0001437749-21-015800.txt : 20210628 0001437749-21-015800.hdr.sgml : 20210628 20210628161001 ACCESSION NUMBER: 0001437749-21-015800 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210625 FILED AS OF DATE: 20210628 DATE AS OF CHANGE: 20210628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kooman Kevin James CENTRAL INDEX KEY: 0001781615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33033 FILM NUMBER: 211053470 MAIL ADDRESS: STREET 1: 2500 EASTPOINT PARKWAY CITY: LOUISVILLE STATE: KY ZIP: 40223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIMESTONE BANCORP, INC. CENTRAL INDEX KEY: 0001358356 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 611142247 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 EASTPOINT PARKWAY CITY: LOUISVILLE STATE: KY ZIP: 40223 BUSINESS PHONE: 502-499-4800 MAIL ADDRESS: STREET 1: 2500 EASTPOINT PARKWAY CITY: LOUISVILLE STATE: KY ZIP: 40223 FORMER COMPANY: FORMER CONFORMED NAME: Porter Bancorp, Inc. DATE OF NAME CHANGE: 20060405 4 1 rdgdoc.xml FORM 4 X0306 4 2021-06-25 0001358356 LIMESTONE BANCORP, INC. LMST 0001781615 Kooman Kevin James 2500 EASTPOINT PKWY LOUISVILLE KY 40223 1 Common Stock 2021-06-25 4 P 0 7392 16.50 A 335298 I By Limited Partnership Non-Voting Common Stock Common Stock 1000000 1000000 I By Limited Partnership Represents transactions by Patriot Financial Partners III, L.P Non-voting common shares contain an automatic conversion feature as follows: Each issued and outstanding Non-Voting Common Share shall automatically be converted into one (1) Common Share (the "Conversion Rate") upon the transfer of such Non-Voting Common Share (or any security convertible to or exercisable for such Non-Voting Common Share) in (a) a widespread public distribution, including pursuant to a registration statement filed with and declared effective by the SEC or pursuant to Rule 144 under the Securities Act, (b) a transfer in which no transferee (or group of associated transferees) would receive more than 2% of any class of Voting Securities or (c) a transfer to a transferee that controls more than 50% of the Voting Securities without any transfer from the transferor. The foregoing automatic conversion may occur as to some or all of the Non-Voting Common Shares held by any holder. Shares owned by Patriot Financial Partners III, L.P., Patriot Financial Manager, L.P., and/or Patriot Financial Advisors, L.P.. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. /s/ Phil W. Barnhouse, Attorney in Fact for Kevin J. Kooman 2021-06-28