-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QEuaVSpzOn0f5nHU9VkxB6FQo8UKZJHLVoLHYAM/zIwmpBT7/OEef/TrIOQzIUwj P+w3G9IFafVuLI+YIxBoBw== 0001358828-10-000003.txt : 20100813 0001358828-10-000003.hdr.sgml : 20100813 20100812174223 ACCESSION NUMBER: 0001358828-10-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100812 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Puplava Financial Services, Inc. CENTRAL INDEX KEY: 0001358828 IRS NUMBER: 330086182 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11894 FILM NUMBER: 101012174 BUSINESS ADDRESS: STREET 1: 10809 THORNMINT ROAD STREET 2: 2ND FLOOR CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-487-3939 MAIL ADDRESS: STREET 1: PO BOX 503147 CITY: SAN DIEGO STATE: CA ZIP: 92150 FORMER COMPANY: FORMER CONFORMED NAME: Puplava Financial Services DATE OF NAME CHANGE: 20060410 13F-HR 1 pfs2q10.txt SCHEDULE 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Puplava Financial Services, Inc. Address: 10809 Thornmint Road 2nd Floor San Diego, CA 92127 13F File Number: 28-11894 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James J. Puplava Title: President Phone: 858-487-3939 Signature, Place, and Date of Signing: James J. Puplava San Diego, CA August 12, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 76 Form13F Information Table Value Total: $127,530 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERDEEN ASIA PACIFICINCOME FD COM 003009107 64 10700 SH SOLE 10700 ALMADEN MINERALS COM NPV ISIN# COM 020283107 27 31060 SH SOLE 31060 AMGEN INC COM 031162100 860 16358 SH SOLE 16358 AT&T INC COM COM 00206r102 1307 54046 SH SOLE 54046 AURIZON MINES COM NPV ISIN#CA0 COM 05155p106 71 14500 SH SOLE 14500 BAXTER INTL INC COM 071813109 2267 55800 SH SOLE 55800 BRISTOL MYERS SQUIBB COM 110122108 3520 141142 SH SOLE 141142 CENTRAL FD CDA CL A ISIN#CA153 COM 153501101 1058 70250 SH SOLE 70250 CENTURYLINK INC COM 156700106 2864 85991 SH SOLE 85991 CHINA MOBILE LTD SPONADR REP 5 COM 16941m109 963 19504 SH SOLE 19504 CLAUDE RESOURCES INC COMNPV IS COM 182873109 15 14800 SH SOLE 14800 COCA COLA CO COM 191216100 258 5155 SH SOLE 5155 CONOCOPHILLIPS COM 20825c104 1516 30894 SH SOLE 30894 CORNING INC COM 219350105 1011 62626 SH SOLE 62626 CURRENCYSHARES AUSTRALIANDLR T COM 23129u101 3252 38550 SH SOLE 38550 CURRENCYSHARES CDN DLRTR CDNDO COM 23129x105 808 8650 SH SOLE 8650 DENISON MINES CORPORATIONCOM N COM 248356107 43 36211 SH SOLE 36211 ELDORADO GOLD CORP COMNPV ISIN COM 284902103 479 26700 SH SOLE 26700 ENCANA CORPORATION COMNPV ISIN COM 292505104 457 15081 SH SOLE 15081 ENDEAVOUR SILVER CORPCOM NPV I COM 29258y103 190 56460 SH SOLE 56460 ENERPLUS RESOURCES FUNDTRUST U COM 29274d604 2823 130884 SH SOLE 130884 ENTERGY CORP NEW COM 29364g103 3946 55101 SH SOLE 55101 EXELON CORP COM 30161n101 4097 107902 SH SOLE 107902 EXXON MOBIL CORP COM 30231g102 3246 56889 SH SOLE 56889 FREEPORT MCMORAN COPPER& GOLD COM 35671d857 1855 31375 SH SOLE 31375 GAMESTOP CORP NEW CL A COM 36467w109 590 31425 SH SOLE 31425 GILEAD SCIENCES INC COM 375558103 803 23425 SH SOLE 23425 GOLDCORP INC COM NPV ISIN#CA38 COM 380956409 3758 85703 SH SOLE 85703 GOLDEN STAR RESOURCESLTD COM N COM 38119t104 481 