28-Apr-2021 Ticker: NICE ISIN: US6536561086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. To Elect Non-executive Director to the Mgmt For For Board of the Company: David Kostman 1B. To Elect Non-executive Director to the Mgmt For For Board of the Company: Rimon Ben-Shaoul 1C. To Elect Non-executive Director to the Mgmt For For Board of the Company: Yehoshua (Shuki) Ehrlich 1D. To Elect Non-executive Director to the Mgmt For For Board of the Company: Leo Apotheker 1E. To Elect Non-executive Director to the Mgmt For For Board of the Company: Joe Cowan 2. To Elect an outside Director to the Board Mgmt For For of the Company: Zehava Simon 2B. Regarding proposal 2, indicate whether you Mgmt Against are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No. 3. To reapprove the Company's Compensation Mgmt Against Against Policy. 3A. Regarding proposal 3, indicate whether you Mgmt Against are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No. 4. To approve CEO Equity Plan. Mgmt For For 4A. Regarding proposal 4, indicate whether you Mgmt Against are a "controlling shareholder" or have a personal benefit or other personal interest in this proposal. If you mark "YES", please contact the Company as specified in the Proxy Statement. Mark "For" = Yes or "Against" = No. 5. To re-appoint the Company's independent Mgmt For For auditors and to authorize the Board to set their remuneration. -------------------------------------------------------------------------------------------------------------------------- NLIGHT, INC. Agenda Number: 935412712 -------------------------------------------------------------------------------------------------------------------------- Security: 65487K100 Meeting Type: Annual Meeting Date: 10-Jun-2021 Ticker: LASR ISIN: US65487K1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Douglas Carlisle Mgmt For For Bill Gossman Mgmt For For Gary Locke Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for our fiscal year ending December 31, 2021. 3. To approve, on an advisory, non-binding Mgmt Against Against basis, the compensation of our named executive officers. 4. To approve, on an advisory, non-binding Mgmt 1 Year For basis, the frequency of future stockholder advisory non-binding votes on the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- NOVAVAX, INC. Agenda Number: 935426761 -------------------------------------------------------------------------------------------------------------------------- Security: 670002401 Meeting Type: Annual Meeting Date: 17-Jun-2021 Ticker: NVAX ISIN: US6700024010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director to serve for Mgmt For For a three-year term expiring at the 2024 Annual Meeting: Richard H. Douglas, Ph.D. 1B. Election of Class II Director to serve for Mgmt For For a three-year term expiring at the 2024 Annual Meeting: Margaret G. McGlynn, R. Ph. 1C. Election of Class II Director to serve for Mgmt For For a three-year term expiring at the 2024 Annual Meeting: David M. Mott 2. The approval, on an advisory basis, of the Mgmt Against Against compensation paid to our Named Executive Officers. 3. Amendment and restatement of the Amended Mgmt For For and Restated Novavax, Inc. 2015 Stock Plan to increase the number of shares of Common Stock available for issuance thereunder by 1,500,000 shares. 4. Ratification of certain April 2020 equity Mgmt Against Against awards. 5. Ratification of certain June 2020 equity Mgmt Against Against awards. 6. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- NUVASIVE, INC. Agenda Number: 935253966 -------------------------------------------------------------------------------------------------------------------------- Security: 670704105 Meeting Type: Special Meeting Date: 10-Sep-2020 Ticker: NUVA ISIN: US6707041058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an amendment to the Company's Mgmt For For Restated Certificate of Incorporation to increase the number of shares of our common stock authorized for issuance from 120,000,000 shares to 150,000,000 shares 2. To approve the adjournment of the Special Mgmt For For Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt Proposal 1. -------------------------------------------------------------------------------------------------------------------------- ON SEMICONDUCTOR CORPORATION Agenda Number: 935372348 -------------------------------------------------------------------------------------------------------------------------- Security: 682189105 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: ON ISIN: US6821891057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Atsushi Abe 1B. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Alan Campbell 1C. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Susan K. Carter 1D. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Thomas L. Deitrich 1E. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Gilles Delfassy 1F. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Hassane S. El-Khoury 1G. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Bruce E. Kiddoo 1H. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Paul A. Mascarenas 1I. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Gregory L. Waters 1J. Election of Director to serve until 2022 Mgmt For For Annual Meeting: Christine Y. Yan 2. Advisory (non-binding) resolution to Mgmt For For approve the compensation of our named executive officers. 3. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. 4. Approval of an amendment to the ON Mgmt For For Semiconductor Corporation 2000 Employee Stock Purchase Plan. 5. Approval of amendments to the ON Mgmt For For Semiconductor Corporation Amended and Restated Stock Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- ONTO INNOVATION INC. Agenda Number: 935362513 -------------------------------------------------------------------------------------------------------------------------- Security: 683344105 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: ONTO ISIN: US6833441057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Leo Berlinghieri Mgmt For For 1.2 Election of Director: Edward J. Brown, Jr. Mgmt For For 1.3 Election of Director: David B. Miller Mgmt For For 1.4 Election of Director: Michael P. Plisinski Mgmt For For 1.5 Election of Director: Bruce C. Rhine Mgmt For For 1.6 Election of Director: Christopher A. Seams Mgmt For For 1.7 Election of Director: Christine A. Tsingos Mgmt For For 2. To approve, on an advisory (non-binding) Mgmt For For basis, the compensation of our named executive officers as disclosed in the proxy statement. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022. -------------------------------------------------------------------------------------------------------------------------- OPEN LENDING CORPORATION Agenda Number: 935391780 -------------------------------------------------------------------------------------------------------------------------- Security: 68373J104 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: LPRO ISIN: US68373J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Eric A. Feldstein Mgmt For For Gene Yoon Mgmt For For Brandon Van Buren Mgmt For For 2. Ratification of selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- PAGERDUTY, INC. Agenda Number: 935428169 -------------------------------------------------------------------------------------------------------------------------- Security: 69553P100 Meeting Type: Annual Meeting Date: 17-Jun-2021 Ticker: PD ISIN: US69553P1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alec Gallimore Mgmt For For Rathi Murthy Mgmt For For Alex Solomon Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of the Company for its fiscal year ending January 31, 2022. 3. To conduct an advisory, non-binding vote to Mgmt For For approve the compensation of our named executive officers. 4. To conduct an advisory, non-binding vote on Mgmt 1 Year For the frequency of future advisory, non-binding votes to approve the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- PALOMAR HOLDINGS, INC. Agenda Number: 935388783 -------------------------------------------------------------------------------------------------------------------------- Security: 69753M105 Meeting Type: Annual Meeting Date: 27-May-2021 Ticker: PLMR ISIN: US69753M1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard H. Taketa Mgmt For For Catriona M. Fallon Mgmt For For 2. To hold an advisory vote to approve Mgmt For For executive compensation (the "Say-on-Pay" vote). 3. To hold an advisory vote on the frequency Mgmt 1 Year For of holding an advisory vote to approve executive compensation. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- PLANET FITNESS, INC. Agenda Number: 935355568 -------------------------------------------------------------------------------------------------------------------------- Security: 72703H101 Meeting Type: Annual Meeting Date: 03-May-2021 Ticker: PLNT ISIN: US72703H1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christopher Rondeau Mgmt For For Frances Rathke Mgmt For For Bernard Acoca Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for 2021. 3. Approval, on an advisory basis, of the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- PLAYA HOTELS & RESORTS N V Agenda Number: 935411025 -------------------------------------------------------------------------------------------------------------------------- Security: N70544106 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: PLYA ISIN: NL0012170237 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Bruce D. Wardinski Mgmt For For 1B. Election of Director: Charles Floyd Mgmt For For 1C. Election of Director: Richard B. Fried Mgmt For For 1D. Election of Director: Hal Stanley Jones Mgmt For For 1E. Election of Director: Mahmood Khimji Mgmt For For 1F. Election of Director: Elizabeth Lieberman Mgmt For For 1G. Election of Director: Maria Miller Mgmt For For 1H. Election of Director: Leticia Navarro Mgmt For For 1I. Election of Director: Karl Peterson Mgmt For For 2. Adoption of the Company's Dutch Statutory Mgmt For For Annual Accounts for the fiscal year ended December 31, 2020. 3. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered accounting firm for the fiscal year ending December 31, 2021. 4. Instruction to Deloitte Accountants B.V. Mgmt For For for the audit of the Company's Dutch Statutory Annual Accounts for the fiscal year ending December 31, 2021. 5. A non-binding, advisory vote to approve the Mgmt For For compensation of the Company's named executive officers ("Say-on-Pay"). 6. Discharge of the Company's directors from Mgmt For For liability with respect to the performance of their duties during the fiscal year ended December 31, 2020. 