-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GehSxTWjnOCv/r9IwCW8tzNvvmqc87qJqNyxJNPVkXwOZoJiIo3HbaEUTx7DDtST l6r4SEdcsxzBNSLdgg2QfA== 0001144204-10-043238.txt : 20100812 0001144204-10-043238.hdr.sgml : 20100812 20100812164602 ACCESSION NUMBER: 0001144204-10-043238 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100812 DATE AS OF CHANGE: 20100812 EFFECTIVENESS DATE: 20100812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bruce & Co., Inc. CENTRAL INDEX KEY: 0001358331 IRS NUMBER: 363481448 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11869 FILM NUMBER: 101011641 BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE 2414 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312 236-9160 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE 2414 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 v193598_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bruce & Co., Inc. Address: 20 N. Wacker Drive Suite 2414 Chicago, IL 60606 Form 13F File Number: 028-11869 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: R. Jeffrey Bruce Title: Vice President Phone: 312-236-9160 Signature, Place, and Date of Signing: /s/ R. Jeffrey Bruce Chicago, IL 06-12-2010 --------------------- ------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 57 Form 13F Information Table Value Total: $ 178,711 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- -------- -------- -------- -------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- Abbott Common 002824100 3,742 80,000 SH sole none 80,000 AES CORP Pfd. C Pfd 6.75% 00808N202 2,484 57,300 SH sole none 57,300 Alanco Technologies Common 011612603 359 1,663,656 SH sole none 1,663,656 Allstate Common 020002101 1,436 50,000 SH sole none 50,000 AMERCO Common 023586100 8,989 163,300 SH sole none 163,300 AMERICA SERVICE Common 02364L109 11,749 683,097 SH sole none 683,097 American Italian Pasta Common 027070101 23,939 452,800 SH sole none 452,800 ANTIGENICS Cv 5.25% 037032AC3 9,165 14,549,000 PRN sole none 14,549,000 ARENA RESOURCES INC Common 040049108 4,692 147,100 SH sole none 147,100 ATP Oil & Gas Common 00208J108 1,793 169,400 SH sole none 169,400 ATP Oil & Gas Pfd 8% 00208J702 4,910 80,000 SH sole none 80,000 Calpine Common 131347304 4,068 319,849 SH sole none 319,849 C & D Technologies Cv 5.25% 124661AA7 3,072 4,389,000 PRN sole none 4,389,000 C & D Technologies Cv 5.25% 124661AD1 1,575 2,250,000 PRN sole none 2,250,000 C & D Technologies Cv 5.5% 124661AC3 6,669 8,035,000 PRN sole none 8,035,000 Biosante Cv 3.125% 150921AB0 565 1,000,000 PRN sole none 1,000,000 Biosante Cv 3.125% 150921ac8 800 1,860,000 PRN sole none 1,860,000 BZP Resources Cv 6.5% 055639aa6 2,670 3,000,000 PRN sole none 3,000,000 CELL THERAPEUTICS IN Cv 4% 150934AF4 2,830 2,830,000 PRN sole none 2,830,000 CELL THERAPEUTICS IN Cv 5.75%/11 150934AL1 4,665 6,480,000 PRN sole none 6,480,000 CELL THERAPEUTICS IN Cv 7.5% 150934AK3 1,200 1,500,000 PRN sole none 1,500,000 DeCode Genetics Cv 3.5% 243586AB0 499 24,987,000 PRN sole none 24,987,000 Double Eagle Common 258570209 666 156,919 SH sole none 156,919 DURECT CORP Common 266605104 2,954 1,215,973 SH sole none 1,215,973 EDAP Common 268311107 2,139 918,049 SH sole none 918,049 ELAN CORP PLC Common 284131208 996 221,400 SH sole none 221,400 Endeavor International Cv 6.0% 29257MAB6 8,860 9,900,000 PRN sole none 9,900,000 Exxon Common 30231G102 295 5,184 SH sole none 5,184 Flotek Cv 5.25% 343389AA0 2,700 4,500,000 PRN sole none 4,500,000 FPL Group Common 302571104 3,310 67,900 SH sole none 67,900 GAINSCO INC Common 363127200 1,673 240,727 SH sole none 240,727 HEALTH GRADES INC Common 42218Q102 1,306 217,800 SH sole none 217,800 Hercules Offshore Common 427093109 194 80,000 SH sole none 80,000 Hospira Common 441060100 574 10,000 SH sole none 10,000 Human Genome Cv 2.25% 444903AK4 2,370 1,500,000 PRN sole none 1,500,000 Integrys Energy Common 92931B106 1,863 42,594 SH sole none 42,594 INTERNET CAPITAL Common 46059C205 1,400 184,300 SH sole none 184,300 ISIS PHARMACEUTICALS Cv 2.625% 464337AD6 1,900 2,000,000 PRN sole none 2,000,000 ISIS PHARMACEUTICALS Cv 2.625% 464337AE4 2,755 2,900,000 PRN sole none 2,900,000 Kinross Common 496902404 5,893 344,848 SH sole none 344,848 Kellogg Common 487836108 221 4,436 SH sole none 4,436 Mannkind Cv 3.75% 56400PAA0 6,480 10,800,000 PRN sole none 10,800,000 MERCK & CO INC Common 589331107 2,345 67,000 SH sole none 67,000 Midway Games Cv 6% 598148AB0 378 2,700,000 PRN sole none 2,700,000 Titan Wheel Common 88830m102 3,000 300,000 SH sole none 300,000 Titan Wheel Cv 5.625% 888305aa7 1,190 1,000,000 SH sole none 1,000,000 Omega Protein Common 68210P107 2,795 698,770 SH sole none 698,770 Oscient Pharm Corp Cv 12.5% 68812RAD7 245 2,583,466 PRN sole none 2,583,466 PFIZER INC Common 717081103 2,270 159,200 SH sole none 159,200 Pepco Holding Common 713291102 818 60,900 SH sole none 60,900 RLI CORP Common 749607107 3,990 76,000 SH sole none 76,000 Unisource Energy Common 909205106 2,381 78,900 SH sole none 78,900 Unisource Energy Cv 4.5% 909205ab2 2,900 3,000,000 PRN sole none 3,000,000 Astrotech Common 846243400 1,326 1,070,073 SH sole none 1,070,073 Vion Pharmacueticals Cv 7.75% 927624AA4 1,626 12,510,000 PRN sole none 12,510,000 Viropharma Cv 2% 928241AH1 2,580 3,000,000 PRN sole none 3,000,000 XEL Energy Common 98389B100 447 24,011 SH sole none 24,011
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