0001140361-18-009376.txt : 20180221 0001140361-18-009376.hdr.sgml : 20180221 20180221163614 ACCESSION NUMBER: 0001140361-18-009376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180218 FILED AS OF DATE: 20180221 DATE AS OF CHANGE: 20180221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Cary D CENTRAL INDEX KEY: 0001385051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33249 FILM NUMBER: 18628929 MAIL ADDRESS: STREET 1: C/O LEGACY RESERVES GP, LLC STREET 2: 303 W. WALL STREET, SUITE 1600 CITY: MIDLAND STATE: TX ZIP: 79701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGACY RESERVES LP CENTRAL INDEX KEY: 0001358831 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 W WALL STREET 2: SUITE 1800 CITY: MIDLAND STATE: TX ZIP: 79701 BUSINESS PHONE: 432-689-5200 MAIL ADDRESS: STREET 1: 303 W WALL STREET 2: SUITE 1800 CITY: MIDLAND STATE: TX ZIP: 79701 FORMER COMPANY: FORMER CONFORMED NAME: LEGACY RESERVES L P DATE OF NAME CHANGE: 20060410 4 1 doc1.xml FORM 4 X0306 4 2018-02-18 0 0001358831 LEGACY RESERVES LP LGCY 0001385051 Brown Cary D 303 W. WALL STREET, SUITE 1800 MIDLAND TX 79701 1 0 0 0 Units representing limited partner interests 2018-02-18 4 M 0 143822 0.00 A 296547 D Units representing limited partner interests 3606565 I See footnote Phantom Units 2018-02-18 4 M 0 143822 0 D Units 143822 0 D Each phantom unit represents the economic equivalent of a unit representing a limited partner interest in Legacy Reserves LP. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these units in this report shall not be deemed an admission of beneficial ownership of all the reported units for the purposes of Section 16 or for any other purpose. Includes Mr. Brown's pecuniary interest in 406,827 units held by DAB Family Properties, Ltd., an entity partially owned by Brown Heirs 2012 Trust, of which Mr. Brown is a beneficiary. Includes 3,199,738 units held by Cary and Jill Brown Family Partners Ltd. Phantom units granted on or after February 24, 2015 vest on February 18th in the third year after grant and are payable in units. Pursuant to the achievement of certain objective, performance-based criteria, none of the phantom units eligible to vest for the year ended December 31, 2017, granted on February 24, 2015, vested and therefore 109,578 phantom units were forfeited. With respect to the subjective phantom unit grants, 143,822 phantom units vested. Director of Legacy Reserves GP, LLC, the general partner of Legacy Reserves LP. /s/ Dan G. LeRoy, as attorney-in-fact for Cary D. Brown 2018-02-21