0001127602-16-042072.txt : 20160218 0001127602-16-042072.hdr.sgml : 20160218 20160218121052 ACCESSION NUMBER: 0001127602-16-042072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160216 FILED AS OF DATE: 20160218 DATE AS OF CHANGE: 20160218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectra Energy Corp. CENTRAL INDEX KEY: 0001373835 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 205413139 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 704-382-8160 MAIL ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Gas SpinCo, Inc. DATE OF NAME CHANGE: 20060825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dill Julie CENTRAL INDEX KEY: 0001357564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33007 FILM NUMBER: 161436713 MAIL ADDRESS: STREET 1: 526 S. CHURCH STREET; EC3XK CITY: CHARLOTTE STATE: NC ZIP: 28202 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-16 0001373835 Spectra Energy Corp. SE 0001357564 Dill Julie 5400 WESTHEIMER COURT HOUSTON TX 77056 1 Chief Communications Officer Common Stock 2016-02-16 4 M 0 4400 0 A 48575.616 D Common Stock 2016-02-16 4 F 0 1204 28.49 D 47371.616 D Performance Shares Feb 2013 2016-02-16 4 M 0 4400 0 D 2016-02-16 Common Stock 4400 2000 D LTIP Phantom Stock Grant Feb 2016 2016-02-16 4 A 0 6500 0 A 2019-02-16 2019-02-16 Common Stock 6500 6500 D Performance Shares Feb 2016 2016-02-16 4 A 0 11400 0 A 2019-02-16 Common Stock 11400 11400 D Employee Stock Option (Right to Buy) Feb 2016 28.40 2016-02-16 4 A 0 47100 0 A 2026-02-16 Common Stock 47100 47100 D Converts to Common Stock on a 1-for-1 basis. The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. Expiration date not applicable. Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock. Grant cliff vests 3 years from date of Grant. The option becomes exercisable in three equal installments beginning on February 16, 2017. /s/ Allison McHenry as Attorney-in-Fact for Julie Dill 2016-02-18