0001358828-13-000002.txt : 20130513 0001358828-13-000002.hdr.sgml : 20130513 20130513171311 ACCESSION NUMBER: 0001358828-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 EFFECTIVENESS DATE: 20130513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Puplava Financial Services, Inc. CENTRAL INDEX KEY: 0001358828 IRS NUMBER: 330086182 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11894 FILM NUMBER: 13838283 BUSINESS ADDRESS: STREET 1: 10809 THORNMINT ROAD STREET 2: 2ND FLOOR CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-487-3939 MAIL ADDRESS: STREET 1: PO BOX 503147 CITY: SAN DIEGO STATE: CA ZIP: 92150 FORMER COMPANY: FORMER CONFORMED NAME: Puplava Financial Services DATE OF NAME CHANGE: 20060410 13F-HR 1 pfs1q13.txt FORM 13F FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31,2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Puplava Financial Services, Inc. Address: 10809 Thornmint Road 2nd Floor San Diego, CA 92127 13F File Number: 028-11894 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James J. Puplava Title: President Phone: 858-487-3939 Signature, Place, and Date of Signing: /s/James J. Puplava San Diego, CA May 13, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 108 Form 13F Information Table Value Total: $194,002 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 4731 44507 SH SOLE 44507 ABERDEEN ASIA PACIFIC INCOM COM 003009107 201 25900 SH SOLE 25900 AGNICO EAGLE MINES LTD COM 008474108 2469 60175 SH SOLE 60175 ALLIED NEVADA GOLD CORP COM 019344100 473 28784 SH SOLE 28784 AMERICAN ELEC PWR INC COM 025537101 4907 100925 SH SOLE 100925 AMERICAN TOWER CORP NEW COM 03027x100 4037 52491 SH SOLE 52491 AMERICAN WTR WKS CO INC NEW COM 030420103 1415 34167 SH SOLE 34167 ANALOG DEVICES INC COM 032654105 813 17507 SH SOLE 17507 APPLE INC COM 037833100 1855 4191 SH SOLE 4191 ASANKO GOLD INC COM 04341y105 71 21850 SH SOLE 21850 AT&T INC COM 00206r102 5628 153402 SH SOLE 153402 BANK OF AMERICA CORPORATION COM 060505104 5582 458309 SH SOLE 458309 BCE INC COM NEW 05534b760 471 10100 SH SOLE 10100 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 490 8026 SH SOLE 8026 CAMPBELL SOUP CO COM 134429109 577 12741 SH SOLE 12741 CARBO CERAMICS INC COM 140781105 561 6165 SH SOLE 6165 CBL & ASSOC PPTYS INC COM 124830100 3217 136350 SH SOLE 136350 CENTRAL FD CDA LTD CL A 153501101 1005 51930 SH SOLE 51930 CHEVRON CORP NEW COM 166764100 1040 8753 SH SOLE 8753 CINCINNATI FINL CORP COM 172062101 581 12319 SH SOLE 12319 CLOROX CO DEL COM 189054109 412 4655 SH SOLE 4655 COCA COLA ENTERPRISES INC NE COM 19122t109 432 11710 SH SOLE 11710 COLGATE PALMOLIVE CO COM 194162103 1003 8500 SH SOLE 8500 CONOCOPHILLIPS COM 20825c104 1399 23287 SH SOLE 23287 CONSOL ENERGY INC COM 20854p109 391 11625 SH SOLE 11625 COSTCO WHSL CORP NEW COM 22160k105 7013 66098 SH SOLE 66098 DENISON MINES CORP COM 248356107 15 11079 SH SOLE 11079 DISNEY WALT CO COM DISNEY 254687106 7233 127356 SH SOLE 127356 DRESSER-RAND GROUP INC COM 261608103 513 8325 SH SOLE 8325 DTE ENERGY CO COM 233331107 786 11502 SH SOLE 11502 EBAY INC COM 278642103 5795 106888 SH SOLE 106888 ELDORADO GOLD CORP NEW COM 284902103 196 20650 SH SOLE 20650 ENDEAVOUR SILVER CORP COM 29258y103 307 49410 SH SOLE 49410 EXXON MOBIL CORP COM 30231g102 6863 76168 SH SOLE 76168 FEDEX CORP COM 31428x106 4186 42630 SH SOLE 42630 FIRST MAJESTIC SILVER CORP COM 32076v103 1255 77670 SH SOLE 77670 FORTUNA SILVER MINES INC COM 349915108 112 26050 SH SOLE 26050 FRANCO NEVADA CORP COM 351858105 1052 23081 SH SOLE 23081 FREEPORT-MCMORAN COPPER & GO COM 35671d857 2727 82397 SH SOLE 82397 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465a109 378 30050 SH SOLE 30050 GENERAL ELECTRIC CO COM 369604103 5245 226893 SH SOLE 226893 GOLD RESOURCE CORP COM 38068t105 473 36344 SH SOLE 36344 