Delaware | 001-36783 | 20-1450200 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||
2130 W. Holcombe Blvd., Ste. 800 Houston, TX | 77030 | |||
(Address of principal executive offices) | (Zip Code) |
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Exhibit No. | Description | |
99.1 | Press Release dated November 7, 2017. |
Bellicum Pharmaceuticals, Inc. | ||||||
Dated: November 7, 2017 | By: | /s/ Alan A. Musso | ||||
Alan A. Musso | ||||||
Chief Financial Officer and Treasurer | ||||||
Principal Financial and Accounting Officer |
Exhibit No. | Description | |
99.1 |
• | Bellicum Continues to Advance its BPX-501 Program |
• | Company Prepares for Additional BPX-501 Trials in U.S. |
• | Phase 1 BPX-601 Clinical Trial Progressing |
• | Phase 1 BPX-701 Clinical Trial Progressing |
• | Enrollment and treatment is currently ongoing in the Company’s Phase 1 clinical trial in patients with refractory or relapsed AML and myelodysplastic syndromes (MDS) who test positive for preferentially-expressed antigen in melanoma (PRAME). |
• | In collaboration with Ospedale Pediatrico Bambino Gesù (OPBG), a leading European pediatric research center and hospital, a Phase 1 clinical trial of a CaspaCIDe-enabled CD19 CAR-T is expected to begin in the fourth quarter. |
• | At ASH 2017, the Company will present preclinical results of its controllable CAR-T technology in three poster presentations, including a study evaluating Bellicum’s dual-switch CAR-T cells targeting CD123. The data will further support the potential of the Company’s technology platform to control cells in vivo and improve the benefit / risk profile of adoptive cell therapies. |
BELLICUM PHARMACEUTICALS, INC. | ||||||||||||||||
Unaudited Condensed Consolidated Balance Sheets | ||||||||||||||||
(in thousands) | ||||||||||||||||
September 30, | December 31, | |||||||||||||||
2017 | 2016 | |||||||||||||||
Current Assets: | ||||||||||||||||
Cash and cash equivalents | $ | 54,468 | $ | 33,140 | ||||||||||||
Investment securities, available-for-sale, short-term | 58,608 | 70,632 | ||||||||||||||
Receivables and other current assets | 2,582 | 1,838 | ||||||||||||||
Non-Current Assets: | ||||||||||||||||
Investment securities, available-for-sale, long-term | 2,556 | — | ||||||||||||||
Property and equipment, net | 26,252 | 16,504 | ||||||||||||||
Restricted cash | 2,947 | 9,640 | ||||||||||||||
Other assets, net | 358 | 283 | ||||||||||||||
Total assets | $ | 147,771 | $ | 132,037 | ||||||||||||
Current Liabilities: | ||||||||||||||||
Accounts payable and other accrued liabilities | 11,712 | 12,986 | ||||||||||||||
Current maturities of long-term debt | 6,913 | 1,787 | ||||||||||||||
Other current liabilities | 388 | 340 | ||||||||||||||
Long-Term Liabilities: | ||||||||||||||||
Long-term debt | 23,839 | 18,436 | ||||||||||||||
Other liabilities, net of current portion | 1,802 | 1,914 | ||||||||||||||
Total Stockholders' Equity | 103,117 | 96,574 | ||||||||||||||
Total liabilities and stockholders' equity | $ | 147,771 | $ | 132,037 | ||||||||||||
BELLICUM PHARMACEUTICALS, INC. | ||||||||||||||||
Unaudited Condensed Consolidated Statements of Operations | ||||||||||||||||
(in thousands, except share and per share amounts) | ||||||||||||||||
Three Months Ended | Nine Months Ended | |||||||||||||||
September 30, | September 30, | |||||||||||||||
2017 | 2016 | 2017 | 2016 | |||||||||||||
Grant Revenues | $ | 126 | $ | 114 | $ | 254 | $ | 307 | ||||||||
Operating Expenses: | ||||||||||||||||
Research and development | 18,101 | 13,290 | 51,355 | 36,179 | ||||||||||||
License fees | 151 | — | 849 | 280 | ||||||||||||
General and administrative | 4,579 | 4,252 | 15,992 | 12,715 | ||||||||||||
Total operating expenses | 22,831 | 17,542 | 68,196 | 49,174 | ||||||||||||
Operating loss | (22,705 | ) | (17,428 | ) | (67,942 | ) | (48,867 | ) | ||||||||
Interest expense, net | (726 | ) | (291 | ) | (1,919 | ) | (436 | ) | ||||||||
Net loss | $ | (23,431 | ) | $ | (17,719 | ) | $ | (69,861 | ) | $ | (49,303 | ) | ||||
Net loss per share attributable to common shareholders, basic and diluted | $ | (0.71 | ) | $ | (0.66 | ) | $ | (2.24 | ) | $ | (1.83 | ) | ||||
Weighted-average common shares outstanding, basic and diluted | 33,178,611 | 26,966,630 | 31,204,521 | 26,919,984 | ||||||||||||
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