110025 SH SOLE 110025 GREAT BASIN GOLD COM NPV ISIN# COM 390124105 63 37600 SH SOLE 37600 HUGOTON RTY TR TEX UNITBEN INT COM 444717102 2298 121104 SH SOLE 121104 ISHARES BARCLAYS 1-3 YEARTREAS COM 464287457 496 5900 SH SOLE 5900 ISHARES BARCLAYS 20+ YEARTREAS COM 464287432 14954 146975 SH SOLE 146975 ISHARES BARCLAYS TREASINFLATIO COM 464287176 588 5501 SH SOLE 5501 ISHARES IBOXX $ INVESTOPINVEST COM 464287242 1857 17125 SH SOLE 17125 ISHARES SILVER TR ISHARES COM 46428q109 251 13800 SH SOLE 13800 JAGUAR MINING INC COMNPV ISIN# COM 47009m103 1625 184100 SH SOLE 184100 JOHNSON & JOHNSON COM 478160104 3559 60265 SH SOLE 60265 KEEGAN RESOURCES INC COMNPV IS COM 487275109 498 93700 SH SOLE 93700 KIMBER RESOURCES INC COMNPV IS COM 49435n101 2086 2620821 SH SOLE 2620821 KINROSS GOLD CORP COMNPV ISIN# COM 496902404 5690 332949 SH SOLE 332949 MARKET VECTORS ETF TRGOLD MINE COM 57060u100 431 8304 SH SOLE 8304 MCDONALDS CORP COM 580135101 289 4400 SH SOLE 4400 MICROSOFT CORP COM 594918104 1300 56500 SH SOLE 56500 MINEFINDERS CORP COM NPV ISIN# COM 602900102 3519 394970 SH SOLE 394970 MORGAN STANLEY CHINA ASHARE FU COM 617468103 835 32773 SH SOLE 32773 MOSAIC CO COM 61945a107 3754 96307 SH SOLE 96307 NEW GOLD INC COM NPV ISIN#CA64 COM 644535106 340 55060 SH SOLE 55060 NORTH AMERICAN PALLADIUMCOM NP COM 656912102 1390 447200 SH SOLE 447200 NORTHGATE MINERALS CORPCOM NPV COM 666416102 1281 427133 SH SOLE 427133 NOVAGOLD RESOURCES INCCOM NPV COM 66987e206 73 10500 SH SOLE 10500 NUVEEN CALIF MUN MKTOPPORTUNIT COM 67062u107 163 11800 SH SOLE 11800 NUVEEN CALIF QUALITY INCOMEMUN COM 670985100 234 16100 SH SOLE 16100 NUVEEN QUALITY INCOMEMUN FD IN COM 670977107 236 16300 SH SOLE 16300 PAN AMERICAN SILVER CORPCOM NP COM 697900108 4418 174780 SH SOLE 174780 PENN WEST ENERGY TRUSTSBI NPV COM 707885109 555 29188 SH SOLE 29188 PETROCHINA CO ADS EACHREPR 100 COM 71646e100 922 8405 SH SOLE 8405 PFIZER INC COM 717081103 2843 199422 SH SOLE 199422 POTASH CORP OF SASKATCHEWANCOM COM 73755l107 3683 42710 SH SOLE 42710 POWERSHARES DB MULTI SECTORCOM COM 73936b408 1349 56236 SH SOLE 56236 POWERSHARES GLOBAL GOLD& PRECI COM 73936q876 483 11900 SH SOLE 11900 PROVIDENT ENERGY TRUSTTRUST UN COM 74386k104 69 10100 SH SOLE 10100 ROYAL GOLD INC COM USD0.01 ISI COM 780287108 3153 65689 SH SOLE 65689 RUBICON MINERALS CORPCOM NPV I COM 780911103 87 25700 SH SOLE 25700 SEMPRA ENERGY COM 816851109 233 5000 SH SOLE 5000 SILVER STANDARD RESOURCESINC C COM 82823l106 6483 363227 SH SOLE 363227 SILVER WHEATON CORPORATIONCOM COM 828336107 2635 131100 SH SOLE 131100 SILVERCORP METALS INCCOM NPV I COM 82835p103 72 10920 SH SOLE 10920 SPDR GOLD TR GOLD SHS COM 78463v107 3201 26310 SH SOLE 26310 STAR SCIENTIFIC INC COM 85517p101 33 20400 SH SOLE 20400 TELUS CORP NON VOTINGSHS NPV I COM 87971m202 932 25770 SH SOLE 25770 U.S. GOLD CORPORATIONCOM STK U COM 912023207 78 15735 SH SOLE 15735 VERIZON COMMUNICATIONS COM 92343v104 800 28557 SH SOLE 28557 VISTA GOLD CORP COM NPV(NEW) I COM 927926303 30 18100 SH SOLE 18100 WASTE MANAGEMENT INC COM 94106l109 309 9900 SH SOLE 9900 YAMANA GOLD INC COM NPV ISIN#C COM 98462y100 4723 458625 SH SOLE 458625
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