7. Authorization of the Board to acquire Mgmt For For shares (and depository receipts for shares) in the capital of the Company. 8A. Delegation to the Board of the authority to Mgmt For For issue shares and grant rights to subscribe for shares in the capital of the Company and to limit or exclude pre-emptive rights for 10% of the Company's issued share capital. 8B. Delegation to the Board of the authority to Mgmt For For issue shares and grant rights to subscribe for shares in the capital of the Company and to limit or exclude pre-emptive rights for an additional 10% of the Company's issued share capital. 9. A non-binding, advisory vote to consider Mgmt 1 Year For the frequency of the shareholders' non-binding, advisory vote to approve the compensation of the Company's named executive officers ("Say-on-Frequency"). -------------------------------------------------------------------------------------------------------------------------- PLAYA HOTELS & RESORTS N V Agenda Number: 935456663 -------------------------------------------------------------------------------------------------------------------------- Security: N70544106 Meeting Type: Annual Meeting Date: 29-Jun-2021 Ticker: PLYA ISIN: NL0012170237 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Bruce D. Wardinski Mgmt For For 1B. Election of Director: Charles Floyd Mgmt For For 1C. Election of Director: Richard B. Fried Mgmt For For 1D. Election of Director: Hal Stanley Jones Mgmt For For 1E. Election of Director: Mahmood Khimji Mgmt For For 1F. Election of Director: Elizabeth Lieberman Mgmt For For 1G. Election of Director: Maria Miller Mgmt For For 1H. Election of Director: Leticia Navarro Mgmt For For 1I. Election of Director: Karl Peterson Mgmt For For 2. Adoption of the Company's Dutch Statutory Mgmt For For Annual Accounts for the fiscal year ended December 31, 2020. 3. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered accounting firm for the fiscal year ending December 31, 2021. 4. Instruction to Deloitte Accountants B.V. Mgmt For For for the audit of the Company's Dutch Statutory Annual Accounts for the fiscal year ending December 31, 2021. 5. A non-binding, advisory vote to approve the Mgmt For For compensation of the Company's named executive officers ("Say-on-Pay"). 6. Discharge of the Company's directors from Mgmt For For liability with respect to the performance of their duties during the fiscal year ended December 31, 2020. 7. Authorization of the Board to acquire Mgmt For For shares (and depository receipts for shares) in the capital of the Company. 8A. Delegation to the Board of the authority to Mgmt For For issue shares and grant rights to subscribe for shares in the capital of the Company and to limit or exclude pre-emptive rights for 10% of the Company's issued share capital. 8B. Delegation to the Board of the authority to Mgmt For For issue shares and grant rights to subscribe for shares in the capital of the Company and to limit or exclude pre-emptive rights for an additional 10% of the Company's issued share capital. 9. A non-binding, advisory vote to consider Mgmt 1 Year For the frequency of the shareholders' non-binding, advisory vote to approve the compensation of the Company's named executive officers ("Say-on- Frequency"). -------------------------------------------------------------------------------------------------------------------------- PURPLE INNOVATION, INC. Agenda Number: 935382969 -------------------------------------------------------------------------------------------------------------------------- Security: 74640Y106 Meeting Type: Annual Meeting Date: 21-May-2021 Ticker: PRPL ISIN: US74640Y1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Pano Anthos Mgmt For For 1.2 Election of Director: Gary DiCamillo Mgmt For For 1.3 Election of Director: Adam Gray Mgmt For For 1.4 Election of Director: Claudia Hollingsworth Mgmt For For 1.5 Election of Director: Gary Kiedaisch Mgmt For For 1.6 Election of Director: Joseph B. Megibow Mgmt For For 1.7 Election of Director: Paul Zepf Mgmt For For 1.8 Election of Director: Dawn Zier Mgmt For For 2. Approve, on an advisory basis, the Mgmt For For compensation of the Company's Named Executive Officers as set forth in our Proxy Statement. 3. Advisory vote on the frequency of future Mgmt 1 Year For stockholder advisory votes on our executive compensation. 4. Ratification of the appointment of BDO USA, Mgmt For For LLP as our independent registered public accounting firm to audit our financial statements for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- REATA PHARMACEUTICALS, INC. Agenda Number: 935416657 -------------------------------------------------------------------------------------------------------------------------- Security: 75615P103 Meeting Type: Annual Meeting Date: 10-Jun-2021 Ticker: RETA ISIN: US75615P1030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William D. McClellan Jr Mgmt For For William E. Rose Mgmt For For 2. To approve, on an advisory basis, the Mgmt Against Against compensation of our named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- RENT-A-CENTER, INC. Agenda Number: 935414615 -------------------------------------------------------------------------------------------------------------------------- Security: 76009N100 Meeting Type: Annual Meeting Date: 08-Jun-2021 Ticker: RCII ISIN: US76009N1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Re-Election of Class III Director: Glenn Mgmt For For Marino 1B. Election of Class III Director: B.C. Silver Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the year ending December 31, 2021. 