0000905148-16-001638.txt : 20160525 0000905148-16-001638.hdr.sgml : 20160525 20160525180038 ACCESSION NUMBER: 0000905148-16-001638 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160525 FILED AS OF DATE: 20160525 DATE AS OF CHANGE: 20160525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REATA PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001358762 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 113651945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2801 GATEWAY DRIVE SUITE 150 CITY: IRVING STATE: TX ZIP: 75063 BUSINESS PHONE: 972-865-2206 MAIL ADDRESS: STREET 1: 2801 GATEWAY DRIVE SUITE 150 CITY: IRVING STATE: TX ZIP: 75063 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGaughy R Kent Jr CENTRAL INDEX KEY: 0001402856 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37785 FILM NUMBER: 161675696 MAIL ADDRESS: STREET 1: 500 CRESCENT COURT STREET 2: SUITE 250 CITY: DALLAS STATE: TX ZIP: 75201 3 1 form3.xml X0206 3 2016-05-25 0 0001358762 REATA PHARMACEUTICALS INC RETA 0001402856 McGaughy R Kent Jr C/O CPMG, INC. 2000 MCKINNEY AVE, STE 2125 DALLAS TX 75201 true true Class B Common Stock Class A common stock 303313 D Class B Common Stock Class A common stock 55686 I By Lagos Trust Class B Common Stock Class A common stock 3389 I By Traweek Children's Trust Class B Common Stock Class A common stock 33217 I See footnote Class B Common Stock Class A common stock 1346115 I See footnote The Class B common stock is convertible into Class A common stock on a one-for-one basis (a) at the holder's election at any time after the date that is six months following the date of the closing of the initial public offering of the Issuer's Class A common stock, (b) at the holder's election prior to that time subject to certain conditions, or (c) at the option of the Issuer's board of directors, in its sole discretion, at any time or multiple times from time to time on or before the closing of the initial public offering. The conversion right of the Class B common stock has no expiration date. The Reporting Person is trustee of Lagos Trust. The Reporting Person is trustee of Traweek Children's Trust. These shares of Class B common stock are held in escrow for a charitable donee by American Stock & Transfer Trust Company, LLC. These shares of Class B common stock are held in various funds for which CPMG, Inc. serves as investment manager. The Reporting Person is a co-director and co-shareholder of CPMG, Inc. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ R. Kent McGaughy, Jr. 2016-05-25