-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BdHjh6VTnPv8R5WzCEyHQgMJVAqSGqNg7biNVpIsPpizfjNoScGvnDOvlhAcwElc 9oigXv2BOHqCHUvM1Z7xMw== 0001144204-07-047706.txt : 20070904 0001144204-07-047706.hdr.sgml : 20070903 20070904122246 ACCESSION NUMBER: 0001144204-07-047706 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070904 DATE AS OF CHANGE: 20070904 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Ameristock ETF Trust CENTRAL INDEX KEY: 0001371323 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 811-21941 FILM NUMBER: 071096265 BUSINESS ADDRESS: STREET 1: 1320 HARBOR BAY PARKWAY, SUITE 145 CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: 925-376-3490 MAIL ADDRESS: STREET 1: 1320 HARBOR BAY PARKWAY, SUITE 145 CITY: ALAMEDA STATE: CA ZIP: 94502 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Mah Howard CENTRAL INDEX KEY: 0001359016 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: BUSINESS PHONE: (415) 584-1927 MAIL ADDRESS: STREET 1: 1200 SILLIMAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94134 144 1 v086836_144.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
FORM 144
 
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute a sale or executing a sale directly with a market maker.
 
       
1(a)
NAME OF ISSUER (Please type or print)
(b) IRS IDENT. NO.
(c) S.E.C. FILE NO.
 
Ameristock ETF Trust
20-8583643
001-33568
             
1(d)
ADDRESS OF ISSUER
STREET
CITY
STATE
ZIP CODE
(e) TELEPHONE NO.
             
 
1320 Harbor Bay Parkway, #145
 
Alameda
CA
94502
(925) 376-3490
             
2(a)
NAME OF PERSON FOR WHOSE
ACCOUNT THE SECURITIES
ARE TO BE SOLD
(b) RELATIONSHIP
      TO ISSUER
(c) ADDRESS
      STREET
CITY
STATE
ZIP CODE
             
 
Robert Nguyen
      Shareholder
      1320 Harbor Bay Parkway, #145 Alameda CA
94502
 
Howard Mah
      Secretary and CCO
      1320 Harbor Bay Parkway, #145 Alameda CA
94502
 
Nicholas Gerber
      President
      1320 Harbor Bay Parkway, #145 Alameda CA
94502

 
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

3(a)
Title of the
Class of
Securities
To Be Sold
(b)
Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities
SEC USE ONLY
(c)
Number of Shares
or Other Units To
Be Sold
(See instr. 3(c))
(d)
Aggregate
Market
Value
(See instr. 3(d))
(e)
Number of Shares
or Other Units
Outstanding
(See instr. 3(e))
(f)
Approximate
Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
(g)
Name of Each
Securities
Exchange
(See instr. 3(g))
Broker-Dealer
File Number
Ameristock/Ryan 10 Year Treasury ETF
Stifel Nicolaus
501 N. Broadway
St. Louis, MO 63102-2188
  
100
$2,496.96
  
July 9, 2007
AMEX
Ameristock/Ryan 10 Year Treasury ETF
Zecco Trading
2084 E. Francis Street
Ontario, CA 91761
  
100
$2,513.52
  
July 11, 2007
AMEX
Ameristock/Ryan 10 Year Treasury ETF
Charles Schwab
101 Montgomery Street
San Francisco, CA 94104
  
200
$5,081.96
  
July 20, 2007
AMEX
 
INSTRUCTIONS:
 3. (a) Title of the class of securities to be sold.
1. (a)  Name of issuer.   (b) Name and address of each broker through whom the securities are intended
  (b) Issuer's IRS Identification Number.   to be sold.
  (c) Issuer's SEC file number, if any.   (c) Number of shares or other units to be sold (if debt securities, give the
  (d) Issuer's address, including zip code.   aggregate face amount).
  (e) Issuer's telephone number, including area code.   (d) Aggregate market value of the securities to be sold as of a specified ate
          within 10 days prior to the filing of this notice.
 2. (a) Name of person for whose account the securities are to be   (e) Number of shares or other units of the class outstanding, or if debt
  sold.   securities the face amount thereof outstanding, as shown by the most recent
  (b) Such person's relationship to the issuer (e.g., officer,     report or statement published by the issuer.
  director, 10 percent stockholder, or member of immediate   (f) Approximate date on which the securities are to be sold.
  family of any of the foregoing).   (g) Name of each securities exchange, if any, on which the securities are intended
  (c) Such person's address, including zip code.     to be sold.

 
TABLE I--SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:

Title of
the Class
Date you
Acquired
Nature of
Acquisition
Transaction
Name of Person from
Whom Acquired
(If gift, also give date
donor acquired)
Amount of
Securities Acquired
Date of
Payment
Nature of Payment
Ameristock/Ryan 10 Year Treasury ETF
7/2/07
7/3/07
7/5/07
7/10/07
Broker
Broker
Broker
Broker
N/A
N/A
N/A
N/A
100
100
100
100
7/2/07
7/3/07
7/5/07
7/1007
Cash
Cash
Cash
Cash

INSTRUCTIONS:
If the securities were purchased and full payment therefore was not made in
cash at the time of purchase, explain in the table or in a note thereto the
nature of the consideration given. If the consideration consisted of any
note or other obligation, or if payment was made in installments describe
the arrangement and state when the note or other obligation was discharged
in full or the last installment paid.

TABLE II--SECURITIES SOLD DURING THE PAST THREE MONTHS

Furnish the following information as to all securities of the issuer sold during the past three months by the person for whose account the securities are to be sold.

Name and Address of Seller
Title of Securities Sold
Date of Sale
Amount of
Securities Sold
Gross Proceeds
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
INSTRUCTIONS:
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.
   
   
August 30, 2007
__________________________________________________
DATE OF NOTICE
/s/ Rober Nguyen 
__________________________________________________
Robert Nguyen
   
   
August 30, 2007
__________________________________________________
DATE OF NOTICE
/s/ Howard Mah 
__________________________________________________
Howard Mah
   
   
August 29, 2007
__________________________________________________
DATE OF NOTICE
/s/ Nicholas Gerber 
__________________________________________________
Nicholas Gerber


The notice shall be signed by the persons for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.

ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSION OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001).
 
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