0001209191-20-040821.txt : 20200702
0001209191-20-040821.hdr.sgml : 20200702
20200702211000
ACCESSION NUMBER: 0001209191-20-040821
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200702
DATE AS OF CHANGE: 20200702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shropshire Kenneth
CENTRAL INDEX KEY: 0001358892
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 201011914
MAIL ADDRESS:
STREET 1: C/O MOELIS & COMPANY
STREET 2: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-06-30
0
0001596967
Moelis & Co
MC
0001358892
Shropshire Kenneth
C/O MOELIS & COMPANY
399 PARK AVENUE, 5TH FLOOR
NEW YORK
NY
10022
1
0
0
0
2018 Annual Restricted Stock Units
2020-06-30
4
A
0
6.57
A
809.56
D
2019 Annual Restricted Stock Units
2020-06-30
4
A
0
10.24
A
1261.72
D
2019 Elective Restricted Stock Units
2020-06-30
4
A
0
1.28
A
610.26
D
2020 Annual Restricted Stock Units
2020-07-01
4
A
0
1281
A
1281
D
2020 Elective Restricted Stock Units
2020-07-01
4
A
0
320
A
320
D
Each Annual and Elective Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.
2018 Annual RSUs were issued as dividend equivalents on holder's underlying Initial RSUs issued on July 2, 2018. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
2019 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2019. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.
The 2020 Annual Restricted Stock Units vested on July 1, 2020 and settlement is within 60 days following July 1, 2022.
Restricted Stock Units granted to Non-Employee Director based on $31.22 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2020.
The 2020 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2021 and settlement is within 60 days following the applicable vesting date.
/s/ Osamu Watanabe as attorney-in-fact for Kenneth Shropshire
2020-07-02