0001209191-21-045679.txt : 20210706 0001209191-21-045679.hdr.sgml : 20210706 20210706192723 ACCESSION NUMBER: 0001209191-21-045679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210701 FILED AS OF DATE: 20210706 DATE AS OF CHANGE: 20210706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shropshire Kenneth CENTRAL INDEX KEY: 0001358892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 211075803 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-01 0 0001596967 Moelis & Co MC 0001358892 Shropshire Kenneth C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 1 0 0 0 2021 Annual Restricted Stock Units 2021-07-01 4 A 0 1245 A 1245 D 2021 Elective Restricted Stock Units 2021-07-01 4 A 0 177 A 177 D Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. The 2021 Annual Restricted Stock Units vested on July 1, 2021 and settlement is within 60 days following July 1, 2023. Restricted Stock Units granted to Non-Employee Director based on $56.21 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2021. The 2021 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2022 and settlement is within 60 days following the applicable vesting date. /s/ Osamu Watanabe as attorney-in-fact for Kenneth Shropshire 2021-07-06