0001593968-24-000768.txt : 20240530 0001593968-24-000768.hdr.sgml : 20240530 20240530173237 ACCESSION NUMBER: 0001593968-24-000768 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240528 FILED AS OF DATE: 20240530 DATE AS OF CHANGE: 20240530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lopez David CENTRAL INDEX KEY: 0001357624 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38357 FILM NUMBER: 241006783 MAIL ADDRESS: STREET 1: 7250 S. TENAYA WAY, SUITE 100 CITY: LAS VEGAS STATE: NV ZIP: 89113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PlayAGS, Inc. CENTRAL INDEX KEY: 0001593548 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 383919506 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6775 S. EDMOND ST., SUITE #300 CITY: LAS VEGAS STATE: NV ZIP: 89118 BUSINESS PHONE: 702-722-6700 MAIL ADDRESS: STREET 1: 6775 S. EDMOND ST., SUITE #300 CITY: LAS VEGAS STATE: NV ZIP: 89118 FORMER COMPANY: FORMER CONFORMED NAME: AP Gaming Holdco, Inc. DATE OF NAME CHANGE: 20131205 4 1 primary_01.xml PRIMARY DOCUMENT X0508 4 2024-05-28 0001593548 PlayAGS, Inc. AGS 0001357624 Lopez David 6775 S. EDMOND ST., STE. 300 LAS VEGAS NV 89118 true true false false Chief Executive Officer false Common Stock 2024-05-28 4 M false 193103 A 815765 D Common Stock 2024-05-28 4 F false 75987 11.45 D 739778 D Common Stock 2024-05-28 4 F false 35235 11.58 D 794084 D Phantom Stock Unit 2024-05-28 4 M false 193103 0 D Common Stock 193103 222978 D Each share of phantom stock was the economic equivalent of one share of PlayAGS, Inc. common stock. The Company settled 100% of these shares of phantom stock for shares of PlayAGS, Inc. common stock. Excluded from the calculation of the amount of beneficially owned securities are 846,610 unvested restricted stock units held by the Reporting Person as of transaction date. Exempt transaction pursuant to Rule 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the vesting of restricted shares, as approved by the Issuer's board of directors in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested restricted shares. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Excluded from the calculation of the amount of beneficially owned securities are 757,069 unvested restricted stock units held by the Reporting Person as of transaction date. The Phantom Stock Units vested on the first day that the average closing price per share of the company's common stock for the prior 60 consecutive trading days exceeded $9.06 and after the award's minimum service period requirement had been met. /s/Rob Ziems, Attorney in Fact 2024-05-30