0002006196-24-000002.txt : 20240103 0002006196-24-000002.hdr.sgml : 20240103 20240103213054 ACCESSION NUMBER: 0002006196-24-000002 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUMA BIOTECHNOLOGY, INC. CENTRAL INDEX KEY: 0001401667 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 770683487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-35703 FILM NUMBER: 24509612 BUSINESS ADDRESS: STREET 1: 10880 WILSHIRE BLVD. STREET 2: SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (424) 248-6500 MAIL ADDRESS: STREET 1: 10880 WILSHIRE BLVD. STREET 2: SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATIVE ACQUISITIONS CORP DATE OF NAME CHANGE: 20070601 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: AUERBACH ALAN H CENTRAL INDEX KEY: 0001358285 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 10940 WILSHIRE BLVD. SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90024 144 1 primary_doc.xml 144 0001358285 XXXXXXXX LIVE 0001401667 PUMA BIOTECHNOLOGY, INC. 001-35703 10880 WILSHIRE BLVD. SUITE 2150 LOS ANGELES CA 90024 (424) 248-6500 AUERBACH ALAN H Officer Director Common Stock Muriel Siebert & Co., Inc.

4141 NE 2nd Avenue, Suite 201 Miami FL 33137

41396 187316.90 47571332 01/03/2024 NASDAQGS Common Stock 02/17/2021 Restricted Stock Unit Grant PUMA BIOTECHNOLOGY, INC N 149951 02/17/2021 Compensation for Services Rendered Common Stock 03/03/2022 Restricted Stock Unit Grant PUMA BIOTECHNOLOGY, INC. N 168824 03/03/2022 Compensation for Services Rendered Common Stock 02/10/2023 Restricted Stock Unit Grant PUMA BIOTECHNOLOGY, INC. N 186403 02/10/2023 Compensation for Services Rendered Y 01/03/2024 12/17/2020 /s/ Chris Culotta, Attorney-in-Fact for Alan H. Auerbach