3. To approve, by non-binding vote, Mgmt For For compensation of the named executive officers for the year ended December 31, 2020. 4. To approve the Rent-A-Center, Inc. 2021 Mgmt For For Long-Term Incentive Plan. 5. To approve amendments to the Company's Mgmt For For Certificate of Incorporation to declassify the Board of Directors. -------------------------------------------------------------------------------------------------------------------------- RH Agenda Number: 935230689 -------------------------------------------------------------------------------------------------------------------------- Security: 74967X103 Meeting Type: Annual Meeting Date: 22-Jul-2020 Ticker: RH ISIN: US74967X1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Hilary Krane Mgmt For For Katie Mitic Mgmt For For Ali Rowghani Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Advisory vote on frequency of advisory vote Mgmt 1 Year For on executive compensation. 4. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2020 fiscal year. -------------------------------------------------------------------------------------------------------------------------- RUSH STREET INTERACTIVE, INC. Agenda Number: 935417813 -------------------------------------------------------------------------------------------------------------------------- Security: 782011100 Meeting Type: Annual Meeting Date: 10-Jun-2021 Ticker: RSI ISIN: US7820111000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Judith Gold Mgmt For For Paul Wierbicki Mgmt For For Harry You Mgmt For For 2. Ratification of the appointment of Mgmt For For WithumSmith+Brown, PC as our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- SEAWORLD ENTERTAINMENT, INC. Agenda Number: 935415085 -------------------------------------------------------------------------------------------------------------------------- Security: 81282V100 Meeting Type: Annual Meeting Date: 11-Jun-2021 Ticker: SEAS ISIN: US81282V1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ronald Bension Mgmt For For 1B. Election of Director: James Chambers Mgmt Against Against 1C. Election of Director: William Gray Mgmt For For 1D. Election of Director: Timothy Hartnett Mgmt For For 1E. Election of Director: Charles Koppelman Mgmt For For 1F. Election of Director: Yoshikazu Maruyama Mgmt For For 1G. Election of Director: Thomas E. Moloney Mgmt For For 1H. Election of Director: Neha Jogani Narang Mgmt For For 1I. Election of Director: Scott Ross Mgmt Against Against 1J. Election of Director: Kimberly Schaefer Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for 2021. 3. Approval, in a non-binding advisory vote, Mgmt Against Against of the compensation paid to the named executive officers. -------------------------------------------------------------------------------------------------------------------------- SELECT MEDICAL HOLDINGS CORPORATION Agenda Number: 935345163 -------------------------------------------------------------------------------------------------------------------------- Security: 81619Q105 Meeting Type: Annual Meeting Date: 29-Apr-2021 Ticker: SEM ISIN: US81619Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director for a three Mgmt For For year term: James S. Ely III 1.2 Election of Class III Director for a three Mgmt For For year term: Rocco A. Ortenzio 1.3 Election of Class III Director for a three Mgmt For For year term: Thomas A. Scully 2. Non-binding advisory vote to approve Mgmt For For executive compensation. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- SENSATA TECHNOLOGIES HOLDING PLC Agenda Number: 935390031 -------------------------------------------------------------------------------------------------------------------------- Security: G8060N102 Meeting Type: Annual Meeting Date: 27-May-2021 Ticker: ST ISIN: GB00BFMBMT84 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Andrew C. Teich Mgmt For For 1B. Election of Director: Jeffrey J. Cote Mgmt For For 1C. Election of Director: John P. Absmeier Mgmt For For 1D. Election of Director: Daniel L. Black Mgmt For For 1E. Election of Director: Lorraine A. Bolsinger Mgmt For For 1F. Election of Director: James E. Heppelmann Mgmt For For 1G. Election of Director: Charles W. Peffer Mgmt For For 1H. Election of Director: Constance E. Skidmore Mgmt For For 1I. Election of Director: Steven A. Sonnenberg Mgmt For For 1J. Election of Director: Martha N. Sullivan Mgmt For For 1K. Election of Director: Stephen M. Zide Mgmt For For 2. Advisory resolution to approve executive Mgmt For For compensation. 3. Ordinary resolution to approve the Mgmt For For Company's 2021 Equity Incentive Plan. 4. Ordinary resolution to ratify the Mgmt For For appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. 5. Advisory resolution on Director Mgmt For For Compensation Report. 6. Ordinary resolution to reappoint Ernst & Mgmt For For Young LLP as the Company's U.K. statutory auditor. 7. Ordinary resolution to authorize the Audit Mgmt For For Committee, for and on behalf of the Board, to determine the Company's U.K. statutory auditor's reimbursement. 