-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AkvBRE6k5i91/cAEmACJi5qMKQf2e2SYc2N+MpnGQp7v0wG+3TzD0QG/5LcXNPfb xyWUxvcyZki24GKFJnXUAg== 0001181431-07-010533.txt : 20070213 0001181431-07-010533.hdr.sgml : 20070213 20070212161625 ACCESSION NUMBER: 0001181431-07-010533 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060921 FILED AS OF DATE: 20070212 DATE AS OF CHANGE: 20070212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawkins David Lee CENTRAL INDEX KEY: 0001367193 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33033 FILM NUMBER: 07603206 BUSINESS ADDRESS: BUSINESS PHONE: 270-524-9823 MAIL ADDRESS: STREET 1: 225 CANE RUN ROAD CITY: MUNFORDVILLE STATE: KY ZIP: 42765 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Porter Bancorp, Inc. CENTRAL INDEX KEY: 0001358356 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 611142247 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 EASTPOINT PARKWAY CITY: LOUISVILLE STATE: KY ZIP: 40223 BUSINESS PHONE: 502-499-4800 MAIL ADDRESS: STREET 1: 2500 EASTPOINT PARKWAY CITY: LOUISVILLE STATE: KY ZIP: 40223 3/A 1 rrd146718.xml ADMENDED FORM 3 - HAWKINS X0202 3/A 2006-09-21 2006-09-29 0 0001358356 Porter Bancorp, Inc. PBIB 0001367193 Hawkins David Lee C/O PORTER BANCORP, INC. 2500 EASTPOINT PARKWAY LOUISVILLE KY 40223 1 0 0 0 Option 24 2007-03-21 2011-09-21 Common Stock 999 D Option 24 2007-09-21 2011-09-21 Common Stock 999 D Option 24 2008-03-21 2011-09-21 Common Stock 999 D Option 24 2008-09-21 2011-09-21 Common Stock 999 D Options 24 2009-03-21 2011-09-21 Common Stock 999 D Option 24 2009-09-21 2011-09-21 Common Stock 1005 D Mr. Hawkins is also a director of PBI Bank. Each non-employee director of PBI Bank was granted an option for 1,000 shares of common stock on the date the initial public offering was completed pursuant to the 2006 Non-Employee Directors Stock Ownership Plan. These options are in addition to the options for 5,000 shares of common stock granted to Mr. Hawkins as a director of Porter Bancorp, Inc. that were reported in the original Form 3. /s/ C. Bradford Harris attorney-in-fact for David Lee Hawkins 2007-02-12 -----END PRIVACY-ENHANCED MESSAGE-----