0000905148-17-000941.txt : 20171215
0000905148-17-000941.hdr.sgml : 20171215
20171215184242
ACCESSION NUMBER: 0000905148-17-000941
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171213
FILED AS OF DATE: 20171215
DATE AS OF CHANGE: 20171215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Traweek James W JR
CENTRAL INDEX KEY: 0001665299
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37785
FILM NUMBER: 171260088
MAIL ADDRESS:
STREET 1: 2000 MCKINNEY AVE
STREET 2: SUITE 2125
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REATA PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001358762
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 113651945
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2801 GATEWAY DRIVE SUITE 150
CITY: IRVING
STATE: TX
ZIP: 75063
BUSINESS PHONE: 972-865-2206
MAIL ADDRESS:
STREET 1: 2801 GATEWAY DRIVE SUITE 150
CITY: IRVING
STATE: TX
ZIP: 75063
4
1
form4.xml
X0306
4
2017-12-13
0001358762
REATA PHARMACEUTICALS INC
RETA
0001665299
Traweek James W JR
C/O CPMG, INC.
2000 MCKINNEY AVE., SUITE 2125
DALLAS
TX
75201
true
Class A common stock
2017-12-13
4
P
0
121425
24.8838
A
2789748
I
See footnote
Class A common stock
2017-12-13
4
P
0
300
23.9767
A
2790048
I
See footnote
Class A common stock
2017-12-14
4
P
0
78275
24.6528
A
2868323
I
See footnote
Class A common stock
16645
I
By JET Land & Cattle Company, Ltd.
Class A common stock
7056
I
By 1 Thessalonians 5:18 Trust
Class A common stock
572
I
By Esme Grace McGaughy Trust
Class A common stock
572
I
By Mary Frances McGaughy Trust
Class A common stock
2739
I
See footnote
Class A common stock
35
D
Class B Common Stock
Class A Common Stock
185263
185263
I
By JET Land & Cattle Company, Ltd.
Class B Common Stock
Class A Common Stock
78539
78539
I
By 1 Thessalonians 5:18 Trust
Class B Common Stock
Class A Common Stock
6364
6364
I
By Esme Grace McGaughy Trust
Class B Common Stock
Class A Common Stock
6364
6364
I
By Mary Frances McGaughy Trust
Class B Common Stock
Class A Common Stock
30478
30478
I
See footnote
Class B Common Stock
Class A Common Stock
380
380
D
These shares of Class A common stock are held in various funds for which CPMG, Inc. serves as investment manager (the "CPMG Funds"). The Reporting Person is a co-director and co-shareholder of CPMG, Inc.
The Reporting Person is the sole owner of the general partner of JET Land & Cattle Company, Ltd.
The Reporting Person is trustee of 1 Thessalonians 5:18 Trust.
The Reporting Person is trustee of Esme Grace McGaughy Trust.
The Reporting Person is trustee of Mary Frances McGaughy Trust.
These shares of Class A common stock and Class B common stock are held in escrow for a charitable donee by American Stock Transfer & Trust Company, LLC.
These shares of Class B common stock are convertible into Class A common stock on a one-for-one basis at the holder's election at any time for no additional consideration, and have no expiration date.
The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
This price reflects the weighted average purchase price for open-market purchases on December 13, 2017, within a $1.00 range. The actual prices for these transactions range from $24.08 to $25.08 inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (9), (10) and (11) to this Form 4.
This price reflects the weighted average purchase price for open-market purchases on December 13, 2017, within a $1.00 range. The actual prices for these transactions range from $23.97 to $23.99 inclusive.
This price reflects the weighted average purchase price for open-market purchases on December 14, 2017, within a $1.00 range. The actual prices for these transactions range from $24.40 to $24.92, inclusive.
/s/ James W. Traweek, Jr.
2017-12-15