0001593968-24-000768.txt : 20240530
0001593968-24-000768.hdr.sgml : 20240530
20240530173237
ACCESSION NUMBER: 0001593968-24-000768
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240528
FILED AS OF DATE: 20240530
DATE AS OF CHANGE: 20240530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lopez David
CENTRAL INDEX KEY: 0001357624
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38357
FILM NUMBER: 241006783
MAIL ADDRESS:
STREET 1: 7250 S. TENAYA WAY, SUITE 100
CITY: LAS VEGAS
STATE: NV
ZIP: 89113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PlayAGS, Inc.
CENTRAL INDEX KEY: 0001593548
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 383919506
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6775 S. EDMOND ST., SUITE #300
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
BUSINESS PHONE: 702-722-6700
MAIL ADDRESS:
STREET 1: 6775 S. EDMOND ST., SUITE #300
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
FORMER COMPANY:
FORMER CONFORMED NAME: AP Gaming Holdco, Inc.
DATE OF NAME CHANGE: 20131205
4
1
primary_01.xml
PRIMARY DOCUMENT
X0508
4
2024-05-28
0001593548
PlayAGS, Inc.
AGS
0001357624
Lopez David
6775 S. EDMOND ST., STE. 300
LAS VEGAS
NV
89118
true
true
false
false
Chief Executive Officer
false
Common Stock
2024-05-28
4
M
false
193103
A
815765
D
Common Stock
2024-05-28
4
F
false
75987
11.45
D
739778
D
Common Stock
2024-05-28
4
F
false
35235
11.58
D
794084
D
Phantom Stock Unit
2024-05-28
4
M
false
193103
0
D
Common Stock
193103
222978
D
Each share of phantom stock was the economic equivalent of one share of PlayAGS, Inc. common stock. The Company settled 100% of these shares of phantom stock for shares of PlayAGS, Inc. common stock.
Excluded from the calculation of the amount of beneficially owned securities are 846,610 unvested restricted stock units held by the Reporting Person as of transaction date.
Exempt transaction pursuant to Rule 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the vesting of restricted shares, as approved by the Issuer's board of directors in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested restricted shares. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
Excluded from the calculation of the amount of beneficially owned securities are 757,069 unvested restricted stock units held by the Reporting Person as of transaction date.
The Phantom Stock Units vested on the first day that the average closing price per share of the company's common stock for the prior 60 consecutive trading days exceeded $9.06 and after the award's minimum service period requirement had been met.
/s/Rob Ziems, Attorney in Fact
2024-05-30