SCHEDULE 13D
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CUSIP No.: 75615P103
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Page 2 of 10 Pages
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1
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NAMES OF REPORTING PERSONS
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CPMG, INC.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☒
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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AF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Texas
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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4,589,758 (1)
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9
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SOLE DISPOSITIVE POWER
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0
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10
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SHARED DISPOSITIVE POWER
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4,589,758 (1)
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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4,589,758 (1)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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13.2% (2)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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SCHEDULE 13D
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CUSIP No.: 75615P103
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Page 3 of 10 Pages
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1
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NAMES OF REPORTING PERSONS
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R. KENT MCGAUGHY, JR.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☒
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||||
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||||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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PF, AF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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||||
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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374,987 (1), (2)
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8
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SHARED VOTING POWER
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4,645,444 (1)
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9
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SOLE DISPOSITIVE POWER
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374,987 (1), (2)
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10
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SHARED DISPOSITIVE POWER
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4,645,444 (1)
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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5,020,431 (1), (2)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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||||
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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14.3% (3)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN, HC
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SCHEDULE 13D
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CUSIP No.: 75615P103
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Page 4 of 10 Pages
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1
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NAMES OF REPORTING PERSONS
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ANTAL ROHIT DESAI
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
|
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(b)
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☒
|
||||
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||||
3
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SEC USE ONLY
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||||
4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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PF, AF
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|||
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||||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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|
☐
|
||
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|
||||
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||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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31,467
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||||
8
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SHARED VOTING POWER
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4,589,758
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|||
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||||
9
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SOLE DISPOSITIVE POWER
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31,467
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|||
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||||
10
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SHARED DISPOSITIVE POWER
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4,589,758
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|||
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||||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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4,621,225
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||||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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|
☐
|
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||||
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||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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13.3% (1)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN, HC
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SCHEDULE 13D
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CUSIP No.: 75615P103
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Page 5 of 10 Pages
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Item 1. |
Security and Issuer
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Item 2. |
Identity and Background
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SCHEDULE 13D
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CUSIP No.: 75615P103
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Page 6 of 10 Pages
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Item 4. |
Purpose of Transaction
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Item 5. |
Interest in Securities of the Issuer
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SCHEDULE 13D
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CUSIP No.: 75615P103
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Page 7 of 10 Pages
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SCHEDULE 13D
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CUSIP No.: 75615P103
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Page 8 of 10 Pages
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Item 6. |
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
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Item 7. |
Materials to be Filed as Exhibits
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SCHEDULE 13D
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CUSIP No.: 75615P103
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Page 9 of 10 Pages
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CPMG, INC.
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By:
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/s/ John Bateman
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Name: John Bateman
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Title: Chief Operating Officer
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R. KENT MCGAUGHY, JR.
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/s/ R. Kent McGaughy, Jr.
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ANTAL ROHIT DESAI
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/s/ Antal Rohit Desai
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SCHEDULE 13D
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CUSIP No.: 75615P103
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Page 10 of 10 Pages
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CPMG, INC.
|
||
By:
|
/s/ John Bateman
|
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Name: John Bateman
|
||
Title: Chief Operating Officer
|
||
R. KENT MCGAUGHY, JR.
|
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/s/ R. Kent McGaughy, Jr.
|
||
ANTAL ROHIT DESAI
|
||
/s/ Antal Rohit Desai
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