0001140361-22-046713.txt : 20221222
0001140361-22-046713.hdr.sgml : 20221222
20221222210338
ACCESSION NUMBER: 0001140361-22-046713
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221220
FILED AS OF DATE: 20221222
DATE AS OF CHANGE: 20221222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lorber David A
CENTRAL INDEX KEY: 0001358538
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00818
FILM NUMBER: 221483219
MAIL ADDRESS:
STREET 1: C/O FRONTFOUR CAPITAL GROUP LLC
STREET 2: 35 MASON STREET, 4TH FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PhenixFIN Corp
CENTRAL INDEX KEY: 0001490349
IRS NUMBER: 274576073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 445 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-759-0777
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Medley Capital Corp
DATE OF NAME CHANGE: 20110118
FORMER COMPANY:
FORMER CONFORMED NAME: Medley Capital BDC LLC
DATE OF NAME CHANGE: 20100426
4
1
form4.xml
X0306
4
2022-12-20
0001490349
PhenixFIN Corp
PFX
0001358538
Lorber David A
C/O PHENIXFIN CORPORATION
445 PARK AVENUE, 10TH FLOOR
NEW YORK
NY
10022
true
true
CHAIRMAN AND CEO
Common Stock, $0.001 par value
2022-12-20
4
P
0
400
34.19
A
82019
D
Common Stock, $0.001 par value
2022-12-21
4
P
0
425
34.31
A
82444
D
Common Stock, $0.001 par value
2022-12-22
4
P
0
200
34.28
A
82644
D
Common Stock, $0.001 par value
2440
I
By spouse
Common Stock, $0.001 par value
81662.416
I
By FrontFour Master Fund, Ltd.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.18 to $34.20, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.18 to $34.35, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.20 to $34.36, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
Shares owned directly by FrontFour Master Fund, Ltd. ("FrontFour Master Fund") and indirectly by David A. Lorber by virtue of his position as a managing member and principal owner of the investment manager of FrontFour Master Fund. Mr. Lorber disclaims beneficial ownership of the shares owned directly by FrontFour Master Fund except to the extent of his pecuniary interest therein.
/s/ David A. Lorber
2022-12-22