0001140361-18-009389.txt : 20180221 0001140361-18-009389.hdr.sgml : 20180221 20180221164018 ACCESSION NUMBER: 0001140361-18-009389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180218 FILED AS OF DATE: 20180221 DATE AS OF CHANGE: 20180221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horne Paul T CENTRAL INDEX KEY: 0001385058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33249 FILM NUMBER: 18628982 MAIL ADDRESS: STREET 1: C/O LEGACY RESERVES GP, LLC STREET 2: 303 W. WALL STREET, SUITE 1600 CITY: MIDLAND STATE: TX ZIP: 79701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGACY RESERVES LP CENTRAL INDEX KEY: 0001358831 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 W WALL STREET 2: SUITE 1800 CITY: MIDLAND STATE: TX ZIP: 79701 BUSINESS PHONE: 432-689-5200 MAIL ADDRESS: STREET 1: 303 W WALL STREET 2: SUITE 1800 CITY: MIDLAND STATE: TX ZIP: 79701 FORMER COMPANY: FORMER CONFORMED NAME: LEGACY RESERVES L P DATE OF NAME CHANGE: 20060410 4 1 doc1.xml FORM 4 X0306 4 2018-02-18 0 0001358831 LEGACY RESERVES LP LGCY 0001385058 Horne Paul T 303 W. WALL STREET, SUITE 1800 MIDLAND TX 79701 1 1 0 0 Chairman, President and CEO Units representing limited partner interests 2018-02-18 4 M 0 61149 0.00 A 94465 D Units representing limited partner interests 2018-02-18 4 F 0 24149 2.29 D 70316 D Units representing limited partner interests 121684 I See footnote Phantom Units 2018-02-18 4 M 0 61149 0.00 D Units 61149 312924 D Each phantom unit represents the economic equivalent of a unit representing a limited partner interest in Legacy Reserves LP. Reflects the closing price of the units on February 16, 2018. Mr. Horne indirectly beneficially owns the 121,684 units held by H2K Holdings, Ltd. Phantom units granted on or after February 24, 2015 vest on February 18th in the third year after grant and are payable in units. Pursuant to the achievement of certain objective, performance-based criteria, none of the phantom units eligible to vest for the year ended December 31, 2017, granted on February 24, 2015, vested and therefore 46,590 phantom units were forfeited. With respect to the subjective phantom unit grants, 61,149 phantom units vested. Includes the remaining 155,435 phantom units and 157,489 phantom units from the phantom units granted on June 22, 2016 and March 1, 2017, respectively. Chairman, President and Chief Executive Officer of Legacy Reserves GP, LLC, the general partner of Legacy Reserves LP. /s/ Paul T. Horne 2018-02-21