8. Ordinary resolution to receive the Mgmt For For Company's 2020 Annual Report and Accounts. 9. Ordinary resolution to authorize the Board Mgmt For For of Directors to issue equity securities. 10. Special resolution to authorize the Board Mgmt For For of Directors to issue equity securities without pre-emptive rights. 11. Ordinary resolution to authorize the Board Mgmt For For of Directors to issue equity securities under our equity incentive plans. 12. Special resolution to authorize the Board Mgmt For For of Directors to issue equity securities under our equity incentive plans without pre- emptive rights. -------------------------------------------------------------------------------------------------------------------------- SITIME CORPORATION Agenda Number: 935403143 -------------------------------------------------------------------------------------------------------------------------- Security: 82982T106 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: SITM ISIN: US82982T1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Edward H. Frank Mgmt For For Christine A. Heckart Mgmt For For Tom D. Yiu Mgmt For For 2. To ratify the appointment of BDO USA, LLP Mgmt For For as SiTime's independent registered public accounting firm for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- SUNNOVA ENERGY INTERNATIONAL INC Agenda Number: 935380369 -------------------------------------------------------------------------------------------------------------------------- Security: 86745K104 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: NOVA ISIN: US86745K1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR NORA MEAD BROWNELL Mgmt For For MARK LONGSTRETH Mgmt For For C. PARK SHAPER Mgmt For For 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the fiscal year 2021. -------------------------------------------------------------------------------------------------------------------------- SURGERY PARTNERS INC. Agenda Number: 935399178 -------------------------------------------------------------------------------------------------------------------------- Security: 86881A100 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: SGRY ISIN: US86881A1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Clifford G. Adlerz Mgmt For For J. Eric Evans Mgmt For For Andrew T. Kaplan Mgmt Withheld Against Blair E. Hendrix Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation paid by the Company to its named executive officers. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. Approval of an amendment to the Company's Mgmt For For 2015 Omnibus Incentive Plan, as amended and restated effective January 1, 2020. -------------------------------------------------------------------------------------------------------------------------- TATTOOED CHEF, INC. Agenda Number: 935401783 -------------------------------------------------------------------------------------------------------------------------- Security: 87663X102 Meeting Type: Annual Meeting Date: 03-Jun-2021 Ticker: TTCF ISIN: US87663X1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ryan Olohan Mgmt For For David Boris Mgmt For For Marie Quintero-Johnson Mgmt For For 2. Ratification of BDO USA, LLP as independent Mgmt For For registered public accounting firm. 3. Approval of an amendment to Tattooed Chef, Mgmt For For Inc.'s 2020 Incentive Award Plan (the "Plan") to increase the maximum annual amount of shares that may be granted under the Plan to any non- employee director who serves as chairperson of a duly formed and authorized committee of the Board, when taken together with any cash fees paid to that director, by $25,000 to $125,000. -------------------------------------------------------------------------------------------------------------------------- TELOS CORPORATION Agenda Number: 935390663 -------------------------------------------------------------------------------------------------------------------------- Security: 87969B101 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: TLS ISIN: US87969B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John B. Wood Mgmt For For Bernard C. Bailey Mgmt For For David Borland Mgmt For For Maj. Gen John W. Maluda Mgmt For For Bonnie L. Carroll Mgmt For For Fredrick D. Schaufeld Mgmt For For 2. INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For FIRM: To ratify the selection of BDO USA, LLP to serve as the Company's independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- TEXAS ROADHOUSE,INC. Agenda Number: 935358071 -------------------------------------------------------------------------------------------------------------------------- Security: 882681109 Meeting Type: Annual Meeting Date: 13-May-2021 Ticker: TXRH ISIN: US8826811098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael A. Crawford Mgmt For For Gregory N. Moore Mgmt For For Curtis A. Warfield Mgmt For For Kathleen M. Widmer Mgmt For For James R. Zarley Mgmt For For 2. Proposal to ratify the appointment of KPMG Mgmt For For LLP as Texas Roadhouse's independent auditors for 2021. 3. Say on Pay - An advisory vote on the Mgmt For For approval of executive compensation. 