0001593968-23-001334.txt : 20230921
0001593968-23-001334.hdr.sgml : 20230921
20230921203757
ACCESSION NUMBER: 0001593968-23-001334
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230309
FILED AS OF DATE: 20230921
DATE AS OF CHANGE: 20230921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lopez David
CENTRAL INDEX KEY: 0001357624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38357
FILM NUMBER: 231270066
MAIL ADDRESS:
STREET 1: 7250 S. TENAYA WAY, SUITE 100
CITY: LAS VEGAS
STATE: NV
ZIP: 89113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PlayAGS, Inc.
CENTRAL INDEX KEY: 0001593548
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990]
IRS NUMBER: 383919506
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6775 S. EDMOND ST., SUITE #300
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
BUSINESS PHONE: 702-722-6700
MAIL ADDRESS:
STREET 1: 6775 S. EDMOND ST., SUITE #300
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
FORMER COMPANY:
FORMER CONFORMED NAME: AP Gaming Holdco, Inc.
DATE OF NAME CHANGE: 20131205
4
1
primary_01.xml
PRIMARY DOCUMENT
X0508
4
2023-03-09
0001593548
PlayAGS, Inc.
AGS
0001357624
Lopez David
6775 S. EDMOND ST., STE. 300
LAS VEGAS
NV
89118
true
true
false
false
Chief Executive Officer
false
Common Stock
2023-03-09
4
F
false
2942
6.71
D
280241
D
Common Stock
2023-09-19
4
F
false
13072
6.93
D
300388
D
Exempt transaction pursuant to Rule 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the vesting of restricted shares, as approved by the Issuer's board of directors in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested restricted shares. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
This late filing is due to an inadvertent administrative error and not any error of the reporting person.
Exhibit 24.1: Power of Attorney
/s/Rob Ziems, Attorney in Fact
2023-09-21
EX-24
2
poa_david.txt
EX-24 DOCUMENT
Limited Power of Attorney for Section 16 Reporting Obligations.
I, David Lopez, hereby appoint PlayAGS, Inc. (the "Company") to
assist me in the preparation and filing of Section 16 reports, and execute
the below Power of Attorney for this purpose.
I am the Chief Executive Officer, President, and Director of
the Company and, until further written notice, I hereby individually
authorize the Chief Legal Officer of the Company, with full power of
substitution to each, to sign on my behalf any Form 3, Form 4, Form 5, Form
144 or related form that I have filed or may file hereafter in connection
with my direct or indirect beneficial ownership of securities of the
Company, manage any EDGAR access codes and to take any other action of any
type whatsoever in connection with the foregoing that in his or her opinion
may be for the benefit of, in the best interest of, or legally required by
me.
I acknowledge that each foregoing attorney-in-fact, in serving
in such capacity at my request, is not assuming, nor is the Company
assuming, any of my responsibilities to comply with Section 16 of the
Securities Exchange Act of 1934.
This Power of Attorney is effective as of the date executed and
revokes all prior Powers of Attorney relating to reporting under Section 16
of the Securities Exchange Act of 1934 of the Company's securities and the
matters outlined above and shall remain in full force and effect until I am
no longer required to file Forms 3, 4 and 5 with respect to my holdings of
and transactions in securities issued by the Company, unless earlier
revoked by me in a signed writing delivered to each foregoing
attorney-in-fact or in a subsequently filed instrument.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of this Power of Attorney to be executed as of
this 19th day of September, 2023.
By: /s/ David Lopez
Name: David Lopez