144 1 seabolt144stw_oct2015.htm FORM 144 seabolt144stw_oct2015.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL
 
OMB Number
325-0101  
 
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May 31, 2017  
 
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FORM 144
 
 
SEC USE ONLY
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
DOCUMENT SEQUENCE NO.
 
 
ATTENTION:   Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
CUSIP NUMBER
 
 
                         
WORK LOCATION
 
1(a) NAME OF ISSUER
 
(b) IRS IDENT. NO.
 
(c) S.E.C. FILE NO.
   
 
STW Resources Holding Corp,
 
26-1945743
 
000-52654
     
                 
 
1(d) ADDRESS OF ISSUER
 
STREET
 
CITY
 
STATE
 
ZIP CODE
 
(e) TELEPHONE NO.
 
                     
AREA CODE
NUMBER
 
     
3424 South County Road 1192
 
Midland
 
TX
 
79706
   
432
 
686-7777
 
 
 
 
2(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
 
(b) RELATIONSHIP
TO ISSUER
(c) ADDRESS (Street)
CITY
STATE
 
ZIP CODE
 
 
D. Grant Seabolt, Jr.
 
Officer & Director
5307 E. Mockingbird Lane, 5th FL
Dallas
TX
   
75206
 
 
 
 
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

             
SEC USE
                               
 
3(a)
   
(b)
   
ONLY
   
(c)
   
(d)
   
(e)
   
(f)
   
(g)
 
 
Title of the
Class of
Securities
To Be Sold
   
Name and Address of Each Broker
Through Whom the Securities are
to be Offered or Each Market Maker
who is Acquiring the Securities
   
Broker-Dealer
File Number
   
Number of
Shares or Other
Units To Be Sold
(See instr. 3(c))
   
Aggregate
Market Value
(See instr. 3(d))
   
Number of Shares
or Other Units
Outstanding
(See instr. 3(e))
   
Approximate
Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
   
Name of Each
Securities
Exchange
(See instr. 3(g))
 
 
Common
   
Wilson-Davis & Co., WD Investments
236 Main St., Salt Lake City, UT 84104
 
           
311,554
       
$58,852
       
36,667,881
     
10/29/2015
   
OTCQB
 
 
Potential persons who are to respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB control number.

 
 
 

 
 
TABLE I — SECURITIES TO BE SOLD
 
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:

Title of
the Class
   
Date you
Acquired
   
Name of Acquisition Transaction
   
Name of Person From
Whom Acquired
(If gift, also give date donor acquired)
   
Amount of
Securities Acquired
   
Date of Payment
   
Nature of Payment
Common
   
9/16/2013
   
Services rendered to Issuer
   
STW Resources Holding Corp.
   
104,167
   
9/16/2013
   
Services
Common
   
4/24/2014
   
Services rendered to Issuer
   
STW Resources Holding Corp.
   
113,637
   
4/24/2014
   
Services
Common
   
2/23/2015
   
Services rendered to Issuer
   
STW Resources Holding Corp.
   
93,750
   
2/23/2015
   
Services
 

INSTRUCTIONS:
 
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
 
 

 
TABLE II — SECURITIES SOLD DURING THE PAST 3 MONTHS
 
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

Name and Address of the Seller
   
Title of Securities Sold
   
Date of Sale
   
Amount of
Securities Sold
   
Gross Proceeds
 
 
Remarks:
 
 
INSTRUCTIONS:
 
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
 
 
 

 
 
ATTENTION:
 
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
 
10/29/2015
Date of Notice
 
Date of Plan Adoption or Giving of Instruction,
if Relying on Rule 10b5-1.
 
/s/ D. Grant Seabolt, Jr.
(Signature)
 
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.
 
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)