0001493152-15-006307.txt : 20151217 0001493152-15-006307.hdr.sgml : 20151217 20151217171809 ACCESSION NUMBER: 0001493152-15-006307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151217 FILED AS OF DATE: 20151217 DATE AS OF CHANGE: 20151217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Millennium Investment & Acquisition Co Inc. CENTRAL INDEX KEY: 0001358656 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 PARK AVE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-751-9200 MAIL ADDRESS: STREET 1: 410 PARK AVE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Millennium India Acquisition CO Inc. DATE OF NAME CHANGE: 20060407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lesser David H CENTRAL INDEX KEY: 0001479527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22156 FILM NUMBER: 151294488 MAIL ADDRESS: STREET 1: 301 WINDING ROAD CITY: OLD BETHPAGE STATE: NY ZIP: 11804 4 1 form4.xml X0306 4 2015-12-17 0 0001358656 Millennium Investment & Acquisition Co Inc. SMCG 0001479527 Lesser David H 301 WINDING ROAD OLD BETHPAGE NY 11804 1 1 1 0 CEO Common Stock 2015-12-17 4 P 0 7500 0.46 A 3314491 D The total common stock owned after the acquisition reported on this Form 4 includes direct ownership by Mr. Lesser of 26,573 shares; indirect ownership of 901,139 shares held by Hudson Bay Partners, LP which Mr. Lesser owns 100% of and has a reportable indirect beneficial ownership interest in such shares; 306,140 shares held by HBP PW LLC which Mr. Lesser has a reportable indirect beneficial ownership interest; 327,699 shares held by HBP PW LLC which Mr. Lesser has a reportable indirect beneficial ownership interest; and 327,699 shares held by HBP PW 2 LLC which Mr. Lesser has a reportable indirect beneficial ownership interest. /s/ David H. Lesser 2015-12-17