0001140361-24-011416.txt : 20240305
0001140361-24-011416.hdr.sgml : 20240305
20240305162945
ACCESSION NUMBER: 0001140361-24-011416
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240223
FILED AS OF DATE: 20240305
DATE AS OF CHANGE: 20240305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lorber David A
CENTRAL INDEX KEY: 0001358538
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00818
FILM NUMBER: 24721002
MAIL ADDRESS:
STREET 1: C/O FRONTFOUR CAPITAL GROUP LLC
STREET 2: 35 MASON STREET, 4TH FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PhenixFIN Corp
CENTRAL INDEX KEY: 0001490349
ORGANIZATION NAME:
IRS NUMBER: 274576073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 445 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-759-0777
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Medley Capital Corp
DATE OF NAME CHANGE: 20110118
FORMER COMPANY:
FORMER CONFORMED NAME: Medley Capital BDC LLC
DATE OF NAME CHANGE: 20100426
4/A
1
form4.xml
FORM 4
X0508
4/A
2024-02-23
2024-02-27
0001490349
PhenixFIN Corp
PFX
0001358538
Lorber David A
C/O PHENIXFIN CORPORATION
445 PARK AVENUE, 10TH FLOOR
NEW YORK
NY
10022
true
true
CHAIRMAN AND CEO
false
Common Stock, $0.001 par value
2024-02-23
4
P
0
1300
44.5
A
104297
D
Common Stock, $0.001 par value
2024-02-26
4
P
0
175
44.06
A
104472
D
Common Stock, $0.001 par value
2024-02-27
4
P
0
927
44.97
A
105399
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.36 to $44.53, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.62 to $45.00, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The original Form 4, filed on February 27, 2024, is being amended by this Form 4 to correct an administrative error which misreported the number of shares purchased on February 23, 2024 as 1,686 and the weighted average price of such purchases as $44.48. This amendment correctly reports the number of shares, and the weighted average price, for the shares purchased by the reporting person on February 23, 2024.
/s/ David A. Lorber
2024-03-05