4. Proposal to approve the Texas Roadhouse, Mgmt Against Against Inc. 2021 Long-Term Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- TFI INTERNATIONAL INC. Agenda Number: 935362424 -------------------------------------------------------------------------------------------------------------------------- Security: 87241L109 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: TFII ISIN: CA87241L1094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Leslie Abi-Karam Mgmt For For Alain Bedard Mgmt For For Andre Berard Mgmt For For Lucien Bouchard Mgmt For For William T. England Mgmt For For Diane Giard Mgmt For For Richard Guay Mgmt For For Debra Kelly-Ennis Mgmt For For Neil D. Manning Mgmt For For Joey Saputo Mgmt For For Rosemary Turner Mgmt For For 2 Appointment of KPMG LLP, Chartered Mgmt For For Professional Accountants, as Auditor of the Corporation for the ensuing year and authorizing the Directors to fix its remuneration. -------------------------------------------------------------------------------------------------------------------------- TG THERAPEUTICS, INC. Agenda Number: 935428739 -------------------------------------------------------------------------------------------------------------------------- Security: 88322Q108 Meeting Type: Annual Meeting Date: 16-Jun-2021 Ticker: TGTX ISIN: US88322Q1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Laurence Charney Mgmt For For Yann Echelard Mgmt For For William J. Kennedy Mgmt For For Kenneth Hoberman Mgmt For For Daniel Hume Mgmt For For Sagar Lonial, MD Mgmt For For Michael S. Weiss Mgmt For For 2. To approve an amendment to our Certificate Mgmt For For of Incorporation to increase the number of authorized shares of common stock from 150,000,000 to 175,000,000. 3. To ratify the appointment of KPMG, LLP as Mgmt For For our independent registered public accounting firm for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- THE LOVESAC COMPANY Agenda Number: 935414792 -------------------------------------------------------------------------------------------------------------------------- Security: 54738L109 Meeting Type: Annual Meeting Date: 07-Jun-2021 Ticker: LOVE ISIN: US54738L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mary Fox Mgmt For For John Grafer Mgmt Withheld Against Andrew Heyer Mgmt For For Sharon Leite Mgmt For For Walter McLallen Mgmt For For Shawn Nelson Mgmt For For Shirley Romig Mgmt For For 2. Approval of the amendment to our Amended Mgmt For For and Restated Certificate of Incorporation to increase the maximum size of the Board of Directors to nine (9) directors. 3. Ratification of the appointment of Marcum Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending January 30, 2022. -------------------------------------------------------------------------------------------------------------------------- THUNDER BRIDGE ACQUISITION II, LTD Agenda Number: 935439756 -------------------------------------------------------------------------------------------------------------------------- Security: G8857S116 Meeting Type: Special Meeting Date: 09-Jun-2021 Ticker: THBR ISIN: KYG8857S1167 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) RESOLVED, as special resolution that Mgmt For For Thunder Bridge Acquisition II, Ltd. be de-registered in the Cayman Islands pursuant to Article 47 of the Amended and Restated Articles of Association of Thunder Bridge Acquisition II, Ltd. and be registered by way of continuation as a corporation in the State of Delaware and conditional upon, and with effect from, the registration of Thunder Bridge Acquisition II, Ltd. in the State of Delaware as a corporation, governed by the certificate of incorporation attached as Annex A. 2) RESOLVED, as an ordinary resolution, that Mgmt For For Thunder Bridge II's entry into the Master Transactions Agreement dated effective as of December 14, 2020 (as amended or supplemented from time to time, the "MTA") by and among Thunder Bridge II, Surviving Pubco, Merger Subs, indie, the ADK Blocker Group, ADK Service Provider Holdco and, solely in its capacity as the indie Securityholder Representative thereunder, Donald McClymont, the consummation of the transactions contemplated by the MTA, including the issuance of the merger consideration thereunder. 3) RESOLVED, as an ordinary resolution, that Mgmt For For the indie Semiconductor, Inc. 2021 Omnibus Equity Incentive Plan (a copy of the 2021 Equity Incentive Plan is attached to the proxy statement/prospectus as Annex C) be adopted and approved in all respects. 4) DIRECTOR Sonalee Parekh Mgmt For For Ichiro Aoki Mgmt For For Jeffrey Owens Mgmt For For William Woodward Mgmt For For Karl-Thomas Neumann Mgmt For For Diane Brink Mgmt For For Donald McClymont Mgmt For For Peter Kight Mgmt For For David Aldrich Mgmt For For 5) RESOLVED, as an ordinary resolution, that Mgmt For For the issuance of an aggregate of 90,000,000 Merger Consideration shares, up to an aggregate of 10,000,000 Earn-Out Shares, and 15,000,000 Class A ordinary shares in the PIPE Financing be approved and adopted in all respects. 6A) Advisory Charter Proposal A - to provide Mgmt Against Against that the total number of shares of all classes of capital stock which the Company will have authority to issue is 300,000,000 shares, consisting of (i) 250,000,000 shares of Class A common stock, par value $0.0001 per share, (ii) 40,000,000 shares of Class V common stock, no par value, and (iii) 10,000,000 shares of preferred stock, par value $0.0001 per share. 