0000905148-16-001638.txt : 20160525
0000905148-16-001638.hdr.sgml : 20160525
20160525180038
ACCESSION NUMBER: 0000905148-16-001638
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160525
FILED AS OF DATE: 20160525
DATE AS OF CHANGE: 20160525
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REATA PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001358762
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 113651945
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2801 GATEWAY DRIVE SUITE 150
CITY: IRVING
STATE: TX
ZIP: 75063
BUSINESS PHONE: 972-865-2206
MAIL ADDRESS:
STREET 1: 2801 GATEWAY DRIVE SUITE 150
CITY: IRVING
STATE: TX
ZIP: 75063
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McGaughy R Kent Jr
CENTRAL INDEX KEY: 0001402856
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37785
FILM NUMBER: 161675696
MAIL ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 250
CITY: DALLAS
STATE: TX
ZIP: 75201
3
1
form3.xml
X0206
3
2016-05-25
0
0001358762
REATA PHARMACEUTICALS INC
RETA
0001402856
McGaughy R Kent Jr
C/O CPMG, INC.
2000 MCKINNEY AVE, STE 2125
DALLAS
TX
75201
true
true
Class B Common Stock
Class A common stock
303313
D
Class B Common Stock
Class A common stock
55686
I
By Lagos Trust
Class B Common Stock
Class A common stock
3389
I
By Traweek Children's Trust
Class B Common Stock
Class A common stock
33217
I
See footnote
Class B Common Stock
Class A common stock
1346115
I
See footnote
The Class B common stock is convertible into Class A common stock on a one-for-one basis (a) at the holder's election at any time after the date that is six months following the date of the closing of the initial public offering of the Issuer's Class A common stock, (b) at the holder's election prior to that time subject to certain conditions, or (c) at the option of the Issuer's board of directors, in its sole discretion, at any time or multiple times from time to time on or before the closing of the initial public offering. The conversion right of the Class B common stock has no expiration date.
The Reporting Person is trustee of Lagos Trust.
The Reporting Person is trustee of Traweek Children's Trust.
These shares of Class B common stock are held in escrow for a charitable donee by American Stock & Transfer Trust Company, LLC.
These shares of Class B common stock are held in various funds for which CPMG, Inc. serves as investment manager. The Reporting Person is a co-director and co-shareholder of CPMG, Inc.
The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ R. Kent McGaughy, Jr.
2016-05-25