GOLDCORP INC NEW COM 380956409 1846 54910 SH SOLE 54910 GREAT PANTHER SILVER LTD COM 39115v101 533 410201 SH SOLE 410201 HALLIBURTON CO COM 406216101 553 13702 SH SOLE 13702 HCP INC COM 40414l109 870 17450 SH SOLE 17450 HEADWATERS INC COM 42210p102 476 43700 SH SOLE 43700 HECLA MNG CO COM 422704106 247 62625 SH SOLE 62625 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 264 6600 SH SOLE 6600 HOME DEPOT INC COM 437076102 1054 15108 SH SOLE 15108 HONEYWELL INTL INC COM 438516106 676 8975 SH SOLE 8975 IAMGOLD CORP COM 450913108 88 12262 SH SOLE 12262 ILLINOIS TOOL WKS INC COM 452308109 3696 60656 SH SOLE 60656 INERGY L P UNIT LTD PTNR 456615103 667 32659 SH SOLE 32659 INTUIT COM 461202103 448 6825 SH SOLE 6825 ISHARES SILVER TRUST ISHARES 46428q109 1261 45975 SH SOLE 45975 ISHARES TR CORE TOTUSBD ETF 464287226 3016 27240 SH SOLE 27240 ISHARES TR HIGH YLD CORP 464288513 547 5801 SH SOLE 5801 JOHNSON & JOHNSON COM 478160104 6142 75345 SH SOLE 75345 KIMBER RES INC COM 49435n101 345 1772821 SH SOLE 1772821 KIMBERLY CLARK CORP COM 494368103 1202 12274 SH SOLE 12274 KINROSS GOLD CORP COM NO PAR 496902404 1301 164093 SH SOLE 164093 LAKE SHORE GOLD CORP COM 510728108 234 378199 SH SOLE 378199 LENNAR CORP CL A 526057104 4231 102001 SH SOLE 102001 LILLY ELI & CO COM 532457108 1437 25319 SH SOLE 25319 MARATHON PETE CORP COM 56585a102 3760 41964 SH SOLE 41964 MARKET VECTORS ETF TR GOLD MINER ETF 57060u100 212 5607 SH SOLE 5607 MCEWEN MNG INC COM 58039p107 198 69566 SH SOLE 69566 NATIONAL PENN BANCSHARES INC COM 637138108 611 57200 SH SOLE 57200 NEW GOLD INC CDA COM 644535106 2882 316785 SH SOLE 316785 NEWMONT MINING CORP COM 651639106 1870 44650 SH SOLE 44650 NEXTERA ENERGY INC COM 65339f101 1354 17441 SH SOLE 17441 OCCIDENTAL PETE CORP DEL COM 674599105 234 2993 SH SOLE 2993 PENN WEST PETE LTD NEW COM 707887105 184 17188 SH SOLE 17188 PEPCO HOLDINGS INC COM 713291102 900 42100 SH SOLE 42100 PEPSICO INC COM 713448108 787 9951 SH SOLE 9951 PFIZER INC COM 717081103 7356 254892 SH SOLE 254892 PHILLIPS 66 COM 718546104 4075 58240 SH SOLE 58240 PIMCO ETF TR 25YR+ ZERO U S 72201r882 600 5825 SH SOLE 5825 PINNACLE WEST CAP CORP COM 723484101 745 12878 SH SOLE 12878 POWERSHARES ETF TRUST II GLOB GLD&P ETF 73936q876 235 7700 SH SOLE 7700 PROCTER & GAMBLE CO COM 742718109 1167 15151 SH SOLE 15151 QIAGEN NV REG SHS n72482107 574 27275 SH SOLE 27275 ROGERS COMMUNICATIONS INC CL B 775109200 1150 22532 SH SOLE 22532 ROYAL GOLD INC COM 780287108 4234 59619 SH SOLE 59619 RUBICON MINERALS CORP COM 780911103 441 183360 SH SOLE 183360 SILVER STD RES INC COM 82823l106 759 72000 SH SOLE 72000 SILVER WHEATON CORP COM 828336107 4128 131690 SH SOLE 131690 SILVERCREST MINES INC COM 828365106 24 10000 SH SOLE 10000 SKYWEST INC COM 830879102 590 36775 SH SOLE 36775 SOLITARIO EXPL & RTY CORP COM 8342ep107 97 61000 SH SOLE 61000 SPDR GOLD TRUST GOLD SHS 78463v107 3910 25315 SH SOLE 25315 SPDR S&P 500 ETF TR TR UNIT 78462f103 9636 61510 SH SOLE 61510 SPROTT RESOURCE LENDING CORP COM 85207j100 14 10900 SH SOLE 10900 STAR SCIENTIFIC INC COM 85517p101 38 23000 SH SOLE 23000 STERICYCLE INC COM 858912108 645 6075 SH SOLE 6075 TAHOE RES INC COM 873868103 601 34200 SH SOLE 34200 TARGET CORP COM 87612e106 814 11905 SH SOLE 11905 TELUS CORP COM 87971m103 1214 17575 SH SOLE 17575 TEMPLETON GLOBAL INCOME FD COM 880198106 113 12150 SH SOLE 12150 TJX COS INC NEW COM 872540109 538 11525 SH SOLE 11525 TRAVELERS COMPANIES INC COM 89417e109 1379 16385 SH SOLE 16385 UNION PAC CORP COM 907818108 4440 31181 SH SOLE 31181 US BANCORP DEL COM NEW 902973304 1177 34703 SH SOLE 34703 VISA INC COM CL A 92826c839 5700 33566 SH SOLE 33566 WAL-MART STORES INC COM 931142103 1196 15984 SH SOLE 15984 XILINX INC COM 983919101 1046 27425 SH SOLE 27425 YAMANA GOLD INC COM 98462y100 3330 216997 SH SOLE 216997