6B) Advisory Charter Proposal B - to provide Mgmt Against Against that special meetings of stockholders of the Company may be called only (i) by the chairman of the board of directors, (ii) by the chief executive officer, or (iii) by the secretary acting at the request of a majority of the total number of directors that the Company would have if there were no vacancies. 6C) Advisory Charter Proposal C - to provide Mgmt For For that any action of the stockholders of the Company may be taken without a meeting, without prior notice and without a vote, if a consent in writing, setting forth the action so taken, is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote thereon were present and voted. 6D) Advisory Charter Proposal D - to provide Mgmt Against Against that the Company's board of directors will be divided into three classes designated as Class I, Class II and Class III. 6E) Advisory Charter Proposal E - to provide Mgmt Against Against that directors may be elected by the stockholders only at an annual meeting of stockholders by a plurality of the votes cast. 6F) Advisory Charter Proposal F - to provide Mgmt Against Against that any director may be removed from office at any time, but only for cause, by the affirmative vote of the holders of at least 662/3% of the voting power of the outstanding voting capital stock of the Company, voting together as a single class. 6G) Advisory Charter Proposal G - to provide Mgmt Against Against that the affirmative vote of the holders of at least 662/3% of the voting power of the outstanding voting capital stock of the Company, voting together as a single class, will be required to amend or repeal, or adopt any provision inconsistent with, provisions relating to calling special meetings of stockholders and stockholder action by written consent. 6H) Advisory Charter Proposal H - to provide Mgmt Against Against that the Court of Chancery of the State of Delaware or, if such court does not have subject matter jurisdiction thereof, any federal court located within the State of Delaware, shall be the exclusive forum for certain actions and claims. 6I) Advisory Charter Proposal I - to provide Mgmt For For that the Company will not be subject to provisions Section 203 of the DGCL, which generally prohibits "interested stockholders" (stockholders holding 15% or more of the outstanding stock) from engaging in business combinations with the Company for a period of time unless certain conditions are met. 7) RESOLVED, as an ordinary resolution, that Mgmt For For the adjournment of the Shareholders Meeting to a later date or dates, if necessary to permit further solicitation and vote of proxies if it is determined by Thunder Bridge II that more time is necessary or appropriate to approve one or more Shareholder Proposals at the Shareholders Meeting be approved and adopted in all respects. -------------------------------------------------------------------------------------------------------------------------- TRISTATE CAPITAL HOLDINGS, INC. Agenda Number: 935311782 -------------------------------------------------------------------------------------------------------------------------- Security: 89678F100 Meeting Type: Special Meeting Date: 30-Dec-2020 Ticker: TSC ISIN: US89678F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVAL, FOR PURPOSES OF NASDAQ RULE Mgmt For For 5635(D), OF THE POTENTIAL ISSUANCE OF GREATER THAN 19.99% OF THE COMPANY'S OUTSTANDING COMMON STOCK UPON CONVERSION OF SERIES C PREFERRED STOCK. 2. APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE Mgmt For For SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO APPROVE PROPOSAL 1 AT THE TIME OF THE SPECIAL MEETING OR IN THE ABSENCE OF A QUORUM. -------------------------------------------------------------------------------------------------------------------------- TRISTATE CAPITAL HOLDINGS, INC. Agenda Number: 935397415 -------------------------------------------------------------------------------------------------------------------------- Security: 89678F100 Meeting Type: Annual Meeting Date: 17-May-2021 Ticker: TSC ISIN: US89678F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David L. Bonvenuto Mgmt For For James J. Dolan Mgmt For For Audrey P. Dunning Mgmt For For 2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For NAMED EXECUTIVE OFFICERS 3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For FOR FISCAL YEAR 2021 4. AMEND OMNIBUS INCENTIVE PLAN TO INCREASE Mgmt For For THE NUMBER OF COMMON SHARES AUTHORIZED AND CLARIFY ELIGIBILITY FOR PARTICIPATION UNDER THE OMNIBUS INCENTIVE PLAN 5A. AUTHORIZE THE INCREASE IN AUTHORIZED SHARES Mgmt For For OF COMMON STOCK 5B. CREATE NON-VOTING CLASS OF COMMON STOCK Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- VICOR CORPORATION Agenda Number: 935432005 -------------------------------------------------------------------------------------------------------------------------- Security: 925815102 Meeting Type: Annual Meeting Date: 25-Jun-2021 Ticker: VICR ISIN: US9258151029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Samuel J. Anderson Mgmt For For M. Michael Ansour Mgmt For For Jason L. Carlson Mgmt For For Philip D. Davies Mgmt For For Andrew T. D'Amico Mgmt For For Estia J. Eichten Mgmt For For Michael S. McNamara