0001140361-16-068155.txt : 20160601 0001140361-16-068155.hdr.sgml : 20160601 20160601210827 ACCESSION NUMBER: 0001140361-16-068155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160601 FILED AS OF DATE: 20160601 DATE AS OF CHANGE: 20160601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REATA PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001358762 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 113651945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2801 GATEWAY DRIVE SUITE 150 CITY: IRVING STATE: TX ZIP: 75063 BUSINESS PHONE: 972-865-2206 MAIL ADDRESS: STREET 1: 2801 GATEWAY DRIVE SUITE 150 CITY: IRVING STATE: TX ZIP: 75063 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Traweek James W JR CENTRAL INDEX KEY: 0001665299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37785 FILM NUMBER: 161690775 MAIL ADDRESS: STREET 1: 2000 MCKINNEY AVE STREET 2: SUITE 2125 CITY: DALLAS STATE: TX ZIP: 75201 4 1 form4.xml FORM 4 X0306 4 2016-06-01 0001358762 REATA PHARMACEUTICALS INC RETA 0001665299 Traweek James W JR C/O CPMG, INC. 2000 MCKINNEY AVE, SUITE 2125 DALLAS TX 75201 true Class A common stock 2016-06-01 4 C 0 35 A 35 D Class A common stock 2016-06-01 4 C 0 16645 A 16645 I By JET Land & Cattle Company, Ltd. Class A common stock 2016-06-01 4 C 0 7056 A 7056 I By 1 Thessalonians 5:18 Trust Class A common stock 2016-06-01 4 C 0 572 A 572 I By Esme Grace McGaughy Trust Class A common stock 2016-06-01 4 C 0 572 A 572 I By Mary Frances McGaughy Trust Class A common stock 2016-06-01 4 C 0 2739 A 2739 I See footnote Class A common stock 2016-06-01 4 C 0 110969 A 110969 I See footnote Class A common stock 2016-06-01 4 P 0 56739 11.4261 A 167708 I See footnote Class A common stock 2016-06-01 4 P 0 127691 12.7644 A 295399 I See footnote Class A common stock 2016-06-01 4 P 0 8233 13.2169 A 303632 I See footnote Class A common stock 2016-06-01 4 P 0 28797 13.2649 A 332429 I See footnote Class A common stock 2016-06-01 4 P 0 6203 14.2219 A 338632 I See footnote Class A common stock 2016-06-01 4 P 0 23890 14.1062 A 362522 I See footnote Class B common stock 2016-06-01 4 C 0 35 0 D Class A common stock 35 380 D Class B common stock 2016-06-01 4 C 0 16645 0 D Class A common stock 16645 185263 I By JET Land & Cattle Company, Ltd. Class B common stock 2016-06-01 4 C 0 7056 0 D Class A common stock 7056 78539 I By 1 Thessalonians 5:18 Trust Class B common stock 2016-06-01 4 C 0 572 0 D Class A common stock 572 6364 I By Esme Grace McGaughy Trust Class B common stock 2016-06-01 4 C 0 572 0 D Class A common stock 572 6364 I By Mary Frances McGaughy Trust Class B common stock 2016-06-01 4 C 0 2739 0 D Class A common stock 2739 30478 I See footnote Class B common stock 2016-06-01 4 C 0 110969 0 D Class A common stock 110969 1235146 I See footnote The Class B common stock is convertible into Class A common stock on a one-for-one basis (a) at the holder's election at any time after the date that is six months following the date of the closing of the initial public offering of the Issuer's Class A common stock, (b) at the holder's election prior to that time subject to certain conditions, or (c) at the option of the Issuer's board of directors, in its sole discretion, at any time or multiple times from time to time on or before the closing of the initial public offering. The conversion right of the Class B common stock has no expiration date. The Reporting Person is the sole owner of the general partner of JET Land & Cattle Company, Ltd. The Reporting Person is trustee of 1 Thessalonians 5:18 Trust. The Reporting Person is trustee of Esme Grace McGaughy Trust. The Reporting Person is trustee of Mary Frances McGaughy Trust. These shares of Class A common stock and Class B common stock are held in escrow for a charitable donee by American Stock & Transfer Trust Company, LLC. These shares of Class A common stock and Class B common stock are held in various funds for which CPMG, Inc. serves as investment manager. The Reporting Person is a co-director and co-shareholder of CPMG, Inc. This price reflects the weighted average purchase price for open-market purchase orders placed by the Reporting Person with its broker on May 26, 2016, within a $1.00 range. The actual prices for these transactions range from $11.06 to $11.85, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (8) through (13) to this Form 4. This price reflects the weighted average purchase price for open-market purchase orders placed by the Reporting Person with its broker on May 26, 2016, within a $1.00 range. The actual prices for these transactions range from $12.12 to $13.00, inclusive. This price reflects the weighted average purchase price for open-market purchase orders placed by the Reporting Person with its broker on May 26, 2016, within a $1.00 range. The actual prices for these transactions range from $13.17 to $13.25, inclusive. This price reflects the weighted average purchase price for open-market purchase orders placed by the Reporting Person with its broker on May 27, 2016, within a $1.00 range. The actual prices for these transactions range from $12.99 to $13.50, inclusive. This price reflects the weighted average purchase price for open-market purchase orders placed by the Reporting Person with its broker on May 27, 2016, within a $1.00 range. The actual prices for these transactions range from $14.00 to $14.3099, inclusive. This price reflects the weighted average purchase price for open-market purchase orders placed by the Reporting Person with its broker on May 31, 2016, within a $1.00 range. The actual prices for these transactions range from $13.74 to $14.48, inclusive. Due to the conditions to closing of the initial public offering of the Class A common stock, these purchases were not deemed to occur until closing, on June 1, 2016. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ James W. Traweek, Jr. 2016-06-01