0001209191-18-034051.txt : 20180529 0001209191-18-034051.hdr.sgml : 20180529 20180529212937 ACCESSION NUMBER: 0001209191-18-034051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180529 FILED AS OF DATE: 20180529 DATE AS OF CHANGE: 20180529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ward Shane CENTRAL INDEX KEY: 0001638380 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36783 FILM NUMBER: 18866352 MAIL ADDRESS: STREET 1: C/O VERSARTIS, INC. STREET 2: 4200 BOHANNON DR., SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BELLICUM PHARMACEUTICALS, INC CENTRAL INDEX KEY: 0001358403 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 201450200 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2130 WEST HOLCOMBE BOULEVARD STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77030 BUSINESS PHONE: (832) 384-1100 MAIL ADDRESS: STREET 1: 2130 WEST HOLCOMBE BOULEVARD STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77030 FORMER COMPANY: FORMER CONFORMED NAME: BELLICUM PHARMACEUTICALS INC DATE OF NAME CHANGE: 20060405 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-29 0 0001358403 BELLICUM PHARMACEUTICALS, INC BLCM 0001638380 Ward Shane C/O BELLICUM PHARMACEUTICALS, INC. 2130 W. HOLCOMBE BLVD., STE. 800 HOUSTON TX 77030 0 1 0 0 Sr. VP and General Counsel Common Stock 2018-05-29 4 A 0 10000 0.00 A 10000 D Employee Stock Option (right to buy) 7.95 2018-05-29 4 A 0 120000 0.00 A 2028-05-28 Common Stock 120000 120000 D Represents grant of restricted stock units payable solely in common stock that vest in four equal annual installments on each anniversary of May 29, 2018. 25% of the shares subject to the stock option vest and become exercisable on May 29, 2019, and the remaining shares subject to the stock option vest and become exercisable in 36 equal monthly installments thereafter. /s/ Shane Ward 2018-05-29