Mgmt For For Claudio Tuozzolo Mgmt For For Patrizio Vinciarelli Mgmt For For -------------------------------------------------------------------------------------------------------------------------- VIVINT SMART HOME INC. Agenda Number: 935404107 -------------------------------------------------------------------------------------------------------------------------- Security: 928542109 Meeting Type: Annual Meeting Date: 02-Jun-2021 Ticker: VVNT ISIN: US9285421098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter F. Wallace Mgmt Abstain Against 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. Advisory vote to approve the compensation Mgmt Against Against of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- VOCERA COMMUNICATIONS,INC. Agenda Number: 935397958 -------------------------------------------------------------------------------------------------------------------------- Security: 92857F107 Meeting Type: Annual Meeting Date: 04-Jun-2021 Ticker: VCRA ISIN: US92857F1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: John N. McMullen Mgmt For For 1.2 Election of Director: Sharon L. O'Keefe Mgmt For For 1.3 Election of Director: Ronald A. Paulus Mgmt For For 2. Proposal to ratify appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. Non-binding advisory vote on compensation Mgmt For For of our named executive officers. 4. Proposal to approve Vocera's 2021 Equity Mgmt For For Incentive Plan. 5. Proposal to approve Vocera's Amended and Mgmt For For Restated 2012 Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION Agenda Number: 935419146 -------------------------------------------------------------------------------------------------------------------------- Security: 957638109 Meeting Type: Annual Meeting Date: 15-Jun-2021 Ticker: WAL ISIN: US9576381092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Bruce Beach Mgmt For For 1B. Election of Director: Juan Figuereo Mgmt For For 1C. Election of Director: Howard Gould Mgmt For For 1D. Election of Director: Steven Hilton Mgmt For For 1E. Election of Director: Marianne Boyd Johnson Mgmt For For 1F. Election of Director: Robert Latta Mgmt For For 1G. Election of Director: Adriane McFetridge Mgmt For For 1H. Election of Director: Michael Patriarca Mgmt For For 1I. Election of Director: Robert Sarver Mgmt For For 1J. Election of Director: Bryan Segedi Mgmt For For 1K. Election of Director: Donald Snyder Mgmt For For 1L. Election of Director: Sung Won Sohn, Ph.D. Mgmt For For 1M. Election of Director: Kenneth A. Vecchione Mgmt For For 2. Approve, on a non-binding advisory basis, Mgmt For For executive compensation. 3. Ratify the appointment of RSM US LLP as the Mgmt For For Company's independent auditor. -------------------------------------------------------------------------------------------------------------------------- XPO LOGISTICS, INC. Agenda Number: 935409400 -------------------------------------------------------------------------------------------------------------------------- Security: 983793100 Meeting Type: Annual Meeting Date: 11-May-2021 Ticker: XPO ISIN: US9837931008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Brad Jacobs Mgmt For For 1.2 Election of Director: Gena Ashe Mgmt For For 1.3 Election of Director: Marlene Colucci Mgmt For For 1.4 Election of Director: AnnaMaria DeSalva Mgmt For For 1.5 Election of Director: Michael Jesselson Mgmt For For 1.6 Election of Director: Adrian Kingshott Mgmt For For 1.7 Election of Director: Jason Papastavrou Mgmt For For 1.8 Election of Director: Oren Shaffer Mgmt For For 2. Ratification of independent auditors for Mgmt For For fiscal year 2021. 3. Advisory vote to approve executive Mgmt Against Against compensation. 4. Stockholder proposal regarding additional Shr Against For disclosure of the company's political activities. 5. Stockholder proposal regarding appointment Shr For Against of independent chairman of the board. 6. Stockholder proposal regarding acceleration Shr For Against of executive equity awards in the case of a change of control. -------------------------------------------------------------------------------------------------------------------------- ZOGENIX, INC. Agenda Number: 935393253 -------------------------------------------------------------------------------------------------------------------------- Security: 98978L204 Meeting Type: Annual Meeting Date: 27-May-2021 Ticker: ZGNX ISIN: US98978L2043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James B. Breitmeyer, Mgmt For For M.D., Ph.D. 1B. Election of Director: Stephen J. Farr, Mgmt For For Ph.D. 1C. Election of Director: Mary E. Stutts Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. 3. To consider and vote upon, on an advisory Mgmt For For basis, the compensation of our named executive officers as disclosed in the proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission. 4. Approval of an amendment and restatement to Mgmt For For our 2010 Equity Incentive Plan. 5. Approval of an amendment to our Amended and Mgmt For For Restated Certificate of Incorporation to increase the authorized number of shares of common stock from 100,000,000 to 200,000,000. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Manager Directed Portfolios By (Signature) /s/ Scott M Ostrowski Name Scott M Ostrowski Title President Date 08/18/2021